FNYFIRST TR EXCHANGE-TRADED ALP
CUSIP 33737M102 · Yahoo Finance ↗ · Google Finance ↗
First Tr Exchange-Traded Alp (FNY) has 121 institutional holders in Filings Flow’s 13F database, together reporting 3.76M shares worth $341M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Wells Fargo & Company/Mn, and Morgan Stanley.
Institutional Holders
121
Q1 2026
Reported Value
$341M
Ticker
FNY
Quarters Tracked
28
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Anderson Financial Strategies, LLC$182M AUM | 1.80% | $3M | 31.9K | Q1 2026 |
| Worthington Financial Partners, LLC$116M AUM | 1.31% | $2M | 16.9K | Q1 2026 |
| Pursuit Wealth Management LLC$116M AUM | 1.16% | $1M | 14.9K | Q4 2025OLDER |
| Wealth Management Partners, LLC$350M AUM | 0.94% | $3M | 36.4K | Q1 2026 |
| Sylvest Advisors, LLC$188M AUM | 0.90% | $2M | 18.8K | Q1 2026 |
| CRUX WEALTH ADVISORS$261M AUM | 0.66% | $2M | 19.0K | Q1 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC$229M AUM | 0.56% | $1M | 14.2K | Q1 2026 |
| MTM Investment Management, LLC$316M AUM | 0.50% | $2M | 17.6K | Q1 2026 |
| Empirical Asset Management, LLC$379M AUM | 0.43% | $2M | 17.9K | Q1 2026 |
| Dominguez Wealth Management Solutions, Inc.$181M AUM | 0.41% | $683,658 | 7.6K | Q1 2026 |
| G&S Capital LLC$285M AUM | 0.40% | $1M | 12.3K | Q4 2025OLDER |
| Clear Point Advisors Inc.$129M AUM | 0.31% | $404,696 | 4.4K | Q4 2025OLDER |
| Stonebridge Financial Planning Group, LLC$272M AUM | 0.24% | $648,465 | 7.2K | Q1 2026 |
| BostonPremier Wealth LLC$194M AUM | 0.22% | $419,617 | 4.6K | Q1 2026 |
| Purus Wealth Management, LLC$314M AUM | 0.21% | $655,759 | 7.2K | Q1 2026 |
| PCG Wealth Advisors, LLC$395M AUM | 0.21% | $820,064 | 9.1K | Q1 2026 |
| JT Stratford LLC$786M AUM | 0.21% | $1M | 16.5K | Q2 2025OLDER |
| Element Wealth, LLC$242M AUM | 0.18% | $439,404 | 4.9K | Q1 2026 |
| NEW WAVE WEALTH ADVISORS LLC$288M AUM | 0.15% | $409,279 | 4.5K | Q4 2025OLDER |
| Synergy Asset Management, LLC$942M AUM | 0.12% | $3M | 36.0K | Q3 2025OLDER |
| AssuredPartners Investment Advisors, LLC$919M AUM | 0.11% | $1M | 11.2K | Q1 2026 |
| TKG Advisors, LLC$242M AUM | 0.11% | $277,595 | 3.0K | Q4 2025OLDER |
| KCM INVESTMENT ADVISORS LLC$3.0B AUM | 0.11% | $3M | 35.8K | Q1 2026 |
| WMG Financial Advisors, LLC$240M AUM | 0.10% | $311,307 | 3.4K | Q3 2025OLDER |
| Proactive Wealth Strategies LLC$532M AUM | 0.10% | $510,890 | 5.6K | Q1 2026 |
| 1776 Wealth LLC$254M AUM | 0.09% | $239,066 | 2.6K | Q1 2026 |
| NewEdge Advisors, LLC$27.7B AUM | 0.09% | $26M | 279.6K | Q4 2025OLDER |
| Keystone Wealth Services, LLC$468M AUM | 0.08% | $379,864 | 4.2K | Q1 2026 |
| &PARTNERS$20.2B AUM | 0.07% | $14M | 151.5K | Q1 2026 |
| ARS Wealth Advisors Group, LLC$1.2B AUM | 0.05% | $637,028 | 7.0K | Q1 2026 |
| Kingsview Wealth Management, LLC$7.3B AUM | 0.05% | $4M | 41.8K | Q1 2026 |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.05% | $59,115 | 648 | Q4 2025OLDER |
