SEC 13F Intelligence

Managers / Q4 2019 · view latest →

WINTRUST INVESTMENTS LLC

CIK 0000049096 · 231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL, 60604 · 312-373-1167

Reported Value
$714M
Q4 2019
Positions
379
Filings on Record
24
2019–present window
Filed
Feb 14, 2020
original filing

Summary

Wintrust Investments LLC reported $714M in U.S.-listed holdings across 379 positions for Q4 2019.

Its largest position, VWO, represents 5.9% of the portfolio.

Compared with Q3 2019, the fund opened 30 new positions and exited 56.

Portfolio Metrics

Turnover
+7.8%
vs prior filed quarter
Top-10 Concentration
+36.5%
share of reported value
Largest Position
+5.9%
Vanguard Intl Equity Etfindex Fds Ftse Emergingmkts Etf
New / Exited
30 / 56
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $616MQ1 ’19Q2 ’19: $659MQ3 ’19: $670MQ4 ’19: $714MQ4 ’19Q1 ’20: $609MQ2 ’20: $715MQ3 ’20: $728MQ3 ’20Q4 ’20: $352MQ1 ’21: $967MQ2 ’21: $975MQ2 ’21Q3 ’21: $741MQ4 ’21: $1.1BQ1 ’22: $1.0BQ1 ’22Q2 ’22: $836MQ3 ’22: $799MQ4 ’22: $765MQ4 ’22Q1 ’23: $784MQ2 ’23: $997MQ3 ’23: $955MQ3 ’23Q4 ’23: $1.0BQ1 ’24: $1.1BQ2 ’24: $1.2BQ2 ’24Q3 ’24: $135MQ4 ’24: $114Mfilingsflow.com

Portfolio Composition

By security type
ETP: 58.6%Common Stock: 36.5%Other: 3.8%REIT: 0.5%ADR: 0.3%Other: 0.3%
  • ETP · 58.6% · $419M
  • Common Stock · 36.5% · $260M
  • Other · 3.8% · $27M
  • REIT · 0.5% · $3M
  • ADR · 0.3% · $2M
  • Other · 0.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES MSCI EAFE IN ETFNEW+41.0K41.0K+$3M$3M
ISHARES MSCI ETFEMERGING MARKETSNEW+51.0K51.0K+$2M$2M
INVESCO SLF INDXD TR ETFBULLETSHARES 2021 HIGHYIELD CORPORATE BDNEW+31.1K31.1K+$767,000$767,000
PARAAVIACOMCBS INCCL ANEW+14.7K14.7K+$658,000$658,000
AHCOADAPTHEALTH CORP CL ANEW+50.0K50.0K+$549,000$549,000
FIDELITY NATIONALINFORMATION SVCSNEW+4.9K4.9K+$539,000$539,000
VIACOMCBS INCCL BNEW+12.2K12.2K+$512,000$512,000
DUPONT DE NEMOURSINCNEW+7.7K7.7K+$501,000$501,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

