Managers / Q4 2022 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value

$765M

Q4 2022

Positions

395

Filings on Record

2019–present window

Filed

Feb 13, 2023

original filing

Summary

Wintrust Investments LLC reported $765M in U.S.-listed holdings across 395 positions for Q4 2022.

Its largest position, IJH, represents 6.5% of the portfolio.

Compared with Q3 2022, the fund opened 37 new positions and exited 71.

Portfolio Metrics

Turnover

+16.4%

vs prior filed quarter

Top-10 Concentration

+35.9%

share of reported value

Largest Position

+6.5%

Ishares Core S P Mid Etf Etf

New / Exited

37 / 71

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 45.1% · $345M
Common Stock · 42.1% · $323M
Other · 11.0% · $84M
ADR · 1.1% · $9M
Closed-End Fund · 0.3% · $2M
Other · 0.4% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
CALL CITIGROUP INC NEW	NEW	+98.1K	98.1K	+$5M	$5M
CALL ENERGY SELECT	NEW	+57.8K	57.8K	+$5M	$5M
CALL ISHRS EMERG MKTS	NEW	+45.6K	45.6K	+$2M	$2M
MDGL MADRIGAL PHARMACEUTICALS INC	NEW	+5.8K	5.8K	+$2M	$2M
CALL LOCKHEED MARTIN	NEW	+4.9K	4.9K	+$2M	$2M
IWS ISHARES RUSSELL ETF MID-CAP VALUE	NEW	+11.2K	11.2K	+$1M	$1M
EW EDWARDS LIFESCIENCE CORP	NEW	+8.3K	8.3K	+$622,000	$622,000
DVN DEVON ENERGY CORP	NEW	+8.9K	8.9K	+$549,000	$549,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

