SEC 13F Intelligence

Managers / Q4 2023 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value
$1.0B
Q4 2023
Positions
464
Filings on Record
24
2019–present window
Filed
Feb 12, 2024
original filing

Summary

Wintrust Investments LLC reported $1.0B in U.S.-listed holdings across 464 positions for Q4 2023.

Its largest position, IJH, represents 5.0% of the portfolio.

Compared with Q3 2023, the fund opened 64 new positions and exited 31.

Portfolio Metrics

Turnover
+9.7%
vs prior filed quarter
Top-10 Concentration
+34.8%
share of reported value
Largest Position
+5.0%
Ishares Core S P Mid Etf Etf
New / Exited
64 / 31
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $616MQ1 ’19Q2 ’19: $659MQ3 ’19: $670MQ4 ’19: $714MQ4 ’19Q1 ’20: $609MQ2 ’20: $715MQ3 ’20: $728MQ3 ’20Q4 ’20: $352MQ1 ’21: $967MQ2 ’21: $975MQ2 ’21Q3 ’21: $741MQ4 ’21: $1.1BQ1 ’22: $1.0BQ1 ’22Q2 ’22: $836MQ3 ’22: $799MQ4 ’22: $765MQ4 ’22Q1 ’23: $784MQ2 ’23: $997MQ3 ’23: $955MQ3 ’23Q4 ’23: $1.0BQ1 ’24: $1.1BQ2 ’24: $1.2BQ2 ’24Q3 ’24: $135MQ4 ’24: $114Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 51.4%ETP: 44.3%Other: 2.4%ADR: 1.2%Closed-End Fund: 0.4%Other: 0.3%
  • Common Stock · 51.4% · $531M
  • ETP · 44.3% · $457M
  • Other · 2.4% · $25M
  • ADR · 1.2% · $12M
  • Closed-End Fund · 0.4% · $4M
  • Other · 0.3% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TR ETF VIII FT CBOE VEST US EQ BUFFER ETF DECEMBERNEW+60.9K60.9K+$2M$2M
IBKRINTERACTIVE BROKERS GRPNEW+9.5K9.5K+$790,000$790,000
MTZMASTEC INCNEW+10.3K10.3K+$779,000$779,000
OEFISHARES ETF S&P 100NEW+2.7K2.7K+$600,000$600,000
TMTOYOTA MTR CORP ADR NEW 3/82NEW+3.1K3.1K+$577,000$577,000
BXMTBLACKSTONE MORTGAGE TRUST INCNEW+25.7K25.7K+$547,000$547,000
TSMTAIWAN SEMICONDUCTOR MFG CO LTD ADRNEW+5.0K5.0K+$524,000$524,000
BNDXVANGUARD TOTAL INTL ETF BONDNEW+10.0K10.0K+$491,000$491,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