| TRANSCEND CAPITAL ADVISORS, LLC$1.2B AUM | 0.05% | $619,820 | 6.8K | Q1 2026 |
| MPWM ADVISORY SOLUTIONS, LLC$189M AUM | 0.05% | $87,320 | 965 | Q1 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC$1.8B AUM | 0.04% | $663,494 | 6.9K | Q1 2026 |
| Global Retirement Partners, LLC$5.6B AUM | 0.04% | $2M | 22.3K | Q4 2025OLDER |
| Richmond Investment Services, LLC$619M AUM | 0.04% | $222,960 | 2.5K | Q1 2026 |
| Founders Financial Alliance, LLC$555M AUM | 0.03% | $189,701 | 2.1K | Q1 2026 |
| Cambridge Investment Research Advisors, Inc.$38.8B AUM | 0.03% | $12M | 135.2K | Q1 2026 |
| GTS SECURITIES LLC$2.8B AUM | 0.03% | $887,225 | 9.8K | Q1 2026 |
| Brookwood Investment Group LLC$810M AUM | 0.03% | $225,739 | 2.5K | Q3 2025OLDER |
| Signature Equity Partners, LLC$186M AUM | 0.03% | $49,315 | 545 | Q1 2026 |
| Cornerstone Wealth Management, LLC$2.0B AUM | 0.03% | $512,608 | 5.7K | Q1 2026 |
| PRIVATE TRUST CO NA$1.1B AUM | 0.02% | $275,714 | 3.0K | Q1 2026 |
| Gateway Wealth Partners, LLC$2.6B AUM | 0.02% | $620,012 | 6.9K | Q1 2026 |
| Pine Valley Investments Ltd Liability Co$2.2B AUM | 0.02% | $471,831 | 5.2K | Q4 2025OLDER |
| Financial Advocates Investment Management$178M AUM | 0.02% | $276,472 | 3.4K | Q2 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.02% | $74M | 814.5K | Q1 2026 |
| Advisor OS, LLC$1.4B AUM | 0.02% | $239,790 | 2.6K | Q1 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.02% | $16M | 177.0K | Q1 2026 |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.02% | $3M | 36.3K | Q1 2026 |
| Atria Wealth Solutions, Inc.$4.4B AUM | 0.02% | $729,674 | 8.8K | Q2 2025OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.02% | $795,380 | 8.8K | Q1 2026 |
| Private Advisor Group, LLC$21.3B AUM | 0.02% | $3M | 38.6K | Q1 2026 |
| Sigma Planning Corp$3.6B AUM | 0.02% | $582,337 | 6.4K | Q1 2026 |
| Equitable Holdings, Inc.$15.5B AUM | 0.02% | $2M | 25.9K | Q1 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management$132M AUM | 0.02% | $19,907 | 220 | Q1 2026 |
| Arete Wealth Advisors, LLC$1.3B AUM | 0.01% | $242,000 | 2.6K | Q4 2025OLDER |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors$1.8B AUM | 0.01% | $249,382 | 2.8K | Q1 2026 |
| Geneos Wealth Management Inc.$4.3B AUM | 0.01% | $599,914 | 6.6K | Q1 2026 |
| GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM | 0.01% | $755,049 | 8.3K | Q1 2026 |
| Kestra Advisory Services, LLC$26.4B AUM | 0.01% | $4M | 38.8K | Q1 2026 |
| Sound Income Strategies, LLC$2.1B AUM | 0.01% | $270,025 | 3.0K | Q1 2026 |
| Koshinski Asset Management, Inc.$1.6B AUM | 0.01% | $202,691 | 2.2K | Q1 2026 |
| PFG Investments, LLC$2.1B AUM | 0.01% | $268,294 | 3.0K | Q1 2026 |
| World Investment Advisors$6.2B AUM | 0.01% | $708,513 | 7.8K | Q1 2026 |
| SYNOVUS FINANCIAL CORP$8.7B AUM | 0.01% | $987,582 | 10.8K | Q3 2025OLDER |
| Stratos Wealth Partners, LTD.$8.8B AUM | 0.01% | $949,570 | 10.5K | Q1 2026 |
| J.W. COLE ADVISORS, INC.$3.0B AUM | 0.01% | $314,038 | 3.5K | Q1 2026 |
