SEC 13F Intelligence

FYXFIRST TR EXCHANGE-TRADED ALP

CUSIP 33734Y109 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exchange-Traded Alp (FYX) has 179 institutional holders in Filings Flow’s 13F database, together reporting 6.14M shares worth $730M as of Q1 2026. The largest reported holders are Royal Bank Of Canada, Morgan Stanley, and Lpl Financial LLC.

Institutional Holders
179
Q1 2026
Reported Value
$730M
Ticker
FYX
Quarters Tracked
28

Ownership Trend

Institutional holders
Q2 ’19: 87Q2 ’19Q3 ’19: 87Q4 ’19: 91Q1 ’20: 75Q2 ’20: 69Q2 ’20Q3 ’20: 70Q4 ’20: 87Q1 ’21: 103Q2 ’21: 116Q2 ’21Q3 ’21: 111Q4 ’21: 125Q1 ’22: 116Q2 ’22: 116Q2 ’22Q3 ’22: 113Q4 ’22: 112Q1 ’23: 116Q2 ’23: 115Q2 ’23Q3 ’23: 124Q4 ’23: 135Q1 ’24: 130Q2 ’24: 130Q2 ’24Q3 ’24: 140Q4 ’24: 160Q1 ’25: 149Q2 ’25: 158Q2 ’25Q3 ’25: 151Q4 ’25: 169Q1 ’26: 179filingsflow.com
Total reported value
Q2 ’19: $189MQ2 ’19Q3 ’19: $182MQ4 ’19: $190MQ1 ’20: $119MQ2 ’20: $132MQ2 ’20Q3 ’20: $150MQ4 ’20: $216MQ1 ’21: $290MQ2 ’21: $349MQ2 ’21Q3 ’21: $317MQ4 ’21: $359MQ1 ’22: $319MQ2 ’22: $277MQ2 ’22Q3 ’22: $277MQ4 ’22: $302MQ1 ’23: $306MQ2 ’23: $321MQ2 ’23Q3 ’23: $323MQ4 ’23: $373MQ1 ’24: $364MQ2 ’24: $339MQ2 ’24Q3 ’24: $364MQ4 ’24: $462MQ1 ’25: $399MQ2 ’25: $549MQ2 ’25Q3 ’25: $614MQ4 ’25: $643MQ1 ’26: $730Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Genesee Capital Advisors, LLC$239M AUM3.38%$8M67.7KQ1 2026
Troutman Wealth Management, LLC$120M AUM3.20%$4M32.1KQ1 2026
Hapanowicz & Associates Financial Services, Inc$251M AUM2.02%$5M42.5KQ1 2026
Mainsail Financial Group, LLC$240M AUM2.00%$5M40.2KQ1 2026
Milestones Private Investment Advisors LLC$114M AUM1.83%$2M17.4KQ1 2026
Crusonia Wealth Advisors LLC$485M AUM1.82%$9M73.9KQ1 2026
MTM Investment Management, LLC$316M AUM1.37%$4M36.3KQ1 2026
Wealth Alliance Advisory Group, LLC$632M AUM1.13%$7M59.6KQ1 2026
Lakeridge Wealth Management LLC$233M AUM0.88%$2M17.2KQ1 2026
Per Stirling Capital Management, LLC.$905M AUM0.86%$8M65.5KQ1 2026
Sun Financial Inc$200M AUM0.77%$2M11.8KQ1 2026
Three Seasons Wealth, LLC$262M AUM0.60%$2M13.1KQ1 2026
CITY HOLDING CO$800M AUM0.47%$4M31.4KQ1 2026
G&S Capital LLC$285M AUM0.40%$1M9.6KQ1 2026
Morey & Quinn Wealth Partners, LLC$141M AUM0.39%$544,5464.6KQ1 2026
Hilton Head Capital Partners, LLC$177M AUM0.35%$624,2255.2KQ1 2026
TCFG Investment Advisors, LLC$297M AUM0.32%$867,1117.3KQ1 2026
TCFG WEALTH MANAGEMENT, LLC$267M AUM0.32%$867,1117.3KQ1 2026
POTENTIA WEALTH$259M AUM0.28%$717,8816.0KQ1 2026
Triumph Capital Management$491M AUM0.27%$1M11.3KQ1 2026
Main Line Retirement Advisors, LLC$200M AUM0.25%$442,7374.6KQ2 2025OLDER
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.24%$4M31.0KQ4 2025OLDER
Maridea Wealth Management LLC$688M AUM0.22%$2M12.8KQ1 2026
Solano Wealth Investment Advisors LLC$201M AUM0.22%$421,9034.3KQ2 2025OLDER
Chicago Partners Investment Group LLC$4.5B AUM0.21%$10M72.6KQ1 2026
