SEC 13F Intelligence

Managers / Q3 2021 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value
$741M
Q3 2021
Positions
287
Filings on Record
24
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Wintrust Investments LLC reported $741M in U.S.-listed holdings across 287 positions for Q3 2021.

Its largest position, AAPL, represents 6.4% of the portfolio.

Compared with Q2 2021, the fund opened 22 new positions and exited 191.

Portfolio Metrics

Turnover
+14.9%
vs prior filed quarter
Top-10 Concentration
+43.9%
share of reported value
Largest Position
+6.4%
Apple
New / Exited
22 / 191
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $616MQ1 ’19Q2 ’19: $659MQ3 ’19: $670MQ4 ’19: $714MQ4 ’19Q1 ’20: $609MQ2 ’20: $715MQ3 ’20: $728MQ3 ’20Q4 ’20: $352MQ1 ’21: $967MQ2 ’21: $975MQ2 ’21Q3 ’21: $741MQ4 ’21: $1.1BQ1 ’22: $1.0BQ1 ’22Q2 ’22: $836MQ3 ’22: $799MQ4 ’22: $765MQ4 ’22Q1 ’23: $784MQ2 ’23: $997MQ3 ’23: $955MQ3 ’23Q4 ’23: $1.0BQ1 ’24: $1.1BQ2 ’24: $1.2BQ2 ’24Q3 ’24: $135MQ4 ’24: $114Mfilingsflow.com

Portfolio Composition

By security type
ETP: 49.4%Common Stock: 28.2%Other: 21.5%ADR: 0.4%Closed-End Fund: 0.3%REIT: 0.3%
  • ETP · 49.4% · $366M
  • Common Stock · 28.2% · $209M
  • Other · 21.5% · $159M
  • ADR · 0.4% · $3M
  • Closed-End Fund · 0.3% · $2M
  • REIT · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CALL SPY OPTIONNEW+88.8K88.8K+$39M$39M
EEMSISHARES MSCI ETF EMERGING MARKETS SMALL CAPNEW+146.2K146.2K+$9M$9M
ISRGINTUITIVE SURGICAL INC COM NEWNEW+6.8K6.8K+$7M$7M
PDBCINVESCO OPTIMUM YLD ETF DIVERSIFIED COMMODITY STRATEGY NO K-1NEW+151.4K151.4K+$3M$3M
RSPHINVESCO TR ETF S&P 500 EQUAL WEIGHT HEALTH CARENEW+8.0K8.0K+$2M$2M
CALL INVESCO S&P 500NEW+8.2K8.2K+$950,000$950,000
XGDVXGABELLI DIVIDEND & INCOME TRUSTNEW+33.6K33.6K+$866,000$866,000
CALL DISNEY WALT COMPANYNEW+4.9K4.9K+$666,000$666,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

