Managers / Q3 2022 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value

$799M

Q3 2022

Positions

429

Filings on Record

2019–present window

Filed

Nov 9, 2022

original filing

Summary

Wintrust Investments LLC reported $799M in U.S.-listed holdings across 429 positions for Q3 2022.

Its largest position, IJH, represents 5.7% of the portfolio.

Compared with Q2 2022, the fund opened 49 new positions and exited 25.

Portfolio Metrics

Turnover

+16.1%

vs prior filed quarter

Top-10 Concentration

+35.9%

share of reported value

Largest Position

+5.7%

Ishares Core S P Mid Etf Etf

New / Exited

49 / 25

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

Common Stock · 44.8% · $358M
ETP · 39.6% · $316M
Other · 13.9% · $111M
ADR · 1.0% · $8M
REIT · 0.4% · $3M
Other · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
VEA VANGUARD FTSE ETF DEVELOPED MARKETS ETF	NEW	+786.3K	786.3K	+$29M	$29M
SHV ISHARES ETF SHORT TREASURY BOND	NEW	+162.2K	162.2K	+$18M	$18M
PUT SPY OPTION	NEW	+22.0K	22.0K	+$9M	$9M
CALL ENERGY SELECT	NEW	+79.8K	79.8K	+$6M	$6M
FTCS FIRST TRUST CAPITAL ETF STRENGTH	NEW	+91.0K	91.0K	+$6M	$6M
FIRST TRUST III ETF PREFERRED SECS & INCOME	NEW	+299.0K	299.0K	+$5M	$5M
TLH ISHARES ETF 10-20 YEAR TREASURY BOND	NEW	+26.7K	26.7K	+$3M	$3M
QQQ INVESCO QQQ TR ETF UNIT SER 1	NEW	+8.5K	8.5K	+$2M	$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