Regal Investment Advisors LLC$1.7B AUM0.21%$4M30.5KQ1 2026
Tudor Financial Inc.$196M AUM0.21%$403,4183.4KQ1 2026
Trueblood Wealth Management, LLC$256M AUM0.20%$520,9594.4KQ1 2026
Cedrus Wealth Group LLC$108M AUM0.19%$202,1831.8KQ1 2026
DHJJ Financial Advisors, Ltd.$302M AUM0.18%$544,1004.6KQ1 2026
GPS Wealth Strategies Group, LLC$117M AUM0.18%$206,9351.8KQ4 2025OLDER
Element Wealth, LLC$242M AUM0.17%$412,8483.5KQ1 2026
Farrell Financial LLC$167M AUM0.16%$261,5512.2KQ1 2026
American Institute for Advanced Investment Management, LLP$154M AUM0.15%$234,5312.0KQ1 2026
Independent Wealth Network Inc.$337M AUM0.15%$495,5274.4KQ4 2025OLDER
Geneos Wealth Management Inc.$4.3B AUM0.15%$6M52.4KQ1 2026
QTR Family Wealth, LLC$240M AUM0.14%$346,7722.7KQ1 2026
Keystone Wealth Services, LLC$468M AUM0.13%$611,6925.1KQ1 2026
Western Wealth Management, LLC$2.6B AUM0.13%$4M29.5KQ1 2026
TKG Advisors, LLC$242M AUM0.12%$289,7932.4KQ1 2026
BETO FINANCIAL GROUP, LLC$171M AUM0.12%$203,5131.5KQ1 2026
ARS Wealth Advisors Group, LLC$1.2B AUM0.12%$1M11.6KQ1 2026
WEALTH EFFECTS LLC$282M AUM0.11%$323,5102.7KQ1 2026
TWO SIGMA SECURITIES, LLC$861M AUM0.11%$818,8037.2KQ4 2025OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.11%$10M85.5KQ1 2026
FWG Holdings, LLC$265M AUM0.11%$281,2622.3KQ1 2026
Virtu Financial LLC$2.4B AUM0.10%$3M21.1KQ1 2026
Atlas Legacy Advisors, LLC$550M AUM0.10%$558,3414.7KQ1 2026
TFG Advisers LLC$292M AUM0.10%$292,0203.0KQ2 2025OLDER
Keystone Financial Group$1.5B AUM0.09%$1M11.5KQ1 2026
B. Riley Wealth Advisors, Inc.$1.6B AUM0.09%$1M11.7KQ1 2026
KPP Advisory Services LLC$689M AUM0.09%$591,3525.0KQ1 2026
PARK NATIONAL CORP /OH/$3.3B AUM0.08%$3M23.1KQ1 2026
Janney Montgomery Scott LLC$40.4B AUM0.07%$30M253.5KQ1 2026
Tidemark, LLC$393M AUM0.07%$278,5742.3KQ1 2026
PCG Wealth Advisors, LLC$395M AUM0.07%$275,9492.3KQ1 2026
Cyndeo Wealth Partners, LLC$1.9B AUM0.07%$1M11.0KQ1 2026
RFG Advisory, LLC$5.4B AUM0.07%$4M30.9KQ1 2026
BRADY FAMILY WEALTH, LLC$321M AUM0.06%$205,7361.8KQ4 2025OLDER
Kings Path Partners LLC$248M AUM0.06%$154,6751.6KQ2 2025OLDER
Perennial Investment Advisors, LLC$1.3B AUM0.06%$777,0346.5KQ1 2026
Aspen Capital Management, LLC$404M AUM0.06%$235,6062.0KQ1 2026
Coppell Advisory Solutions LLC$170M AUM0.04%$415,6423.6KQ4 2025OLDER
BRASS TAX WEALTH MANAGEMENT, INC$602M AUM0.04%$232,4572.1KQ3 2025OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.03%$6M48.2KQ1 2026
FLOW TRADERS U.S. LLC$3.2B AUM0.03%$832,0007.6KQ3 2025OLDER
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM0.03%$640,0995.4KQ1 2026
Root Financial Partners, LLC$2.2B AUM0.03%$707,2555.9KQ1 2026
MPWM ADVISORY SOLUTIONS, LLC$189M AUM0.03%$58,603491Q1 2026
PRIVATE TRUST CO NA$1.1B AUM0.03%$345,6312.9KQ1 2026
Walkner Condon Financial Advisors LLC$759M AUM0.03%$219,9711.8KQ1 2026
DAYMARK WEALTH PARTNERS, LLC$3.2B AUM0.03%$847,6267.1KQ1 2026