392 positions (from 395 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	IJH ISHARES CORE S P MID ETF ETF history →	ETF	6.51%	$50M	206.1K
2	IVV ISHARES CORE S P 500 ETF S P 500 INDEX FD history →	ETF	5.00%	$38M	99.6K
3	IWM ISHARES ETF RUSSELL 2000 history →	ETF	4.81%	$37M	211.2K
4	VEA VANGUARD FTSE ETF DEVELOPED MARKETS ETF history →	ETF	4.61%	$35M	840.3K
5	AAPL APPLE INC history →	COM	4.22%	$32M	248.9K
6	GOOG ALPHABET INC NON VOTING CAP STK CL C history →	COM	2.65%	$20M	228.6K
7	SHV ISHARES ETF SHORT TREASURY BOND history →	ETF	2.50%	$19M	174.0K
8	OXY OCCIDENTAL PETE CORP history →	COM	2.00%	$15M	242.8K
9	FTSM FIRST TR ENHANCED ETF SHORT MATURITY history →	ETF	1.85%	$14M	238.0K
10	AMGN AMGEN INC history →	COM	1.79%	$14M	52.1K
11	VIG VANGUARD DIVIDEND ETF APPRECIATION history →	ETF	1.59%	$12M	79.9K
12	BMY BRISTOL MYERS SQUIBB CO history →	COM	1.33%	$10M	141.0K
13	FVD FIRST TR VALUE LINE ETF history →	ETF	1.26%	$10M	241.8K
14	CALL SPY OPTION	OPT	1.23%	$9M	22.4K
15	CORE LABORATORIES INC	COM	1.06%	$8M	399.3K
16	FTCS FIRST TRUST CAPITAL ETF STRENGTH history →	ETF	1.04%	$8M	106.4K
17	MSFT MICROSOFT CORP history →	COM	1.03%	$8M	32.9K
18	KFY KORN FERRY INTL history →	COM	1.01%	$8M	152.1K
19	CALL BANK AMER CORP	OPT	0.91%	$7M	210.9K
20	JPM JPMORGAN CHASE CO	COM	0.86%	$7M	49.1K
21	PSX PHILLIPS 66	COM	0.85%	$7M	62.5K
22	JNJ JOHNSON JOHNSON	COM	0.85%	$6M	36.8K
23	RSG REPUBLIC SVCS INC	COM	0.85%	$6M	50.2K
24	VOO VANGUARD INDEX FDS ETF S P 500 ETF SHS NEW	ETF	0.84%	$6M	18.4K
25	CALL HOME DEPOT INC	OPT	0.80%	$6M	19.8K
26	INVESCO EXCHANGE ETF BULLETSHARES 2023 CORPORATE BD	ETF	0.75%	$6M	272.3K
27	V VISA INC CLASS A	COM	0.72%	$6M	26.6K
28	CALL CITIGROUP INC NEW	OPT	0.70%	$5M	98.1K
29	FIRST TRUST III ETF PREFERRED SECS INCOME	ETF	0.67%	$5M	303.8K
30	RSP INVESCO TR ETF S P 500 EQUAL WEIGHT	ETF	0.65%	$5M	35.5K
31	AMZN AMAZON COM INC	COM	0.64%	$5M	58.7K
32	CALL ENERGY SELECT	OPT	0.61%	$5M	57.8K
33	BUD ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR	COM	0.58%	$4M	73.7K
34	ABBV ABBVIE INC	COM	0.55%	$4M	25.8K
35	CALL GOLDMAN SACHS GRP	OPT	0.54%	$4M	12.5K
36	VHT VANGUARD HEALTH CARE ETF	ETF	0.54%	$4M	16.6K
37	RDVY FIRST TRUST RISING ETF DIVIDEND ACHIEVERS	ETF	0.50%	$4M	87.4K
38	EXMOC EXXON MOBIL CORP	COM	0.48%	$4M	33.4K
39	KMI KINDER MORGAN INC DEL	COM	0.46%	$4M	194.8K
40	FV FIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUND	ETF	0.44%	$3M	71.7K
41	BLACKROCK INC	COM	0.42%	$3M	4.6K
42	CGDV CAPITAL GRP DIVIDEND ETF VALUE SHS CREATION UNIT	ETF	0.42%	$3M	136.1K
43	LLY ELI LILLY CO	COM	0.41%	$3M	8.5K
44	CSCO CISCO SYSTEMS INC	COM	0.40%	$3M	64.8K
45	UNH UNITEDHEALTH GROUP INC	COM	0.40%	$3M	5.8K
46	CALL MORGAN STANLEY	OPT	0.40%	$3M	35.6K
47	ITW ILLINOIS TOOL WORKS INC	COM	0.39%	$3M	13.6K
48	MO ALTRIA GROUP INC	COM	0.38%	$3M	64.3K
49	QQEW FIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETF	ETF	0.38%	$3M	32.8K
50	INVESCO TR II ETF S P 500 LOW VOLATILITY	ETF	0.37%	$3M	43.7K
51	VWO VANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETF	ETF	0.36%	$3M	70.6K
52	WBA WALGREENS BOOTS ALLIANCE INC	COM	0.36%	$3M	73.5K
53	UVV UNIVERSAL CORP VIRGINIA	COM	0.36%	$3M	51.9K
54	XLV SELECT SECTOR SPDR F ETF HEALTH CARE	ETF	0.35%	$3M	19.9K
55	RSPH INVESCO TR ETF S P 500 EQUAL WEIGHT HEALTH CARE	ETF	0.34%	$3M	9.1K
56	CAH CARDINAL HEALTH INC	COM	0.33%	$3M	33.2K
57	CALL SELECT SECTOR SPDR	OPT	0.32%	$2M	73.8K
58	COST COSTCO WHSL CORP NEW COM	COM	0.32%	$2M	5.4K
59	PEP PEPSICO INCORPORATED	COM	0.32%	$2M	13.7K
60	ABT ABBOTT LABORATORIES	COM	0.32%	$2M	22.2K
61	LMBS FIRST TR ETF IV ETF FIRST TR LOW DURATION MTG OPPORTUNITIES ETF	ETF	0.32%	$2M	51.1K
62	SYNOVUS FINANCIAL CORP	COM	0.30%	$2M	62.2K
63	TMO THERMO FISHER SCIENTIFIC INC	COM	0.30%	$2M	4.1K
