Managers / Q4 2021 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value

$1.1B

Q4 2021

Positions

461

Filings on Record

2019–present window

Filed

Feb 4, 2022

original filing

Summary

Wintrust Investments LLC reported $1.1B in U.S.-listed holdings across 461 positions for Q4 2021.

Its largest position, AAPL, represents 5.4% of the portfolio.

Compared with Q3 2021, the fund opened 196 new positions and exited 22.

Portfolio Metrics

Turnover

+10.8%

vs prior filed quarter

Top-10 Concentration

+36.9%

share of reported value

Largest Position

+5.4%

Apple

New / Exited

196 / 22

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

Common Stock · 43.5% · $458M
ETP · 38.8% · $409M
Other · 16.2% · $170M
ADR · 0.6% · $7M
REIT · 0.4% · $5M
Closed-End Fund · 0.4% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
GOOG ALPHABET INC NON VOTING CAP STK CL C	NEW	+13.8K	13.8K	+$40M	$40M
BRK/B BERKSHIRE HATHAWAY INC SERIES B NEW	NEW	+94.7K	94.7K	+$28M	$28M
META META PLATFORMS INC CLASS A	NEW	+52.2K	52.2K	+$18M	$18M
VIG VANGUARD DIVIDEND ETF APPRECIATION	NEW	+76.6K	76.6K	+$13M	$13M
GILD GILEAD SCIENCES INC	NEW	+88.9K	88.9K	+$6M	$6M
JNJ JOHNSON & JOHNSON	NEW	+37.0K	37.0K	+$6M	$6M
V VISA INC CLASS A	NEW	+23.7K	23.7K	+$5M	$5M
PYPL PAYPAL HOLDINGS INC	NEW	+24.7K	24.7K	+$5M	$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