351 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VWOVANGUARD INTL EQUITY ETFINDEX FDS FTSE EMERGINGMKTS ETFhistory →ETF5.85%$42M939.8K
2IVVISHARES CORE S P 500 ETFS P 500 INDEX FDhistory →ETF4.94%$35M109.1K
3IJHISHARES CORE S P MID ETFETFhistory →ETF4.55%$32M157.7K
4BRK/BBERKSHIRE HATHAWAY INCSERIES B NEWCOM · OPT3.55%$25M112.7K
5AAPLAPPLE INChistory →COM3.54%$25M86.0K
6IWMISHARES ETFRUSSELL 2000history →ETF3.46%$25M149.0K
7GOOGALPHABET INC NON VOTINGCAP STK CL CCOM · OPT3.03%$22M16.2K
8ACWVISHARES EDGE MSCI ETFMIN VOL GLOBAL ETFhistory →ETF2.89%$21M215.3K
9VEAVANGUARD FTSE ETFDEVELOPED MARKETS ETFhistory →ETF2.66%$19M430.9K
10MSFTMICROSOFT CORPhistory →COM2.03%$14M91.8K
11TLTISHARES 20 YEAR ETFTREASURY BONDhistory →ETF1.89%$13M99.4K
12JPMJPMORGAN CHASE COhistory →COM1.73%$12M88.5K
13USMVISHARES EDGE MSCI ETFMIN VOL USA ETFhistory →ETF1.65%$12M179.4K
14IEMGISHARES INC ETFCORE MSCI EMERGING MKTShistory →ETF1.56%$11M207.4K
15SPYSPDR S P 500 TRUST ETFETF · OPT1.47%$10M32.7K
16AMZNAMAZON COM INChistory →COM1.34%$10M5.2K
17VOOVANGUARD INDEX FDS ETFS P 500 ETF SHS NEWhistory →ETF1.23%$9M29.8K
18FVDFIRST TR VALUE LINE ETFhistory →ETF1.20%$9M237.5K
19VIGVANGUARD DIVIDEND ETFAPPRECIATIONhistory →ETF1.15%$8M65.8K
20TFLOISHARES TREASURY ETFFLOATING RATE ETFhistory →ETF1.02%$7M145.4K
21FTCSFIRST TRUST CAPITAL ETFSTRENGTHETF0.97%$7M114.4K
22FTCFIRST TRUST LARGE ETFCAP GROWTH OPPORTUNITIESALPHADEX FUNDETF0.86%$6M84.0K
23METAFACEBOOK INCCLASS AOPT · COM0.84%$6M30.1K
24EFAVISHARES ETFEDGE MSCI MIN VOL EAFEETF0.83%$6M79.7K
25IJRISHARES CORE S P ETFSMALLCAPETF0.78%$6M66.4K
26QUALISHARES EDGE MSCI ETFUSA QUALITY FACTOR ETFETF0.76%$5M53.7K
27VVISA INC CLASS ACOM · OPT0.75%$5M29.2K
28NFLXNETFLIX COM INCETF0.74%$5M16.3K
29JNJJOHNSON JOHNSONCOM0.66%$5M32.2K
30RSGREPUBLIC SVCS INCCOM0.62%$4M49.5K
31FTSMFIRST TR ENHANCED ETFSHORT MATURITYETF0.58%$4M69.4K
32RSPINVESCO TR ETFS P 500 EQUAL WEIGHTETF0.57%$4M35.3K
33VBVANGUARD SMALL CAP ETFETF0.57%$4M24.4K
34DISDISNEY WALT COMPANYCOM · OPT0.56%$4M28.6K
35NEENEXTERA ENERGY INCCOM0.55%$4M16.2K
36FTAFIRST TRUST LARGE ETFCAP VALUE OPPORTUNITIESETF0.53%$4M66.7K
37GILDGILEAD SCIENCES INCCOM0.51%$4M56.1K
38BACBANK OF AMERICA CORPCOM · OPT0.51%$4M106.1K
39EFAISHARES MSCI EAFE IN ETFOPT · ETF0.50%$4M51.6K
40ISHARES TR ETFEXPONENTIAL TECHNOLOGIESETF0.48%$3M79.9K
41VHTVANGUARD HEALTH CARE ETFETF0.48%$3M17.8K
42BGC PARTNERS INC CL ACOM0.47%$3M561.7K
43ISHARES IBOXX ETFINVESTMENT GRADE CORP BDETF0.45%$3M25.1K
44FEPFIRST TR EUROPE ETFALPHADEX FUNDETF0.45%$3M84.7K
45FXLFIRST TRUST TECHNLGY ETFALPHADEX FUNDETF0.44%$3M43.0K
46JPSTJPMORGAN ETFULTRA SHORT INCOMEETF0.42%$3M59.3K
47NMRKNEWMARK GRP INCCL ACOM0.41%$3M217.6K
48BLACKROCK INCCOM0.39%$3M5.6K
49FGDFIRST TRUST DOW ETFJONES GLOBAL SELECTDIVIDEND INDEX FUNDETF0.39%$3M111.8K
50VEUVANGUARD INTL EQTY ETFINDEX FDS FTSE ALL WORLDEX USETF0.39%$3M51.6K
51QQQINVESCO QQQ TR ETFUNIT SER 1ETF · OPT0.37%$3M12.4K
52LMBSFIRST TR ETF IV ETFFIRST TR LOW DURATIONMTG OPPORTUNITIES ETFETF0.36%$3M49.3K
53UVVUNIVERSAL CORP VIRGINIACOM0.36%$3M44.7K
54CCITIGROUP INC NEWCOM · OPT0.36%$3M32.2K
55EMBISHARES JP MORGAN ETFUSD EMERGING MAKETS BONDETF0.35%$2M21.5K
56EEMISHARES MSCI ETFEMERGING MARKETSOPT · ETF0.34%$2M56.6K
57CMECME GROUP INCCOM0.34%$2M11.9K
58FEMFIRST TR EMERGING ETFMARKETS ALPHADEX FUNDETF0.34%$2M90.3K
59VBKVANGUARD SMALL CAP ETFGROWTHETF0.34%$2M12.0K
60HDHOME DEPOT INCCOM0.33%$2M10.9K
61FXHFIRST TRST HLTH CAREETFALPHADEX FUNDETF0.33%$2M27.7K