285 positions (from 287 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM6.40%$47M334.8K
2IVVISHARES CORE S&P 500 ETF S&P 500 INDEX FDhistory →COM5.95%$44M102.3K
3IJHISHARES CORE S&P MID ETF ETFhistory →COM5.95%$44M167.4K
4CALL SPY OPTIONOPT5.26%$39M88.8K
5IWMISHARES ETF RUSSELL 2000history →COM5.00%$37M169.2K
6MSFTMICROSOFT CORPhistory →COM4.48%$33M117.8K
7VWOVANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETFhistory →COM3.61%$27M534.9K
8VEAVANGUARD FTSE ETF DEVELOPED MARKETS ETFhistory →COM2.94%$22M430.6K
9PUT SPY OPTIONOPT2.69%$20M45.3K
10SPYSPDR S&P 500 TRUST ETFhistory →COM1.60%$12M27.6K
11CALL FACEBOOK INCOPT1.48%$11M35.7K
12CALL ALPHABET INC CL COPT1.38%$10M4.3K
13VOOVANGUARD INDEX FDS ETF S&P 500 ETF SHS NEWhistory →COM1.33%$10M25.0K
14EEMSISHARES MSCI ETF EMERGING MARKETS SMALL CAPhistory →COM1.20%$9M146.2K
15JPMJPMORGAN CHASE & COhistory →COM1.04%$8M47.1K
16FTCSFIRST TRUST CAPITAL ETF STRENGTHCOM0.97%$7M96.0K
17CALL INVESCO QQQ TROPT0.96%$7M20.5K
18TIPISHARES TIP BOND ETFCOM0.92%$7M53.2K
19ISRGINTUITIVE SURGICAL INC COM NEWCOM0.91%$7M6.8K
20ACWVISHARES EDGE MSCI ETF MIN VOL GLOBAL ETFCOM0.89%$7M64.3K
21FVDFIRST TR VALUE LINE ETFCOM0.86%$6M162.3K
22RSPINVESCO TR ETF S&P 500 EQUAL WEIGHTCOM0.84%$6M41.7K
23RSGREPUBLIC SVCS INCCOM0.81%$6M50.1K
24IJRISHARES CORE S&P ETF SMALLCAPCOM0.78%$6M52.8K
25QQQINVESCO QQQ TR ETF UNIT SER 1COM0.76%$6M15.8K
26NEENEXTERA ENERGY INCCOM0.74%$5M69.5K
27FIRST TRUST III ETF PREFERRED SECS & INCOMECOM0.69%$5M247.4K
28VHTVANGUARD HEALTH CARE ETFCOM0.67%$5M19.9K
29HDHOME DEPOT INCCOM0.65%$5M14.7K
30CALL APPLE INCOPT0.65%$5M34.1K
31PSXPHILLIPS 66COM0.58%$4M61.2K
32CALL LOCKHEED MARTINOPT0.57%$4M11.7K
33EMBISHARES JP MORGAN ETF USD EMERGING MAKETS BONDCOM0.57%$4M38.2K
34CALL ISHRS MSCI EAFE IDXOPT0.56%$4M62.2K
35CALL PHILLIPS 66OPT0.55%$4M52.9K
36QQEWFIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETFCOM0.52%$4M34.9K
37CALL ISHRS EMERG MKTSOPT0.52%$4M75.2K
38AMZNAMAZON COM INCCOM0.48%$4M1.1K
39CALL HOME DEPOT INCOPT0.47%$4M11.4K
40FVFIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUNDCOM0.45%$3M73.2K
41CALL ALIBABA GRP HOLDINGOPT0.44%$3M16.2K
42CALL PAYPAL HOLDINGS INCOPT0.43%$3M13.2K
43PDBCINVESCO OPTIMUM YLD ETF DIVERSIFIED COMMODITY STRATEGY NO K-1COM0.43%$3M151.4K
44USMVISHARES EDGE MSCI ETF MIN VOL USA ETFCOM0.43%$3M43.1K
45QUALISHARES EDGE MSCI ETF USA QUALITY FACTOR ETFCOM0.43%$3M23.9K
46CALL CISCO SYSTEMSOPT0.41%$3M65.5K
47CALL HUMANA INCOPT0.40%$3M7.5K
48CALL BAIDU INC ADROPT0.40%$3M15.5K
49ISHARES IBOXX & ETF INVESTMENT GRADE CORP BDCOM0.40%$3M22.3K
50HONHONEYWELL INTERNATIONAL INCCOM0.40%$3M13.9K
51BXBLACKSTONE GROUP INC COMCOM0.40%$3M25.3K
52PUT TESLA INCOPT0.39%$3M3.9K
53ABBVABBVIE INCCOM0.37%$3M25.7K
54SHYGISHARES 0-5 YEAR ETF HIGH YIELD CORPORATE BONDCOM0.37%$3M59.4K
55TLTISHARES 20 YEAR ETF TREASURY BONDCOM0.36%$3M18.3K
56LBRDKLIBERTY BROADBAND CORP COM SER CCOM0.35%$3M15.1K
57EFGISHARES ETF MSCI EAFE GROWTHCOM0.35%$3M24.3K
58FIWFIRST TRUST WATER ETFCOM0.34%$2M29.2K
59RSPHINVESCO TR ETF S&P 500 EQUAL WEIGHT HEALTH CARECOM0.32%$2M8.0K
60ABTABBOTT LABORATORIESCOM0.32%$2M19.8K
61XLVSELECT SECTOR SPDR F ETF HEALTH CARECOM0.31%$2M17.9K
62ITWILLINOIS TOOL WORKS INCCOM0.30%$2M10.9K
63VXFVANGUARD EXTENDED ETF MARKETCOM0.30%$2M12.2K