425 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	IJH ISHARES CORE S&P MID ETF ETF history →	ETF	5.71%	$46M	208.2K
2	IVV ISHARES CORE S&P 500 ETF S&P 500 INDEX FD history →	ETF	4.52%	$36M	100.7K
3	AAPL APPLE INC history →	COM	4.45%	$36M	257.0K
4	IWM ISHARES ETF RUSSELL 2000 history →	ETF	4.42%	$35M	214.3K
5	BRK/B BERKSHIRE HATHAWAY INC SERIES B NEW history →	COM	3.85%	$31M	115.2K
6	VEA VANGUARD FTSE ETF DEVELOPED MARKETS ETF history →	ETF	3.58%	$29M	786.3K
7	GOOG ALPHABET INC NON VOTING CAP STK CL C history →	COM	3.02%	$24M	250.8K
8	SHV ISHARES ETF SHORT TREASURY BOND history →	ETF	2.23%	$18M	162.2K
9	CALL SPY OPTION	OPT	2.14%	$17M	39.5K
10	OXY OCCIDENTAL PETE CORP history →	COM	2.04%	$16M	265.0K
11	AMZN AMAZON COM INC history →	COM	1.45%	$12M	102.5K
12	VIG VANGUARD DIVIDEND ETF APPRECIATION history →	ETF	1.34%	$11M	79.2K
13	BMY BRISTOL MYERS SQUIBB CO history →	COM	1.29%	$10M	145.5K
14	PUT SPY OPTION	OPT	1.11%	$9M	22.0K
15	CALL HOME DEPOT INC	OPT	1.02%	$8M	26.2K
16	FVD FIRST TR VALUE LINE ETF	ETF	0.99%	$8M	220.8K
17	MSFT MICROSOFT CORP	COM	0.92%	$7M	31.7K
18	RSG REPUBLIC SVCS INC	COM	0.86%	$7M	50.3K
19	CALL ENERGY SELECT	OPT	0.81%	$6M	79.8K
20	PSX PHILLIPS 66	COM	0.80%	$6M	78.9K
21	FTCS FIRST TRUST CAPITAL ETF STRENGTH	ETF	0.76%	$6M	91.0K
22	JNJ JOHNSON & JOHNSON	COM	0.74%	$6M	36.3K
23	RDVY FIRST TRUST RISING ETF DIVIDEND ACHIEVERS	ETF	0.74%	$6M	151.2K
24	CALL BANK AMER CORP	OPT	0.69%	$6M	164.8K
25	CALL META PLATFORMS INC	OPT	0.67%	$5M	24.9K
26	VOO VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEW	ETF	0.63%	$5M	15.4K
27	JPM JPMORGAN CHASE & CO	COM	0.63%	$5M	47.8K
28	FIRST TRUST III ETF PREFERRED SECS & INCOME	ETF	0.62%	$5M	299.0K
29	CALL CITIGROUP INC NEW	OPT	0.62%	$5M	83.0K
30	CORE LABORATORIES INC	COM	0.62%	$5M	365.8K
31	RSP INVESCO TR ETF S&P 500 EQUAL WEIGHT	ETF	0.62%	$5M	38.7K
32	KFY KORN FERRY INTL	COM	0.57%	$5M	97.2K
33	V VISA INC CLASS A	COM	0.56%	$5M	25.4K
34	MRC GLOBAL INC	COM	0.56%	$4M	620.9K
35	HD HOME DEPOT INC	COM	0.55%	$4M	16.1K
36	CALL GOLDMAN SACHS GRP	OPT	0.54%	$4M	13.0K
37	ISRG INTUITIVE SURGICAL INC COM NEW	COM	0.54%	$4M	23.0K
38	VHT VANGUARD HEALTH CARE ETF	ETF	0.47%	$4M	16.8K
39	ABBV ABBVIE INC	COM	0.44%	$3M	26.1K
40	EXMOC EXXON MOBIL CORP	COM	0.42%	$3M	38.3K
41	CALL VISA	OPT	0.40%	$3M	15.4K
42	BUD ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR	COM	0.39%	$3M	69.7K
43	BAC BANK OF AMERICA CORP	COM	0.39%	$3M	103.4K
44	KMI KINDER MORGAN INC DEL	COM	0.38%	$3M	182.9K
45	QQEW FIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETF	ETF	0.37%	$3M	35.7K
46	CALL MORGAN STANLEY	OPT	0.37%	$3M	34.6K
47	FV FIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUND	ETF	0.37%	$3M	71.7K
48	LMBS FIRST TR ETF IV ETF FIRST TR LOW DURATION MTG OPPORTUNITIES ETF	ETF	0.37%	$3M	61.7K
49	TLH ISHARES ETF 10-20 YEAR TREASURY BOND	ETF	0.36%	$3M	26.7K
50	CSCO CISCO SYSTEMS INC	COM	0.36%	$3M	72.1K
51	CGDV CAPITAL GRP DIVIDEND ETF VALUE SHS CREATION UNIT	ETF	0.36%	$3M	139.3K
52	CALL SCHLUMBERGER LTD	OPT	0.35%	$3M	86.7K
53	VWO VANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETF	ETF	0.34%	$3M	74.5K
54	HON HONEYWELL INTERNATIONAL INC	COM	0.33%	$3M	15.9K
55	INVESCO TR II ETF S&P 500 LOW VOLATILITY	ETF	0.33%	$3M	45.9K
56	LMT LOCKHEED MARTIN CORP	COM	0.33%	$3M	6.8K
57	AMGN AMGEN INC	COM	0.32%	$3M	11.2K
58	LLY ELI LILLY & CO	COM	0.31%	$2M	7.7K
59	UNH UNITEDHEALTH GROUP INC	COM	0.31%	$2M	4.9K
60	BLACKROCK INC	COM	0.30%	$2M	4.3K
61	XLV SELECT SECTOR SPDR F ETF HEALTH CARE	ETF	0.29%	$2M	19.3K
62	MO ALTRIA GROUP INC	COM	0.29%	$2M	57.7K
63	SYNOVUS FINANCIAL CORP	COM	0.29%	$2M	62.2K
