SEC 13F Intelligence

Managers / Q1 2023 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value
$784M
Q1 2023
Positions
357
Filings on Record
24
2019–present window
Filed
May 9, 2023
original filing

Summary

Wintrust Investments LLC reported $784M in U.S.-listed holdings across 357 positions for Q1 2023.

Its largest position, VEA, represents 6.5% of the portfolio.

Compared with Q4 2022, the fund opened 59 new positions and exited 97.

Portfolio Metrics

Turnover
+20.7%
vs prior filed quarter
Top-10 Concentration
+37.9%
share of reported value
Largest Position
+6.5%
Vanguard Ftse Etf Developed Markets Etf
New / Exited
59 / 97
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $616MQ1 ’19Q2 ’19: $659MQ3 ’19: $670MQ4 ’19: $714MQ4 ’19Q1 ’20: $609MQ2 ’20: $715MQ3 ’20: $728MQ3 ’20Q4 ’20: $352MQ1 ’21: $967MQ2 ’21: $975MQ2 ’21Q3 ’21: $741MQ4 ’21: $1.1BQ1 ’22: $1.0BQ1 ’22Q2 ’22: $836MQ3 ’22: $799MQ4 ’22: $765MQ4 ’22Q1 ’23: $784MQ2 ’23: $997MQ3 ’23: $955MQ3 ’23Q4 ’23: $1.0BQ1 ’24: $1.1BQ2 ’24: $1.2BQ2 ’24Q3 ’24: $135MQ4 ’24: $114Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 48.1%ETP: 40.9%Other: 9.0%ADR: 1.3%REIT: 0.3%Other: 0.3%
  • Common Stock · 48.1% · $377M
  • ETP · 40.9% · $321M
  • Other · 9.0% · $70M
  • ADR · 1.3% · $10M
  • REIT · 0.3% · $2M
  • Other · 0.3% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BRK/BBERKSHIRE HATHAWAY INC SERIES B NEWNEW+109.0K109.0K+$34M$34M
ISRGINTUITIVE SURGICAL INC COM NEWNEW+39.6K39.6K+$10M$10M
CALL SPY OPTIONNEW+21.6K21.6K+$9M$9M
UCONFIRST TR FD VIII ETF TCW UNCONSTRAINED PLUS BONDNEW+311.4K311.4K+$8M$8M
CALL CITIGROUP INC NEWNEW+149.6K149.6K+$7M$7M
HDHOME DEPOT INCNEW+15.9K15.9K+$5M$5M
BACBANK OF AMERICA CORPNEW+111.5K111.5K+$3M$3M
HONHONEYWELL INTERNATIONAL INCNEW+15.7K15.7K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