460 positions (from 464 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IJHISHARES CORE S&P MID ETF ETFhistory →ETF4.99%$51M185.8K
2BRK/BBERKSHIRE HATHAWAY INC SERIES B NEWCOM4.45%$46M113.8K
3TFLOISHARES TREASURY ETF FLOATING RATE ETFhistory →ETF4.08%$42M834.0K
4IWMISHARES ETF RUSSELL 2000history →ETF3.67%$38M188.9K
5IVVISHARES CORE S&P 500 ETF S&P 500 INDEX FDhistory →ETF3.59%$37M77.6K
6AAPLAPPLE INChistory →COM3.45%$36M185.0K
7VEAVANGUARD FTSE ETF DEVELOPED MARKETS ETFhistory →ETF2.75%$28M593.8K
8MSFTMICROSOFT CORPhistory →COM2.71%$28M74.4K
9GOOGALPHABET INC NON VOTING CAP STK CL Chistory →COM2.63%$27M192.5K
10RSPINVESCO TR ETF S&P 500 EQUAL WEIGHThistory →ETF2.52%$26M165.0K
11LLYELI LILLY & COhistory →COM1.75%$18M31.0K
12ISRGINTUITIVE SURGICAL INC COM NEWhistory →COM1.26%$13M38.6K
13VIGVANGUARD DIVIDEND ETF APPRECIATIONhistory →ETF1.22%$13M73.9K
14AMZNAMAZON COM INChistory →COM1.19%$12M81.0K
15SPYSPDR S&P 500 TRUST ETFhistory →ETF1.08%$11M23.5K
16VOOVANGUARD INDEX FDS ETF S&P 500 ETF SHS NEWhistory →ETF1.08%$11M25.6K
17FVDFIRST TR VALUE LINE ETFhistory →ETF1.08%$11M274.8K
18ISHARES CORE TOTAL ETF USD BOND MARKETETF1.02%$11M229.7K
19UCONFIRST TR FD VIII ETF TCW UNCONSTRAINED PLUS BONDETF0.96%$10M400.9K
20OXYOCCIDENTAL PETE CORPCOM0.90%$9M156.0K
21RSGREPUBLIC SVCS INCCOM0.79%$8M49.7K
22FTCSFIRST TRUST CAPITAL ETF STRENGTHETF0.79%$8M101.5K
23JPMJPMORGAN CHASE & COCOM0.78%$8M47.4K
24CGXUCAPITAL GRP INTL ETF FOCUS EQUITY SHS CREATION UNITETF0.68%$7M295.4K
25AVGOBROADCOM INCCOM0.68%$7M6.3K
26MRC GLOBAL INCCOM0.65%$7M605.5K
27ABBVABBVIE INCCOM0.64%$7M42.8K
28KFYKORN FERRY INTLCOM0.64%$7M111.4K
29VVISA INC CLASS ACOM0.64%$7M25.3K
30CALL BANK AMER CORPOPT0.63%$6M228.3K
31CGGRCAPITAL GRP GROWTH ETF SHS CREATION UNITETF0.59%$6M214.4K
32PSXPHILLIPS 66COM0.57%$6M44.6K
33FIRST TRUST III ETF PREFERRED SECS & INCOMEETF0.55%$6M337.6K
34WBAWALGREENS BOOTS ALLIANCE INCCOM0.51%$5M201.5K
35SDVYFIRST TR ETF VI ETF SMID CAP RISING DIVID ACHIEVERSETF0.49%$5M153.3K
36CLBCORE LABORATORIES INC LUXEMBOURG SA COMCOM0.47%$5M275.3K
37CGDVCAPITAL GRP DIVIDEND ETF VALUE SHS CREATION UNITETF0.46%$5M160.5K
38MDGLMADRIGAL PHARMACEUTICALS INCCOM0.46%$5M20.5K
39JNJJOHNSON & JOHNSONCOM0.46%$5M30.0K
40METAMETA PLATFORMS INC CLASS ACOM0.44%$5M12.9K
41ITWILLINOIS TOOL WORKS INCCOM0.44%$5M17.3K
42NVDANVIDIA CORPCOM0.42%$4M8.8K
43CALL CITIGROUP INC NEWOPT0.42%$4M97.0K
44FTSMFIRST TR ENHANCED ETF SHORT MATURITYETF0.42%$4M72.9K
45AMGNAMGEN INCCOM0.42%$4M15.0K
46GOOGLALPHABET INC VOTING CAP STK CL ACOM0.42%$4M31.0K
47COSTCOSTCO WHSL CORP NEW COMCOM0.42%$4M6.5K
48BUDANHEUSER BUSCH INBEV SA/NV-SPONSORED ADRCOM0.40%$4M64.0K
49FLOTISHARES ETF FLOATING RATE BONDETF0.38%$4M78.2K
50EXMOCEXXON MOBIL CORPCOM0.38%$4M39.5K
51UNHUNITEDHEALTH GROUP INCCOM0.38%$4M7.4K
52IFRAISHARES TR ETF US INFRASTRUCTUREETF0.37%$4M94.5K
53QQEWFIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETFETF0.37%$4M32.2K
54NEMNEWMONT CORPCOM0.35%$4M87.6K
55KMIKINDER MORGAN INC DELCOM0.34%$4M201.4K
56LMTLOCKHEED MARTIN CORPCOM0.34%$4M7.8K
57BLACKROCK INCCOM0.34%$3M4.3K
58BSCWINVESCO SELF INDEXED ETF TR BULLETSHARES 2032 CORP BDETF0.33%$3M167.2K
59ORCLORACLE CORPORATIONCOM0.33%$3M32.6K
60UVVUNIVERSAL CORP VIRGINIACOM0.33%$3M50.8K
61CSCOCISCO SYSTEMS INCCOM0.33%$3M67.3K
62PEPPEPSICO INCORPORATEDCOM0.32%$3M19.6K