64	LHX L3HARRIS TECHNOLOGIES INC	COM	0.29%	$2M	10.6K
65	TLH ISHARES ETF 10-20 YEAR TREASURY BOND	ETF	0.29%	$2M	20.2K
66	IJS ISHARES ETF S P SMALL CAP 600 VALUE	ETF	0.29%	$2M	23.9K
67	SCHV SCHWAB US LARGE-CAP ETF VALUE	ETF	0.28%	$2M	32.4K
68	CALL SCHLUMBERGER LTD	OPT	0.27%	$2M	65.1K
69	CMI CUMMINS INC	COM	0.27%	$2M	8.6K
70	CALL ISHRS EMERG MKTS	OPT	0.27%	$2M	45.6K
71	GS GOLDMAN SACHS GROUP INC	COM	0.27%	$2M	6.0K
72	ISHARES IBOXX ETF INVESTMENT GRADE CORP BD	ETF	0.27%	$2M	19.4K
73	USMV ISHARES EDGE MSCI ETF MIN VOL USA ETF	ETF	0.27%	$2M	28.2K
74	VB VANGUARD SMALL CAP ETF	ETF	0.26%	$2M	11.0K
75	MAR MARRIOTT INTL INC NEW CL A	COM	0.26%	$2M	13.4K
76	IEMG ISHARES INC ETF CORE MSCI EMERGING MKTS	ETF	0.26%	$2M	42.1K
77	WMT WALMART INC	COM	0.26%	$2M	13.8K
78	GOOGL ALPHABET INC VOTING CAP STK CL A	COM	0.25%	$2M	22.0K
79	HUM HUMANA INC	COM	0.24%	$2M	3.6K
80	XLE ENERGY SELECT ETF SECTOR SPDR	ETF	0.24%	$2M	21.2K
81	TSCO TRACTOR SUPPLY COMPANY	COM	0.24%	$2M	8.1K
82	CVS CVS HEALTH CORPORATION	COM	0.24%	$2M	19.4K
83	QQQ INVESCO QQQ TR ETF UNIT SER 1	ETF	0.24%	$2M	6.8K
84	MCK MCKESSON CORPORATION	COM	0.23%	$2M	4.6K
85	ACN ACCENTURE PLC IRELAND SHARES CLASS A	COM	0.22%	$2M	6.4K
86	CLF CLEVELAND-CLIFFS INC NEW	COM	0.22%	$2M	105.8K
87	IJR ISHARES CORE S P ETF SMALLCAP	ETF	0.22%	$2M	17.8K
88	ORCL ORACLE CORPORATION	COM	0.22%	$2M	20.6K
89	CBOE CBOE GLOBAL MARKETS INC	COM	0.22%	$2M	13.4K
90	SLB SCHLUMBERGER LTD	COM	0.22%	$2M	31.4K
91	MDGL MADRIGAL PHARMACEUTICALS INC	COM	0.22%	$2M	5.8K
92	CALL ANHEUSER-BUSCH INBV	OPT	0.22%	$2M	31.1K
93	CVX CHEVRON CORPORATION	COM	0.22%	$2M	9.2K
94	BX BLACKSTONE GROUP INC COM	COM	0.21%	$2M	22.0K
95	VIS VANGUARD INDUSTRIALS ETF	ETF	0.21%	$2M	8.9K
96	DIS DISNEY WALT COMPANY	COM	0.21%	$2M	18.6K
97	CALL LOCKHEED MARTIN	OPT	0.21%	$2M	4.9K
98	XLF SELECT SECTOR SPDR ETF TR FINANCIAL	ETF	0.21%	$2M	46.8K
99	BHP BHP BILLITON LTD SPON ADR	COM	0.21%	$2M	25.6K
100	AXP AMERICAN EXPRESS COMPANY	COM	0.21%	$2M	10.7K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2024	$114M	427	Feb 10, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$135M	530	Nov 12, 2024	13F-HR	changes · EDGAR ↗
Q2 2024	$1.2B	488	Aug 13, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$1.1B	478	May 9, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$1.0B	464	Feb 12, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$955M	431	Nov 13, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$997M	450	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$784M	357	May 9, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$765M	395	Feb 13, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$799M	429	Nov 9, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$836M	406	Aug 15, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$1.0B	451	May 11, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$1.1B	461	Feb 4, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$741M	287	Nov 12, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$975M	456	Aug 10, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$967M	452	May 10, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$352M	189	Feb 8, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$728M	371	Nov 12, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$715M	395	Aug 7, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$609M	352	May 14, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$714M	379	Feb 14, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$670M	405	Nov 7, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$659M	384	Aug 5, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$616M	366	May 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.