355 positions (from 357 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VEAVANGUARD FTSE ETF DEVELOPED MARKETS ETFhistory →ETF6.52%$51M1.13M
2IJHISHARES CORE S&P MID ETF ETFhistory →ETF5.87%$46M183.8K
3IVVISHARES CORE S&P 500 ETF S&P 500 INDEX FDhistory →ETF4.63%$36M88.4K
4BRK/BBERKSHIRE HATHAWAY INC SERIES B NEWhistory →COM4.30%$34M109.0K
5IWMISHARES ETF RUSSELL 2000history →ETF4.27%$33M187.4K
6AAPLAPPLE INChistory →COM4.04%$32M191.8K
7GOOGALPHABET INC NON VOTING CAP STK CL Chistory →COM3.01%$24M226.6K
8OXYOCCIDENTAL PETE CORPhistory →COM1.97%$15M246.9K
9VIGVANGUARD DIVIDEND ETF APPRECIATIONhistory →ETF1.73%$14M88.0K
10AMGNAMGEN INChistory →COM1.62%$13M52.5K
11BMYBRISTOL MYERS SQUIBB COhistory →COM1.49%$12M168.2K
12CALL BANK AMER CORPOPT1.38%$11M343.6K
13ISRGINTUITIVE SURGICAL INC COM NEWhistory →COM1.29%$10M39.6K
14FVDFIRST TR VALUE LINE ETFhistory →ETF1.28%$10M249.1K
15MSFTMICROSOFT CORPhistory →COM1.23%$10M33.4K
16AMZNAMAZON COM INChistory →COM1.17%$9M89.2K
17CALL SPY OPTIONOPT1.15%$9M21.6K
18FTSMFIRST TR ENHANCED ETF SHORT MATURITYhistory →ETF1.14%$9M150.0K
19KFYKORN FERRY INTLhistory →COM1.11%$9M168.7K
20FTCSFIRST TRUST CAPITAL ETF STRENGTHETF0.98%$8M105.7K
21UCONFIRST TR FD VIII ETF TCW UNCONSTRAINED PLUS BONDETF0.96%$8M311.4K
22CALL CITIGROUP INC NEWOPT0.96%$7M149.6K
23VOOVANGUARD INDEX FDS ETF S&P 500 ETF SHS NEWETF0.92%$7M19.2K
24RSGREPUBLIC SVCS INCCOM0.87%$7M50.2K
25PSXPHILLIPS 66COM0.80%$6M61.6K
26CALL HOME DEPOT INCOPT0.75%$6M19.0K
27JNJJOHNSON & JOHNSONCOM0.74%$6M37.3K
28INVESCO EXCHANGE ETF BULLETSHARES 2023 CORPORATE BDETF0.72%$6M269.1K
29FIRST TRUST III ETF PREFERRED SECS & INCOMEETF0.64%$5M312.5K
30BUDANHEUSER BUSCH INBEV SA/NV-SPONSORED ADRCOM0.62%$5M73.4K
31RSPINVESCO TR ETF S&P 500 EQUAL WEIGHTETF0.62%$5M33.8K
32HDHOME DEPOT INCCOM0.60%$5M15.9K
33CALL ENERGY SELECTOPT0.55%$4M53.1K
34ABBVABBVIE INCCOM0.54%$4M26.6K
35CALL GOLDMAN SACHS GRPOPT0.50%$4M11.9K
36EXMOCEXXON MOBIL CORPCOM0.47%$4M33.5K
37LLYELI LILLY & COCOM0.47%$4M10.6K
38CSCOCISCO SYSTEMS INCCOM0.45%$4M68.1K
39ITWILLINOIS TOOL WORKS INCCOM0.45%$4M14.4K
40CGDVCAPITAL GRP DIVIDEND ETF VALUE SHS CREATION UNITETF0.44%$3M138.5K
41QQEWFIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETFETF0.41%$3M32.3K
42BLACKROCK INCCOM0.41%$3M4.8K
43FVFIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUNDETF0.41%$3M71.5K
44BACBANK OF AMERICA CORPCOM0.41%$3M111.5K
45CALL MORGAN STANLEYOPT0.40%$3M36.5K
46VWOVANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETFETF0.40%$3M77.0K
47COSTCOSTCO WHSL CORP NEW COMCOM0.39%$3M6.2K
48HONHONEYWELL INTERNATIONAL INCCOM0.38%$3M15.7K
49PDBCINVESCO OPTIMUM YLD ETF DIVERSIFIED COMMODITY STRATEGY NO K-1ETF0.38%$3M210.0K
50MOALTRIA GROUP INCCOM0.38%$3M66.3K
51UVVUNIVERSAL CORP VIRGINIACOM0.37%$3M54.8K
52GOOGLALPHABET INC VOTING CAP STK CL ACOM0.36%$3M27.2K
53LMTLOCKHEED MARTIN CORPCOM0.36%$3M6.0K
54PEPPEPSICO INCORPORATEDCOM0.35%$3M15.0K
55INVESCO TR II ETF S&P 500 LOW VOLATILITYETF0.35%$3M43.6K
56RSPHINVESCO TR ETF S&P 500 EQUAL WEIGHT HEALTH CAREETF0.34%$3M9.2K
57SLBSCHLUMBERGER LTDCOM0.34%$3M53.7K
58TMOTHERMO FISHER SCIENTIFIC INCCOM0.33%$3M4.5K
59CALL ISHRS EMERG MKTSOPT0.33%$3M61.1K
60RTXRAYTHEON TECHNOLOGIES CORPCOM0.32%$3M25.8K
61QQQINVESCO QQQ TR ETF UNIT SER 1ETF0.32%$3M7.8K