Kestra Advisory Services, LLC$26.4B AUM0.03%$7M58.4KQ1 2026
Pinnacle Wealth Planning Services, Inc.$968M AUM0.03%$253,3902.1KQ1 2026
Arkos Global Advisors$797M AUM0.02%$198,0001.7KQ1 2026
MONECO ADVISORS, LLC$1.3B AUM0.02%$302,6892.5KQ1 2026
Fragasso Financial Advisors Inc$1.9B AUM0.02%$382,4243.1KQ1 2026
HARBOUR INVESTMENTS, INC.$6.5B AUM0.02%$1M12.0KQ1 2026
Cambridge Investment Research Advisors, Inc.$38.8B AUM0.02%$8M67.3KQ1 2026
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.02%$48,338405Q1 2026
Belpointe Asset Management LLC$2.7B AUM0.02%$540,6344.5KQ1 2026
Synergy Investment Management, LLC$306M AUM0.02%$59,677500Q1 2026
LPL Financial LLC$376.6B AUM0.02%$73M612.1KQ1 2026
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors$1.8B AUM0.02%$331,8062.8KQ1 2026
VestGen Advisors, LLC$3.8B AUM0.02%$703,1805.3KQ1 2026
NBC SECURITIES, INC.$1.3B AUM0.02%$227,0002.3KQ2 2025OLDER
Northeast Financial Consultants Inc$2.4B AUM0.02%$428,0324.4KQ2 2025OLDER
TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM0.02%$68,987578Q1 2026
REAP Financial Group, LLC$507M AUM0.02%$84,724710Q1 2026
Cetera Investment Advisers$94.0B AUM0.02%$15M128.9KQ1 2026
Krilogy Financial LLC$3.1B AUM0.02%$506,7753.9KQ1 2026
SUMMIT WEALTH GROUP LLC / CO$950M AUM0.02%$224,6982.0KQ4 2025OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.02%$49M413.9KQ1 2026
ROYAL BANK OF CANADA$570.1B AUM0.01%$85M708.4KQ1 2026
EVOLVE PRIVATE WEALTH, LLC$1.9B AUM0.01%$272,1282.3KQ1 2026
Snowden Capital Advisors LLC$3.8B AUM0.01%$511,6334.3KQ1 2026
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.01%$363,1534.0KQ1 2026
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$65M544.4KQ1 2026
Equitable Holdings, Inc.$15.5B AUM0.01%$2M16.0KQ1 2026
Sanctuary Advisors, LLC$18.5B AUM0.01%$2M17.9KQ1 2026
Independent Advisor Alliance$9.3B AUM0.01%$1M8.9KQ1 2026
Vise Technologies, Inc.$5.1B AUM0.01%$560,4895.0KQ1 2026
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$8M65.8KQ1 2026
Gateway Wealth Partners, LLC$2.6B AUM0.01%$276,4482.3KQ1 2026
COMERICA BANK$25.1B AUM0.01%$2M21.8KQ4 2025OLDER
Venture Visionary Partners LLC$3.0B AUM0.01%$294,2842.5KQ1 2026
GAMMA Investing LLC$2.7B AUM0.01%$203,1421.7KQ1 2026
Sunbelt Securities, Inc.$1.6B AUM0.01%$149,6651.3KQ1 2026
AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM0.01%$529,2754.7KQ4 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.01%$3M27.4KQ1 2026
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$536,5965.5KQ2 2025OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.01%$14M116.9KQ1 2026
&PARTNERS$20.2B AUM0.01%$2M14.1KQ1 2026
STEPHENS INC /AR/$8.0B AUM0.01%$656,4505.5KQ1 2026
CWM, LLC$38.1B AUM0.01%$3M25.8KQ1 2026
Private Wealth Asset Management, LLC$935M AUM0.01%$73,761618Q1 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.01%$4M31.9KQ1 2026
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$5M44.4KQ1 2026