62INVESCO EXCHANGE ETFBULLETSHARES 2020CORPORATE BD ETFETF0.32%$2M108.2K
63FEXFIRST TRUST LARGE ETFCAP CORE ALPHADEX FUNDETF0.31%$2M34.5K
64TAT T INCCOM0.31%$2M56.7K
65PYPLPAYPAL HOLDINGS INCCOM · OPT0.30%$2M20.1K
66CSCOCISCO SYSTEMS INCOPT · COM0.30%$2M45.6K
67IEFAISHARES CORE MSCI ETFEAFE ETFETF0.29%$2M32.0K
68EMLPFIRST TRUST FD IV ETFNORTH AMERICAN ENERGYINFRASTRUCTURE FUNDETF0.29%$2M79.9K
69EEMVISHARES EDGE MSCI ETFMIN VOL EMERGING MARKETSETFETF0.28%$2M34.2K
70VNQVANGUARD INDEX FDS ETFREAL ESTATE INDEX FDETF0.27%$2M21.1K
71CBOECBOE GLOBAL MARKETS INCCOM0.27%$2M16.2K
72LMTLOCKHEED MARTIN CORPCOM0.27%$2M5.0K
73VTIVANGUARD TOTAL STOCK ETFMARKET ETFETF0.27%$2M11.8K
74ABBVABBVIE INCCOM0.27%$2M21.8K
75ITWILLINOIS TOOL WORKS INCCOM0.27%$2M10.7K
76WBAWALGREENS BOOTSALLIANCE INCCOM · OPT0.27%$2M32.3K
77SCHVSCHWAB US LARGE CAP ETFVALUEETF0.26%$2M30.6K
78HONHONEYWELL INTERNATIONALINCCOM0.25%$2M10.3K
79INVESCO EXCHANGE ETFBULLETSHARES 2021CORPORATE BDETF0.25%$2M85.5K
80LBRDKLIBERTY BROADBANDCORP COM SER CCOM0.25%$2M14.2K
81AMGNAMGEN INCCOM · OPT0.24%$2M7.5K
82VXFVANGUARD EXTENDED ETFMARKETETF0.24%$2M13.5K
83WMTWALMART INCCOM0.24%$2M14.2K
84FBTFIRST TRUST ETFNYSE ARCA BIOTECETF0.24%$2M11.3K
85VFCV F CORPORATIONCOM0.23%$2M16.7K
86ARKKARK ETF TR ETFINNOVATION ETFETF0.23%$2M32.7K
87FXDFIRST TRUST CONSUMERETFDISCRETIONARY ALPHADEXFUNDETF0.23%$2M36.1K
88MRKMERCK CO INC NEWCOM0.22%$2M17.4K
89MARMARRIOTT INTL INC NEWCL ACOM0.22%$2M10.4K
90QQEWFIRST TRUST NASDAQ 1 ETFEQUAL WEIGHTED INDEX ETFETF0.22%$2M21.2K
91FIXDFIRST TR ETF FD VII ETFTCW OPPORTUNISTIC FXDINCOME ETFETF0.21%$2M29.5K
92ABTABBOTT LABORATORIESCOM0.21%$2M17.5K
93INVESCO EXCHANGE ETFBULLETSHARES 2020 HIGHYIELD CORPORATE BDETF0.21%$2M63.0K
94BMYBRISTOL MYERS SQUIBBCOCOM0.21%$1M23.3K
95VOVANGUARD MID CAP ETFETF0.21%$1M8.3K
96PMPHILIP MORRISINTERNATIONAL INCCOM0.20%$1M16.9K
97FIRST TRUST III ETFPREFERRED SECS INCOMEETF0.20%$1M71.5K
98DDDUPONT DE NEMOURSINCCOM · OPT0.20%$1M22.0K
99DHRDANAHER CORPCOM0.20%$1M9.2K
100XMLVINVESCO TR II ETFS P MIDCAP LOWVOLATILITYETF0.19%$1M25.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2024$114M427Feb 10, 202513F-HRchanges · EDGAR ↗
Q3 2024$135M530Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.2B488Aug 13, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.1B478May 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.0B464Feb 12, 202413F-HRchanges · EDGAR ↗
Q3 2023$955M431Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$997M450Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$784M357May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$765M395Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$799M429Nov 9, 202213F-HRchanges · EDGAR ↗
Q2 2022$836M406Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.0B451May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.1B461Feb 4, 202213F-HRchanges · EDGAR ↗
Q3 2021$741M287Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$975M456Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$967M452May 10, 202113F-HRchanges · EDGAR ↗
Q4 2020$352M189Feb 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$728M371Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$715M395Aug 7, 202013F-HRchanges · EDGAR ↗
Q1 2020$609M352May 14, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M379Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019$670M405Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$659M384Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$616M366May 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.