62METAMETA PLATFORMS INC CLASS ACOM0.32%$3M11.9K
63CALL SELECT SECTOR SPDROPT0.32%$2M73.5K
64ABTABBOTT LABORATORIESCOM0.32%$2M24.5K
65WBAWALGREENS BOOTS ALLIANCE INCCOM0.31%$2M70.1K
66USMVISHARES EDGE MSCI ETF MIN VOL USA ETFETF0.31%$2M33.0K
67CAHCARDINAL HEALTH INCCOM0.31%$2M31.7K
68IJSISHARES ETF S&P SMALL CAP 600 VALUEETF0.30%$2M25.1K
69LMBSFIRST TR ETF IV ETF FIRST TR LOW DURATION MTG OPPORTUNITIES ETFETF0.30%$2M48.8K
70SCHDSCHWAB US DIVIDEND ETF EQUITYETF0.29%$2M31.3K
71MARMARRIOTT INTL INC NEW CL ACOM0.28%$2M13.4K
72CVSCVS HEALTH CORPORATIONCOM0.28%$2M29.8K
73FIRST TR VII ETF CBOE VEST U S EQUITY DEEP BUFFER AUGUSTETF0.28%$2M68.2K
74VBVANGUARD SMALL CAP ETFETF0.28%$2M11.4K
75GSGOLDMAN SACHS GROUP INCCOM0.27%$2M6.5K
76ISHARES IBOXX & ETF INVESTMENT GRADE CORP BDETF0.27%$2M19.3K
77CMICUMMINS INCCOM0.26%$2M8.6K
78HUMHUMANA INCCOM0.26%$2M4.1K
79WMTWALMART INCCOM0.26%$2M13.6K
80BXBLACKSTONE GROUP INC COMCOM0.25%$2M22.0K
81VOVANGUARD MID CAP ETFETF0.24%$2M8.8K
82TXNTEXAS INSTRUMENTS INCCOM0.23%$2M9.9K
83CMECME GROUP INCCOM0.23%$2M9.5K
84DHRDANAHER CORPCOM0.23%$2M7.2K
85CBOECBOE GLOBAL MARKETS INCCOM0.23%$2M13.4K
86AXPAMERICAN EXPRESS COMPANYCOM0.23%$2M10.9K
87TGTTARGET CORPCOM0.22%$2M10.5K
88LHXL3HARRIS TECHNOLOGIES INCCOM0.22%$2M8.8K
89CHDNCHURCHILL DOWNS INCCOM0.22%$2M6.7K
90DISDISNEY WALT COMPANYCOM0.22%$2M17.1K
91MCDMCDONALDS CORPCOM0.22%$2M6.1K
92TSCOTRACTOR SUPPLY COMPANYCOM0.22%$2M7.3K
93CCITIGROUP INC NEWCOM0.22%$2M36.2K
94IJRISHARES CORE S&P ETF SMALLCAPETF0.21%$2M17.4K
95DKNGDRAFTKINGS INC NEW CL ACOM0.21%$2M86.8K
96IJJISHARES S&P MIDCAP ETF 400 VALUEETF0.21%$2M15.8K
97TJXTJX COS INC NEWCOM0.20%$2M20.4K
98BHPBHP BILLITON LTD SPON ADRCOM0.20%$2M25.1K
99TIPISHARES TIP BOND ETFETF0.20%$2M14.4K
100PGPROCTER & GAMBLE COCOM0.20%$2M10.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$114M427Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$135M530Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B488Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B478May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.0B464Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$955M431Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$997M450Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$784M357May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$765M395Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$799M429Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$836M406Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.0B451May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B461Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$741M287Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$975M456Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$967M452May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$352M189Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$728M371Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$715M395Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$609M352May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M379Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$670M405Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$659M384Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$616M366May 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.