64CALL AMGEN INCOPT0.29%$2M9.9K
65MRC GLOBAL INCCOM0.29%$2M296.7K
66IYZISHARES ETF U.S TELECOMMUNICATIONSCOM0.29%$2M67.1K
67SHYISHARES ETF 1-3 YR TREASURY BONDCOM0.29%$2M24.8K
68CMECME GROUP INCCOM0.28%$2M10.9K
69AMGNAMGEN INCCOM0.28%$2M9.7K
70IJSISHARES ETF S&P SMALL CAP 600 VALUECOM0.28%$2M20.5K
71VTWOVANGUARD RUSSELL ETF 2000COM0.28%$2M23.3K
72SCHVSCHWAB US LARGE-CAP ETF VALUECOM0.28%$2M30.5K
73CALL CITIGROUP INC NEWOPT0.27%$2M32.5K
74MMSMAXIMUS INCCOM0.27%$2M24.4K
75CVSCVS HEALTH CORPORATIONCOM0.26%$2M23.1K
76SPDR S&P GLOBAL ETF NATURAL RESOURCESCOM0.26%$2M37.8K
77DHRDANAHER CORPCOM0.26%$2M6.4K
78CALL SALESFORCE.COMOPT0.26%$2M8.1K
79AXPAMERICAN EXPRESS COMPANYCOM0.26%$2M11.4K
80MMM3M COCOM0.26%$2M10.8K
81UVVUNIVERSAL CORP VIRGINIACOM0.25%$2M39.0K
82CALL SCHLUMBERGER LTDOPT0.25%$2M64.1K
83CALL ANHEUSER-BUSCH INBVOPT0.25%$2M28.7K
84UNHUNITEDHEALTH GROUP INCCOM0.25%$2M4.7K
85SRLNSPDR BLACKSTONE ETF SENIOR LOANCOM0.25%$2M39.9K
86FIRST TRUST ETF IV ETF FIRST TR TACTICAL HIGH YIELD ETFCOM0.25%$2M38.0K
87XLCSELECT SECTOR SPDR ETF COMMUNICATION SVCS SELECT SECTOR SPDR FDCOM0.24%$2M21.9K
88DELLDELL TECHNOLOGIES INC CL CCOM0.23%$2M16.5K
89CCITIGROUP INC NEWCOM0.23%$2M24.4K
90PEPPEPSICO INCORPORATEDCOM0.23%$2M11.3K
91EXMOCEXXON MOBIL CORPCOM0.23%$2M28.7K
92BMYBRISTOL MYERS SQUIBB COCOM0.22%$2M27.8K
93BHPBHP BILLITON LTD SPON ADRCOM0.21%$2M29.7K
94PRUPRUDENTIAL FINANCIAL INCCOM0.21%$2M15.1K
95CALL MCKESSON CORPOPT0.21%$2M10.3K
96VFHVANGUARD FINANCIALS ETFCOM0.21%$2M16.7K
97SLYGSPDR S&P 600 ETF SMALL CAP GROWTHCOM0.21%$2M17.5K
98VOTVANGUARD MID-CAP ETF GROWTH FUNDCOM0.19%$1M6.1K
99RPGINVESCO TR ETF S&P 500 EQUAL WEIGHT PURE GROWTHCOM0.19%$1M7.5K
100XLFSELECT SECTOR SPDR ETF TR FINANCIALCOM0.19%$1M37.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$114M427Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$135M530Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B488Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B478May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.0B464Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$955M431Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$997M450Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$784M357May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$765M395Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$799M429Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$836M406Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.0B451May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B461Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$741M287Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$975M456Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$967M452May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$352M189Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$728M371Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$715M395Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$609M352May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M379Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$670M405Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$659M384Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$616M366May 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.