457 positions (from 461 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	AAPL APPLE INC history →	COM	5.42%	$57M	321.4K
2	IVV ISHARES CORE S&P 500 ETF S&P 500 INDEX FD history →	ETF	4.74%	$50M	104.6K
3	IJH ISHARES CORE S&P MID ETF ETF history →	ETF	4.74%	$50M	176.1K
4	GOOG ALPHABET INC NON VOTING CAP STK CL C history →	COM	3.79%	$40M	13.8K
5	IWM ISHARES ETF RUSSELL 2000 history →	ETF	3.77%	$40M	178.2K
6	MSFT MICROSOFT CORP history →	COM	3.40%	$36M	106.5K
7	CALL SPY OPTION	OPT	3.29%	$35M	79.3K
8	VWO VANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING MKTS ETF history →	ETF	2.72%	$29M	577.8K
9	BRK/B BERKSHIRE HATHAWAY INC SERIES B NEW history →	COM	2.69%	$28M	94.7K
10	VEA VANGUARD FTSE ETF DEVELOPED MARKETS ETF history →	ETF	2.30%	$24M	474.4K
11	ISRG INTUITIVE SURGICAL INC COM NEW history →	COM	1.71%	$18M	50.1K
12	META META PLATFORMS INC CLASS A history →	COM	1.67%	$18M	52.2K
13	CALL META PLATFORMS INC	OPT	1.51%	$16M	50.6K
14	VIG VANGUARD DIVIDEND ETF APPRECIATION history →	ETF	1.25%	$13M	76.6K
15	CALL PAYPAL HOLDINGS INC	OPT	1.13%	$12M	54.1K
16	VOO VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEW history →	ETF	1.04%	$11M	25.1K
17	TIP ISHARES TIP BOND ETF history →	ETF	1.00%	$10M	81.2K
18	CALL ALPHABET INC CL C	OPT	0.93%	$10M	4.1K
19	EEMS ISHARES MSCI ETF EMERGING MARKETS SMALL CAP	ETF	0.85%	$9M	148.6K
20	CALL CITIGROUP INC NEW	OPT	0.83%	$9M	140.6K
21	FTCS FIRST TRUST CAPITAL ETF STRENGTH	ETF	0.78%	$8M	97.3K
22	JPM JPMORGAN CHASE & CO	COM	0.71%	$7M	46.9K
23	FVD FIRST TR VALUE LINE ETF	ETF	0.68%	$7M	167.5K
24	RSG REPUBLIC SVCS INC	COM	0.66%	$7M	50.1K
25	RSP INVESCO TR ETF S&P 500 EQUAL WEIGHT	ETF	0.65%	$7M	42.1K
26	CALL INVESCO QQQ TR	OPT	0.62%	$7M	18.7K
27	GILD GILEAD SCIENCES INC	COM	0.61%	$6M	88.9K
28	JNJ JOHNSON & JOHNSON	COM	0.60%	$6M	37.0K
29	IJR ISHARES CORE S&P ETF SMALLCAP	ETF	0.57%	$6M	52.7K
30	CALL LOCKHEED MARTIN	OPT	0.57%	$6M	17.8K
31	HD HOME DEPOT INC	COM	0.56%	$6M	14.3K
32	VHT VANGUARD HEALTH CARE ETF	ETF	0.53%	$6M	20.8K
33	FIRST TRUST III ETF PREFERRED SECS & INCOME	ETF	0.50%	$5M	256.6K
34	V VISA INC CLASS A	COM	0.49%	$5M	23.7K
35	PSX PHILLIPS 66	COM	0.49%	$5M	70.6K
36	MRC GLOBAL INC	COM	0.45%	$5M	693.0K
37	RDVY FIRST TRUST RISING ETF DIVIDEND ACHIEVERS	ETF	0.45%	$5M	91.8K
38	PYPL PAYPAL HOLDINGS INC	COM	0.44%	$5M	24.7K
39	CALL VISA	OPT	0.44%	$5M	22.9K
40	QQEW FIRST TRUST NASDAQ 1 ETF EQUAL WEIGHTED INDEX ETF	ETF	0.41%	$4M	36.0K
41	EMB ISHARES JP MORGAN ETF USD EMERGING MAKETS BOND	ETF	0.39%	$4M	37.5K
42	CALL ISHRS EMERG MKTS	OPT	0.39%	$4M	81.2K
43	CALL ISHRS MSCI EAFE IDX	OPT	0.38%	$4M	59.5K
44	PUT SPY OPTION	OPT	0.37%	$4M	9.9K
45	DIS DISNEY WALT COMPANY	COM	0.37%	$4M	25.2K
46	CALL APPLE INC	OPT	0.37%	$4M	28.2K
47	CALL ALIBABA GRP HOLDING	OPT	0.36%	$4M	27.4K
48	CALL PHILLIPS 66	OPT	0.35%	$4M	48.1K
49	FV FIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUND	ETF	0.34%	$4M	73.1K
50	BLACKROCK INC	COM	0.34%	$4M	3.9K
51	BAC BANK OF AMERICA CORP	COM	0.34%	$4M	79.3K
52	AMZN AMAZON COM INC	COM	0.33%	$3M	1.0K
53	ABBV ABBVIE INC	COM	0.32%	$3M	25.1K
54	CSCO CISCO SYSTEMS INC	COM	0.30%	$3M	49.2K
55	MMS MAXIMUS INC	COM	0.29%	$3M	38.4K
56	SYNOVUS FINANCIAL CORP	COM	0.29%	$3M	63.8K
57	CALL AMGEN INC	OPT	0.29%	$3M	13.7K
58	BX BLACKSTONE GROUP INC COM	COM	0.29%	$3M	23.3K
59	HON HONEYWELL INTERNATIONAL INC	COM	0.29%	$3M	14.4K
60	LMBS FIRST TR ETF IV ETF FIRST TR LOW DURATION MTG OPPORTUNITIES ETF	ETF	0.29%	$3M	60.1K
61	ISHARES IBOXX & ETF INVESTMENT GRADE CORP BD	ETF	0.28%	$3M	22.2K
62	WBA WALGREENS BOOTS ALLIANCE INC	COM	0.28%	$3M	55.8K
63	LMT LOCKHEED MARTIN CORP	COM	0.27%	$3M	7.9K
64	FIW FIRST TRUST WATER ETF	ETF	0.26%	$3M	29.4K