64	SDVY FIRST TR ETF VI ETF SMID CAP RISING DIVID ACHIEVERS	ETF	0.29%	$2M	100.5K
65	RSPH INVESCO TR ETF S&P 500 EQUAL WEIGHT HEALTH CARE	ETF	0.29%	$2M	9.2K
66	CAH CARDINAL HEALTH INC	COM	0.29%	$2M	34.5K
67	QQQ INVESCO QQQ TR ETF UNIT SER 1	ETF	0.28%	$2M	8.5K
68	ITW ILLINOIS TOOL WORKS INC	COM	0.28%	$2M	12.4K
69	RTX RAYTHEON TECHNOLOGIES CORP	COM	0.28%	$2M	27.0K
70	COST COSTCO WHSL CORP NEW COM	COM	0.27%	$2M	4.6K
71	DIS DISNEY WALT COMPANY	COM	0.27%	$2M	22.8K
72	IEMG ISHARES INC ETF CORE MSCI EMERGING MKTS	ETF	0.26%	$2M	48.2K
73	ISHARES IBOXX & ETF INVESTMENT GRADE CORP BD	ETF	0.26%	$2M	19.9K
74	CALL ALPHABET INC CL C	OPT	0.26%	$2M	15.6K
75	MAR MARRIOTT INTL INC NEW CL A	COM	0.25%	$2M	14.2K
76	META META PLATFORMS INC CLASS A	COM	0.25%	$2M	14.6K
77	CVS CVS HEALTH CORPORATION	COM	0.25%	$2M	20.6K
78	PEP PEPSICO INCORPORATED	COM	0.24%	$2M	12.0K
79	CALL ANHEUSER-BUSCH INBV	OPT	0.24%	$2M	35.0K
80	IJS ISHARES ETF S&P SMALL CAP 600 VALUE	ETF	0.24%	$2M	23.3K
81	SCHV SCHWAB US LARGE-CAP ETF VALUE	ETF	0.24%	$2M	32.8K
82	CALL PHILLIPS 66	OPT	0.24%	$2M	24.6K
83	IJR ISHARES CORE S&P ETF SMALLCAP	ETF	0.24%	$2M	21.8K
84	LHX L3HARRIS TECHNOLOGIES INC	COM	0.24%	$2M	9.1K
85	BX BLACKSTONE GROUP INC COM	COM	0.24%	$2M	22.5K
86	VB VANGUARD SMALL CAP ETF	ETF	0.23%	$2M	10.8K
87	ABT ABBOTT LABORATORIES	COM	0.23%	$2M	18.8K
88	HUM HUMANA INC	COM	0.23%	$2M	3.7K
89	CME CME GROUP INC	COM	0.22%	$2M	10.1K
90	WMT WALMART INC	COM	0.22%	$2M	13.8K
91	CMI CUMMINS INC	COM	0.22%	$2M	8.7K
92	MCK MCKESSON CORPORATION	COM	0.22%	$2M	5.2K
93	TMO THERMO FISHER SCIENTIFIC INC	COM	0.22%	$2M	3.4K
94	CALL BLACKROCK INC	OPT	0.22%	$2M	2.4K
95	CALL LOCKHEED MARTIN	OPT	0.21%	$2M	5.2K
96	CBOE CBOE GLOBAL MARKETS INC	COM	0.21%	$2M	14.3K
97	CALL SELECT SECTOR SPDR	OPT	0.21%	$2M	49.8K
98	CALL ISHRS EMERG MKTS	OPT	0.21%	$2M	35.2K
99	PYPL PAYPAL HOLDINGS INC	COM	0.21%	$2M	19.3K
100	VTI VANGUARD TOTAL STOCK ETF MARKET ETF	ETF	0.21%	$2M	9.2K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2024	$114M	427	Feb 10, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$135M	530	Nov 12, 2024	13F-HR	changes · EDGAR ↗
Q2 2024	$1.2B	488	Aug 13, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$1.1B	478	May 9, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$1.0B	464	Feb 12, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$955M	431	Nov 13, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$997M	450	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$784M	357	May 9, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$765M	395	Feb 13, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$799M	429	Nov 9, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$836M	406	Aug 15, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$1.0B	451	May 11, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$1.1B	461	Feb 4, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$741M	287	Nov 12, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$975M	456	Aug 10, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$967M	452	May 10, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$352M	189	Feb 8, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$728M	371	Nov 12, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$715M	395	Aug 7, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$609M	352	May 14, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$714M	379	Feb 14, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$670M	405	Nov 7, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$659M	384	Aug 5, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$616M	366	May 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.