SEC 13F Intelligence

Managers / Q3 2023 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value
$955M
Q3 2023
Positions
431
Filings on Record
24
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Wintrust Investments LLC reported $955M in U.S.-listed holdings across 431 positions for Q3 2023.

Its largest position, VEA, represents 5.3% of the portfolio.

Compared with Q2 2023, the fund opened 23 new positions and exited 41.

Portfolio Metrics

Turnover
+7.1%
vs prior filed quarter
Top-10 Concentration
+34.8%
share of reported value
Largest Position
+5.3%
Vanguard Ftse Etf Developed Markets Etf
New / Exited
23 / 41
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $616MQ1 ’19Q2 ’19: $659MQ3 ’19: $670MQ4 ’19: $714MQ4 ’19Q1 ’20: $609MQ2 ’20: $715MQ3 ’20: $728MQ3 ’20Q4 ’20: $352MQ1 ’21: $967MQ2 ’21: $975MQ2 ’21Q3 ’21: $741MQ4 ’21: $1.1BQ1 ’22: $1.0BQ1 ’22Q2 ’22: $836MQ3 ’22: $799MQ4 ’22: $765MQ4 ’22Q1 ’23: $784MQ2 ’23: $997MQ3 ’23: $955MQ3 ’23Q4 ’23: $1.0BQ1 ’24: $1.1BQ2 ’24: $1.2BQ2 ’24Q3 ’24: $135MQ4 ’24: $114Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 51.2%ETP: 42.4%Other: 4.9%ADR: 0.9%Closed-End Fund: 0.3%Other: 0.2%
  • Common Stock · 51.2% · $489M
  • ETP · 42.4% · $405M
  • Other · 4.9% · $47M
  • ADR · 0.9% · $9M
  • Closed-End Fund · 0.3% · $3M
  • Other · 0.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IFRAISHARES TR ETF US INFRASTRUCTURENEW+90.8K90.8K+$3M$3M
AFLAFLAC INCNEW+37.3K37.3K+$3M$3M
CALL ISHRS EMERG MKTSNEW+46.4K46.4K+$2M$2M
LQDHISHARES INTEREST ETF RATE HEDGED CORP BONDNEW+7.0K7.0K+$648,000$648,000
HYGHISHARES INTEREST ETF RATE HEDGED HIGH YIELD BONDNEW+4.6K4.6K+$386,000$386,000
CALL ALPHABET INC CL CNEW+2.8K2.8K+$348,000$348,000
ICSHISHARES TR ETF ISHARES ULTRA SHORT-TERM BDNEW+6.4K6.4K+$325,000$325,000
INVESCO EXCHANGE ETF SELF BULLETSHARES 2025 CORPRORATE BDNEW+14.1K14.1K+$283,000$283,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