65	ITW ILLINOIS TOOL WORKS INC	COM	0.26%	$3M	11.2K
66	MO ALTRIA GROUP INC	COM	0.26%	$3M	58.3K
67	RSPH INVESCO TR ETF S&P 500 EQUAL WEIGHT HEALTH CARE	ETF	0.26%	$3M	8.6K
68	INVESCO EXCHANGE ETF BULLETSHARES 2022 CORPORATE BD ETF	ETF	0.26%	$3M	125.8K
69	TLT ISHARES 20 YEAR ETF TREASURY BOND	ETF	0.26%	$3M	18.1K
70	CALL HUMANA INC	OPT	0.25%	$3M	6.7K
71	CALL CISCO SYSTEMS	OPT	0.25%	$3M	58.6K
72	DRAFTKINGS INC CL A	COM	0.24%	$3M	93.6K
73	CALL HOME DEPOT INC	OPT	0.24%	$3M	8.3K
74	COST COSTCO WHSL CORP NEW COM	COM	0.24%	$3M	4.5K
75	SRLN SPDR BLACKSTONE ETF SENIOR LOAN	ETF	0.24%	$3M	55.6K
76	VTI VANGUARD TOTAL STOCK ETF MARKET ETF	ETF	0.24%	$3M	10.5K
77	XLV SELECT SECTOR SPDR F ETF HEALTH CARE	ETF	0.24%	$3M	18.0K
78	EFG ISHARES ETF MSCI EAFE GROWTH	ETF	0.23%	$2M	22.4K
79	LBRDK LIBERTY BROADBAND CORP COM SER C	COM	0.23%	$2M	15.1K
80	AMGN AMGEN INC	COM	0.23%	$2M	10.6K
81	CVS CVS HEALTH CORPORATION	COM	0.22%	$2M	22.8K
82	SCHV SCHWAB US LARGE-CAP ETF VALUE	ETF	0.22%	$2M	31.8K
83	MAR MARRIOTT INTL INC NEW CL A	COM	0.22%	$2M	13.9K
84	UNH UNITEDHEALTH GROUP INC	COM	0.22%	$2M	4.6K
85	MMM 3M CO	COM	0.22%	$2M	12.8K
86	IYZ ISHARES ETF U S TELECOMMUNICATIONS	ETF	0.22%	$2M	68.9K
87	TSCO TRACTOR SUPPLY COMPANY	COM	0.21%	$2M	9.4K
88	CME CME GROUP INC	COM	0.21%	$2M	9.8K
89	TMO THERMO FISHER SCIENTIFIC INC	COM	0.21%	$2M	3.3K
90	VXF VANGUARD EXTENDED ETF MARKET	ETF	0.21%	$2M	11.9K
91	CALL GOLDMAN SACHS GRP	OPT	0.21%	$2M	5.8K
92	LHX L3HARRIS TECHNOLOGIES INC	COM	0.21%	$2M	10.1K
93	INVESCO EXCHANGE ETF BULLETSHARES 2022 HIGH YIELD CORPORATE BD	ETF	0.20%	$2M	92.7K
94	SPDR S&P GLOBAL ETF NATURAL RESOURCES	ETF	0.20%	$2M	39.8K
95	CALL BAIDU INC ADR	OPT	0.20%	$2M	11.0K
96	LLY ELI LILLY & CO	COM	0.20%	$2M	7.7K
97	GOOGL ALPHABET INC VOTING CAP STK CL A	COM	0.20%	$2M	736
98	SHYG ISHARES 0-5 YEAR ETF HIGH YIELD CORPORATE BOND	ETF	0.20%	$2M	46.9K
99	IJS ISHARES ETF S&P SMALL CAP 600 VALUE	ETF	0.20%	$2M	20.3K
100	VB VANGUARD SMALL CAP ETF	ETF	0.20%	$2M	9.4K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q4 2024	$114M	427	Feb 10, 2025	13F-HR	changes · EDGAR ↗
Q3 2024	$135M	530	Nov 12, 2024	13F-HR	changes · EDGAR ↗
Q2 2024	$1.2B	488	Aug 13, 2024	13F-HR	changes · EDGAR ↗
Q1 2024	$1.1B	478	May 9, 2024	13F-HR	changes · EDGAR ↗
Q4 2023	$1.0B	464	Feb 12, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$955M	431	Nov 13, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$997M	450	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$784M	357	May 9, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$765M	395	Feb 13, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$799M	429	Nov 9, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$836M	406	Aug 15, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$1.0B	451	May 11, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$1.1B	461	Feb 4, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$741M	287	Nov 12, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$975M	456	Aug 10, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$967M	452	May 10, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$352M	189	Feb 8, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$728M	371	Nov 12, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$715M	395	Aug 7, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$609M	352	May 14, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$714M	379	Feb 14, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$670M	405	Nov 7, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$659M	384	Aug 5, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$616M	366	May 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.