| Janney Montgomery Scott LLC$40.4B AUM | 0.01% | $4M | 47.2K | Q1 2026 |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.01% | $54M | 602.1K | Q1 2026 |
| Integrated Advisors Network LLC$1.9B AUM | 0.01% | $223,157 | 2.7K | Q2 2025OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.01% | $2M | 16.9K | Q1 2026 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $6M | 69.2K | Q1 2026 |
| Venture Visionary Partners LLC$3.0B AUM | 0.01% | $253,363 | 2.8K | Q1 2026 |
| QUADRANT CAPITAL GROUP LLC$3.3B AUM | 0.01% | $271,461 | 3.0K | Q1 2026 |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.01% | $18M | 203.1K | Q1 2026 |
| Mutual Advisors, LLC$4.7B AUM | 0.01% | $256,359 | 2.8K | Q1 2026 |
| IHT Wealth Management, LLC$4.3B AUM | 0.01% | $225,835 | 2.5K | Q1 2026 |
| BENJAMIN EDWARDS INC$10.1B AUM | 0.01% | $525,555 | 5.8K | Q1 2026 |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.01% | $325,662 | 3.6K | Q1 2026 |
| OLD MISSION CAPITAL LLC$6.3B AUM | 0.00% | $290,683 | 3.5K | Q2 2025OLDER |
| Ashton Thomas Private Wealth, LLC$4.2B AUM | 0.00% | $197,724 | 2.2K | Q1 2026 |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.00% | $42,223 | 463 | Q4 2025OLDER |
| HHM Wealth Advisors, LLC$996M AUM | 0.00% | $36,557 | 404 | Q1 2026 |
| COMERICA BANK$25.1B AUM | 0.00% | $1M | 11.4K | Q4 2025OLDER |
| FIRST TRUST ADVISORS LP$140.0B AUM | 0.00% | $5M | 59.5K | Q4 2025OLDER |
| Caitlin John, LLC$167M AUM | 0.00% | $6,425 | 71 | Q1 2026 |
| Pinnacle Financial Partners, Inc.$13.1B AUM | 0.00% | $487,262 | 5.4K | Q1 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $2M | 18.7K | Q1 2026 |
| Independent Advisor Alliance$9.3B AUM | 0.00% | $281,957 | 3.1K | Q1 2026 |
| MidFirst Bank$1.2B AUM | 0.00% | $35,652 | 394 | Q1 2026 |
| GABLES CAPITAL MANAGEMENT INC.$236M AUM | 0.00% | $6,787 | 75 | Q1 2026 |
| OPPENHEIMER & CO INC$8.2B AUM | 0.00% | $235,447 | 2.6K | Q1 2026 |
| Sanctuary Advisors, LLC$18.5B AUM | 0.00% | $503,295 | 5.6K | Q1 2026 |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $103,246 | 1.1K | Q1 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $10M | 108.8K | Q1 2026 |
| Beacon Pointe Advisors, LLC$18.9B AUM | 0.00% | $497,678 | 5.5K | Q1 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $2M | 19.9K | Q1 2026 |
| CoreCap Advisors, LLC$3.4B AUM | 0.00% | $73,747 | 815 | Q1 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $4M | 40.2K | Q1 2026 |
| MORGAN STANLEY$1.67T AUM | 0.00% | $36M | 391.9K | Q1 2026 |
| Ascentis Independent Advisors$1.3B AUM | 0.00% | $28,050 | 310 | Q1 2026 |
| Hilltop National Bank$468M AUM | 0.00% | $8,299 | 91 | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $1M | 11.4K | Q1 2026 |
| GAMMA Investing LLC$2.7B AUM | 0.00% | $40,267 | 445 | Q1 2026 |
| UBS Group AG$666.3B AUM | 0.00% | $12M | 132.6K | Q1 2026 |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.00% | $622,190 | 6.9K | Q1 2026 |
| MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM | 0.00% | $1M | 11.6K | Q1 2026 |