427 positions (from 431 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VEAVANGUARD FTSE ETF DEVELOPED MARKETS ETFhistory →ETF5.27%$50M1.15M
2IJHISHARES CORE S&P MID ETF ETFhistory →ETF4.82%$46M184.5K
3BRK/BBERKSHIRE HATHAWAY INC SERIES B NEWCOM4.73%$45M110.8K
4IVVISHARES CORE S&P 500 ETF S&P 500 INDEX FDhistory →ETF3.88%$37M86.4K
5IWMISHARES ETF RUSSELL 2000history →ETF3.48%$33M188.1K
6AAPLAPPLE INChistory →COM3.43%$33M191.1K
7TFLOISHARES TREASURY ETF FLOATING RATE ETFhistory →ETF3.02%$29M567.8K
8GOOGALPHABET INC NON VOTING CAP STK CL Chistory →COM2.78%$27M201.7K
9MSFTMICROSOFT CORPhistory →COM2.02%$19M61.0K
10AMZNAMAZON COM INChistory →COM1.39%$13M104.7K
11OXYOCCIDENTAL PETE CORPhistory →COM1.27%$12M186.3K
12VIGVANGUARD DIVIDEND ETF APPRECIATIONhistory →ETF1.19%$11M73.2K
13AMGNAMGEN INChistory →COM1.17%$11M41.6K
14ISRGINTUITIVE SURGICAL INC COM NEWhistory →COM1.10%$10M35.9K
15ISHARES CORE TOTAL ETF USD BOND MARKETETF1.10%$10M239.8K
16FVDFIRST TR VALUE LINE ETFhistory →ETF1.09%$10M278.4K
17CALL BANK AMER CORPOPT0.98%$9M317.0K
18SPYSPDR S&P 500 TRUST ETFETF0.97%$9M21.6K
19FTCSFIRST TRUST CAPITAL ETF STRENGTHETF0.96%$9M124.8K
20UCONFIRST TR FD VIII ETF TCW UNCONSTRAINED PLUS BONDETF0.93%$9M372.8K
21VOOVANGUARD INDEX FDS ETF S&P 500 ETF SHS NEWETF0.86%$8M21.0K
22ZWSZURN ELKAY WATER SOLUTIONS CORPCOM0.86%$8M293.3K
23LLYELI LILLY & COCOM0.78%$7M13.9K
24RSGREPUBLIC SVCS INCCOM0.74%$7M49.7K
25JPMJPMORGAN CHASE & COCOM0.74%$7M48.6K
26KFYKORN FERRY INTLCOM0.73%$7M147.9K
27CLBCORE LABORATORIES INC LUXEMBOURG SA COMCOM0.71%$7M283.6K
28MRC GLOBAL INCCOM0.70%$7M652.4K
29PSXPHILLIPS 66COM0.66%$6M52.2K
30CGXUCAPITAL GRP INTL ETF FOCUS EQUITY SHS CREATION UNITETF0.64%$6M282.9K
31VVISA INC CLASS ACOM0.63%$6M26.0K
32ABBVABBVIE INCCOM0.63%$6M40.1K
33FIRST TRUST III ETF PREFERRED SECS & INCOMEETF0.57%$5M343.1K
34CGGRCAPITAL GRP GROWTH ETF SHS CREATION UNITETF0.55%$5M215.7K
35FTSMFIRST TR ENHANCED ETF SHORT MATURITYETF0.52%$5M84.2K
36CALL SPY OPTIONOPT0.52%$5M11.7K
37JNJJOHNSON & JOHNSONCOM0.52%$5M31.7K
38CALL CITIGROUP INC NEWOPT0.51%$5M103.2K
39EXMOCEXXON MOBIL CORPCOM0.50%$5M40.3K
40BMYBRISTOL MYERS SQUIBB COCOM0.48%$5M79.4K
41AVGOBROADCOM INCCOM0.46%$4M5.3K
42CGDVCAPITAL GRP DIVIDEND ETF VALUE SHS CREATION UNITETF0.44%$4M158.0K
43WBAWALGREENS BOOTS ALLIANCE INCCOM0.43%$4M186.4K
44SDVYFIRST TR ETF VI ETF SMID CAP RISING DIVID ACHIEVERSETF0.43%$4M146.8K
45INVESCO EXCHANGE ETF BULLETSHARES 2023 CORPORATE BDETF0.43%$4M193.4K
46RSPINVESCO TR ETF S&P 500 EQUAL WEIGHTETF0.42%$4M28.6K
47METAMETA PLATFORMS INC CLASS ACOM0.40%$4M12.9K
48GOOGLALPHABET INC VOTING CAP STK CL ACOM0.40%$4M29.2K
49ITWILLINOIS TOOL WORKS INCCOM0.40%$4M16.5K
50MDGLMADRIGAL PHARMACEUTICALS INCCOM0.40%$4M25.9K
51NVDANVIDIA CORPCOM0.40%$4M8.7K
52CSCOCISCO SYSTEMS INCCOM0.39%$4M68.8K
53UNHUNITEDHEALTH GROUP INCCOM0.38%$4M7.2K
54COSTCOSTCO WHSL CORP NEW COMCOM0.38%$4M6.4K
55KMIKINDER MORGAN INC DELCOM0.36%$3M206.1K
56PDBCINVESCO OPTIMUM YLD ETF DIVERSIFIED COMMODITY STRATEGY NO K-1ETF0.36%$3M228.5K
57ORCLORACLE CORPORATIONCOM0.35%$3M31.6K
58IFRAISHARES TR ETF US INFRASTRUCTUREETF0.35%$3M90.8K
59QQEWFIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETFETF0.35%$3M31.8K
60UVVUNIVERSAL CORP VIRGINIACOM0.33%$3M67.5K
61PEPPEPSICO INCORPORATEDCOM0.32%$3M18.2K
62HDHOME DEPOT INCCOM0.32%$3M10.2K
63VWOVANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETFETF0.31%$3M74.9K
64BUDANHEUSER BUSCH INBEV SA/NV-SPONSORED ADRCOM0.31%$3M52.9K
65QQQINVESCO QQQ TR ETF UNIT SER 1ETF0.30%$3M8.0K
66AFLAFLAC INCCOM0.30%$3M37.3K
67SLBSCHLUMBERGER LTDCOM0.30%$3M48.7K
68BACBANK OF AMERICA CORPCOM0.29%$3M101.8K
69PACER FDS TR ETF PACER US SMALL CAP CASH COWS 100 ETFETF0.29%$3M65.3K
70NEMNEWMONT CORPCOM0.28%$3M73.5K
71BSCWINVESCO SELF INDEXED ETF TR BULLETSHARES 2032 CORP BDETF0.28%$3M138.7K
72NEENEXTERA ENERGY INCCOM0.28%$3M46.3K
73KRESPDR S&P REGNL BNKG ETFETF0.28%$3M63.2K
74MARMARRIOTT INTL INC NEW CL ACOM0.27%$3M13.3K
75SCHDSCHWAB US DIVIDEND ETF EQUITYETF0.27%$3M36.9K
76BLACKROCK INCCOM0.26%$2M3.8K
77DKNGDRAFTKINGS INC NEW CL ACOM0.26%$2M83.5K
78RTXRTX CORPCOM0.26%$2M34.1K
79CALL GOLDMAN SACHS GRPOPT0.26%$2M7.6K
80MOALTRIA GROUP INCCOM0.25%$2M57.6K
81CVSCVS HEALTH CORPORATIONCOM0.25%$2M34.3K
82CBCHUBB LTDCOM0.25%$2M11.4K
83FIRST TR FD VIII ETF CBOE VEST US EQUITY BUFFER AUGUSTETF0.25%$2M62.7K
84TMOTHERMO FISHER SCIENTIFIC INCCOM0.24%$2M4.6K
85WMTWALMART INCCOM0.24%$2M14.2K
86RSPHINVESCO TR ETF S&P 500 EQUAL WEIGHT HEALTH CAREETF0.24%$2M83.2K
87XLVSELECT SECTOR SPDR F ETF HEALTH CAREETF0.23%$2M16.9K
88DHRDANAHER CORPCOM0.23%$2M8.7K
89IJSISHARES ETF S&P SMALL CAP 600 VALUEETF0.23%$2M24.2K
90TJXTJX COS INC NEWCOM0.23%$2M24.3K
91VBVANGUARD SMALL CAP ETFETF0.23%$2M11.4K
92LOCKHEED MARTIN CORPCOM0.22%$2M5.3K
93IEMGISHARES INC ETF CORE MSCI EMERGING MKTSETF0.22%$2M45.0K
94PUT SPY OPTIONOPT0.22%$2M4.8K
95TLTISHARES 20 YEAR ETF TREASURY BONDETF0.21%$2M22.9K
96DEDEERE & COCOM0.21%$2M5.3K
97ACNACCENTURE PLC IRELAND SHARES CLASS ACOM0.21%$2M6.5K
98CMICUMMINS INCCOM0.21%$2M8.6K
99CALL ISHRS EMERG MKTSOPT0.20%$2M46.4K
100CBOECBOE GLOBAL MARKETS INCCOM0.20%$2M12.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$114M427Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$135M530Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B488Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B478May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.0B464Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$955M431Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$997M450Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$784M357May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$765M395Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$799M429Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$836M406Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.0B451May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B461Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$741M287Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$975M456Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$967M452May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$352M189Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$728M371Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$715M395Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$609M352May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M379Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$670M405Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$659M384Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$616M366May 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.