Sound Income Strategies, LLC$2.1B AUM0.01%$159,6101.3KQ1 2026
IHT Wealth Management, LLC$4.3B AUM0.01%$331,2112.8KQ1 2026
Arax Advisory Partners$3.5B AUM0.01%$261,7452.2KQ1 2026
Arkadios Wealth Advisors$6.1B AUM0.01%$417,6193.5KQ1 2026
Integrated Wealth Concepts LLC$12.5B AUM0.01%$837,0347.0KQ1 2026
WEDBUSH SECURITIES INC$3.4B AUM0.01%$226,0001.9KQ1 2026
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.01%$344,0002.9KQ1 2026
ELEVATION POINT WEALTH PARTNERS, LLC$4.3B AUM0.01%$267,7492.2KQ1 2026
HM PAYSON & CO$6.9B AUM0.01%$422,5163.5KQ1 2026
OPPENHEIMER & CO INC$8.2B AUM0.01%$492,8154.1KQ1 2026
HBK Sorce Advisory LLC$5.0B AUM0.01%$298,5272.2KQ1 2026
Baird Financial Group, Inc.$64.0B AUM0.01%$4M31.0KQ1 2026
UBS Group AG$666.3B AUM0.01%$36M304.6KQ1 2026
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM0.01%$248,3622.1KQ1 2026
FIFTH THIRD BANCORP$54.7B AUM0.00%$3M22.0KQ1 2026
HighTower Advisors, LLC$94.2B AUM0.00%$4M36.9KQ1 2026
MORGAN STANLEY$1.67T AUM0.00%$76M667.4KQ1 2026
Ameritas Advisory Services, LLC$2.6B AUM0.00%$67,229617Q3 2025OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$5M37.7KQ1 2026
Waverly Advisors, LLC$13.4B AUM0.00%$550,5834.6KQ1 2026
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$322,3882.7KQ1 2026
SAGESPRING WEALTH PARTNERS, LLC$5.5B AUM0.00%$214,1261.8KQ1 2026
Private Advisor Group, LLC$21.3B AUM0.00%$828,0636.9KQ1 2026
SYNOVUS FINANCIAL CORP$8.7B AUM0.00%$337,4053.1KQ3 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$716,0086.0KQ1 2026
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$2M20.7KQ1 2026
Financial Perspectives, Inc$358M AUM0.00%$11,935100Q1 2026
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$44M371.5KQ1 2026
CX Institutional$3.5B AUM0.00%$106,000892Q1 2026
Vestmark Advisory Solutions, Inc.$9.0B AUM0.00%$267,7492.2KQ1 2026
Paladin Advisory Group, LLC$131M AUM0.00%$3,70031Q1 2026
Kozak & Associates, Inc.$576M AUM0.00%$14,122111Q1 2026
ZACKS INVESTMENT MANAGEMENT$12.5B AUM0.00%$304,1162.5KQ1 2026
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$96,170850Q4 2025OLDER
Brooklyn Investment Group$3.2B AUM0.00%$17,024175Q2 2025OLDER
Key FInancial Inc$562M AUM0.00%$11,57797Q1 2026
Envestnet Portfolio Solutions, Inc.$18.1B AUM0.00%$577,8125.1KQ4 2025OLDER
NBT BANK N A /NY$1.5B AUM0.00%$30,674257Q1 2026
NewEdge Advisors, LLC$27.7B AUM0.00%$548,4094.8KQ4 2025OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$1M12.2KQ1 2026
Rockefeller Capital Management L.P.$56.4B AUM0.00%$1M8.9KQ1 2026
SJS Investment Consulting Inc.$819M AUM0.00%$13,846116Q1 2026
Farther Finance Advisors, LLC$10.6B AUM0.00%$168,8511.4KQ1 2026
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$3M25.3KQ1 2026
TD Capital Management LLC$1.1B AUM0.00%$15,782132Q1 2026
Jefferies Financial Group Inc.$14.6B AUM0.00%$205,1821.7KQ1 2026
US BANCORP \DE\$82.4B AUM0.00%$1M9.5KQ1 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$19,561163Q1 2026