| Medallion Wealth Advisors, LLC$306M AUM | 0.00% | $4,524 | 50 | Q1 2026 |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $38,005 | 420 | Q1 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH$27.4B AUM | 0.00% | $355,252 | 3.9K | Q1 2026 |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $737,740 | 8.2K | Q1 2026 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $613,580 | 6.8K | Q1 2026 |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $2M | 23.3K | Q1 2026 |
| Transamerica Financial Advisors, LLC$1.2B AUM | 0.00% | $11,572 | 127 | Q1 2026 |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $5M | 50.8K | Q1 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS$52.5B AUM | 0.00% | $413,000 | 4.6K | Q1 2026 |
| Mariner, LLC$85.7B AUM | 0.00% | $513,061 | 5.7K | Q1 2026 |
| MCGUIRE CAPITAL ADVISORS INC$156M AUM | 0.00% | $905 | 10 | Q1 2026 |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $9,049 | 100 | Q1 2026 |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $5M | 50.0K | Q1 2026 |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $6,786 | 75 | Q1 2026 |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $540,116 | 6.0K | Q1 2026 |
| Creative Planning$147.4B AUM | 0.00% | $565,733 | 6.3K | Q1 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $142,607 | 1.6K | Q1 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM | 0.00% | $70,851 | 783 | Q1 2026 |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $260,263 | 2.9K | Q1 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC$3.6B AUM | 0.00% | $12,397 | 137 | Q1 2026 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $2M | 21.3K | Q4 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $67,232 | 743 | Q1 2026 |
| Darwin Wealth Management, LLC$321M AUM | 0.00% | $729 | 8 | Q4 2025OLDER |
| US BANCORP \DE\$82.4B AUM | 0.00% | $108,856 | 1.2K | Q1 2026 |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $5,248 | 58 | Q1 2026 |
| Hilton Head Capital Partners, LLC$177M AUM | 0.00% | $90 | 1 | Q1 2026 |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $2,534 | 28 | Q1 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $237,619 | 2.6K | Q1 2026 |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $43,615 | 482 | Q1 2026 |
| BANK OF MONTREAL /CAN/$268.5B AUM | 0.00% | $56,916 | 629 | Q1 2026 |
| Aptus Capital Advisors, LLC$12.7B AUM | 0.00% | $2,462 | 27 | Q4 2025OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $1,556 | 17 | Q1 2026 |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $180,744 | 2.1K | Q1 2026 |
| ASSETMARK, INC$49.0B AUM | 0.00% | $2,534 | 28 | Q1 2026 |
| VANGUARD ADVISERS INC$25.5B AUM | 0.00% | $905 | 10 | Q1 2026 |
| BlackRock, Inc.$5.72T AUM | 0.00% | $108,584 | 1.2K | Q1 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM | 0.00% | $3,529 | 39 | Q1 2026 |
| FMR LLC$1.90T AUM | 0.00% | $13,373 | 148 | Q1 2026 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.