63CALL SPY OPTIONOPT0.32%$3M7.8K
64QQQINVESCO QQQ TR ETF UNIT SER 1ETF0.32%$3M8.0K
65MOALTRIA GROUP INCCOM0.32%$3M81.2K
66PACER FDS TR ETF PACER US SMALL CAP CASH COWS 100 ETFETF0.31%$3M67.3K
67VWOVANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETFETF0.30%$3M74.4K
68PDBCINVESCO OPTIMUM YLD ETF DIVERSIFIED COMMODITY STRATEGY NO K-1ETF0.30%$3M229.9K
69BACBANK OF AMERICA CORPCOM0.29%$3M88.8K
70VTVANGUARD TOTAL WORLD ETF STOCK INDEX FUNDETF0.29%$3M29.1K
71CBCHUBB LTDCOM0.29%$3M13.1K
72DKNGDRAFTKINGS INC NEW CL ACOM0.28%$3M83.1K
73RTXRTX CORPCOM0.28%$3M34.5K
74MARMARRIOTT INTL INC NEW CL ACOM0.28%$3M12.8K
75CVSCVS HEALTH CORPORATIONCOM0.28%$3M36.3K
76IJSISHARES ETF S&P SMALL CAP 600 VALUEETF0.27%$3M27.5K
77HDHOME DEPOT INCCOM0.27%$3M8.2K
78SCHDSCHWAB US DIVIDEND ETF EQUITYETF0.27%$3M36.8K
79AFLAFLAC INCCOM0.26%$3M33.0K
80LHXL3HARRIS TECHNOLOGIES INCCOM0.26%$3M12.7K
81TMOTHERMO FISHER SCIENTIFIC INCCOM0.26%$3M5.0K
82RSPHINVESCO TR ETF S&P 500 EQUAL WEIGHT HEALTH CAREETF0.24%$2M82.1K
83SLBSCHLUMBERGER LTDCOM0.24%$2M47.0K
84CRMSALESFORCE INCCOM0.24%$2M9.3K
85TJXTJX COS INC NEWCOM0.23%$2M25.6K
86VBVANGUARD SMALL CAP ETFETF0.23%$2M11.3K
87FIRST TR ETF VIII FT CBOE VEST US EQ BUFFER ETF DECEMBERETF0.23%$2M60.9K
88NEENEXTERA ENERGY INCCOM0.23%$2M39.0K
89CCITIGROUP INC NEWCOM0.23%$2M45.8K
90NFLXNETFLIX COM INCETF0.23%$2M4.8K
91HONHONEYWELL INTERNATIONAL INCCOM0.22%$2M10.7K
92CHDNCHURCHILL DOWNS INCCOM0.22%$2M16.5K
93DEDEERE & COCOM0.22%$2M5.6K
94CBOECBOE GLOBAL MARKETS INCCOM0.21%$2M12.3K
95XLVSELECT SECTOR SPDR F ETF HEALTH CAREETF0.21%$2M16.1K
96CMICUMMINS INCCOM0.21%$2M9.0K
97ABTABBOTT LABORATORIESCOM0.21%$2M19.4K
98WMTWALMART INCCOM0.21%$2M13.4K
99HUMHUMANA INCCOM0.20%$2M4.6K
100VTIVANGUARD TOTAL STOCK ETF MARKET ETFETF0.20%$2M8.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$114M427Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$135M530Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B488Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B478May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.0B464Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$955M431Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$997M450Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$784M357May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$765M395Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$799M429Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$836M406Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.0B451May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B461Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$741M287Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$975M456Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$967M452May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$352M189Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$728M371Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$715M395Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$609M352May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M379Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$670M405Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$659M384Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$616M366May 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.