AVANTAX ADVISORY SERVICES, INC.$18.2B AUM0.00%$236,1432.4KQ2 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$5M39.0KQ1 2026
Mariner, LLC$85.7B AUM0.00%$1M8.9KQ1 2026
ALERUS FINANCIAL NA$2.0B AUM0.00%$23,871200Q1 2026
Allworth Financial LP$24.7B AUM0.00%$281,3162.4KQ1 2026
Salomon & Ludwin, LLC$1.1B AUM0.00%$12,078100Q1 2026
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.00%$617,8335.2KQ1 2026
TOTAL INVESTMENT MANAGEMENT INC$858M AUM0.00%$7,10173Q2 2025OLDER
Cresset Asset Management, LLC$23.1B AUM0.00%$270,5322.5KQ3 2025OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$8,17284Q2 2025OLDER
IFP Advisors, Inc$4.8B AUM0.00%$45,116378Q1 2026
Corient Private Wealth LLC$69.9B AUM0.00%$545,8104.6KQ1 2026
Smartleaf Asset Management LLC$2.8B AUM0.00%$19,177165Q1 2026
Global Retirement Partners, LLC$5.6B AUM0.00%$32,358286Q4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$4M29.6KQ1 2026
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$34,111313Q3 2025OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$668,3865.6KQ1 2026
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$83,787702Q1 2026
Larson Financial Group LLC$3.1B AUM0.00%$12,518105Q1 2026
Creative Planning$147.4B AUM0.00%$537,5814.5KQ1 2026
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$7,58067Q4 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M22.5KQ1 2026
HANTZ FINANCIAL SERVICES, INC.$6.6B AUM0.00%$21,000175Q1 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$5M39.4KQ1 2026
CoreCap Advisors, LLC$3.4B AUM0.00%$7,75865Q1 2026
TOMPKINS FINANCIAL CORP$1.3B AUM0.00%$3,28129Q4 2025OLDER
MANNING & NAPIER ADVISORS LLC$7.1B AUM0.00%$13,129110Q1 2026
Smithfield Trust Co$2.3B AUM0.00%$4,00040Q4 2025OLDER
BEACON INVESTMENT ADVISORY SERVICES, INC.$2.7B AUM0.00%$4,17835Q1 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$1M12.2KQ1 2026
Keating Financial Advisory Services, Inc.$619M AUM0.00%$1,0189Q4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$10,27986Q1 2026
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$38,671324Q1 2026
MATHER GROUP, LLC.$10.0B AUM0.00%$7,63964Q1 2026
Blue Trust, Inc.$8.7B AUM0.00%$5,72948Q1 2026
CITIGROUP INC$234.5B AUM0.00%$140,1501.3KQ3 2025OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$496,1574.2KQ1 2026
Transamerica Financial Advisors, LLC$1.2B AUM0.00%$4763Q1 2026
ASSETMARK, INC$49.0B AUM0.00%$14,277131Q3 2025OLDER
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM0.00%$116,371975Q1 2026
VANGUARD ADVISERS INC$25.5B AUM0.00%$5,37145Q1 2026
FMR LLC$1.90T AUM0.00%$168,2711.4KQ1 2026
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$11,10093Q1 2026
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$2392Q1 2026
BlackRock, Inc.$5.72T AUM0.00%$121,7421.0KQ1 2026
Russell Investments Group, Ltd.$93.1B AUM0.00%$5104Q1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.