Managers / Q1 2026
Empirical Asset Management, LLC
CIK 0001926596 · 57 RIVER STREET, SUITE 301, WELLESLEY, MA, 02481 · (781) 431-2220
Summary
Empirical Asset Management, LLC reported $379M in U.S.-listed holdings across 396 positions for Q1 2026.
Its largest position, AAPL, represents 5.1% of the portfolio.
Compared with Q4 2025, the fund opened 89 new positions and exited 49.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 50.4% · $191M
- Common Stock · 45.8% · $174M
- Other · 1.8% · $7M
- MLP · 0.8% · $3M
- ADR · 0.6% · $2M
- Other · 0.5% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2025 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ISRGINTUITIVE SURGICAL INC | NEW | +3.2K | 3.2K | +$1M | $1M |
| BSXBOSTON SCIENTIFIC CORP | NEW | +19.5K | 19.5K | +$1M | $1M |
| ATOATMOS ENERGY CORP | NEW | +6.6K | 6.6K | +$1M | $1M |
| INVESCO QQQ TR | NEW | +2.0K | 2.0K | +$1M | $1M |
| PANWPALO ALTO NETWORKS INC | NEW | +5.6K | 5.6K | +$899,075 | $899,075 |
| VLOVALERO ENERGY CORP | NEW | +3.5K | 3.5K | +$875,180 | $875,180 |
| PODDINSULET CORP | NEW | +4.1K | 4.1K | +$862,862 | $862,862 |
| EATON CORP PLC | NEW | +2.4K | 2.4K | +$841,615 | $841,615 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2026
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ISHARES TR | U.S. TECH ETF · CORE S&P500 ETF · INTL TREA BD ETF · RUS 1000 GRW ETF · ISHARES BIOTECH · RUSSELL 2000 ETF · US HLTHCARE ETF · CORE US AGGBD ET · S&P 500 VAL ETF · US SML CAP EQT · CORE MSCI EAFE · 1 3 YR TREAS BD | 7.88% | $30M | 260.1K |
| 2 | AAPLAPPLE INChistory → | COM | 5.12% | $19M | 76.6K |
| 3 | STATE STR SPDR S&P 500 ETF T | TR UNIT | 3.28% | $12M | 19.1K |
| 4 | USCF ETF TR | SUMMERHAVEN K1 | 2.56% | $10M | 356.0K |
| 5 | ETFS GOLD TR | PHYSCL GOLD SHS | 2.49% | $9M | 211.6K |
| 6 | NVDANVIDIA CORPORATIONhistory → | COM | 1.79% | $7M | 38.9K |
| 7 | SLVISHARES SILVER TRhistory → | ISHARES | 1.76% | $7M | 97.7K |
| 8 | INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC · LARGE CAP GROWTH · ZACKS MID CAP | 1.75% | $7M | 98.6K |
| 9 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 1.57% | $6M | 20.7K |
| 10 | METAMETA PLATFORMS INChistory → | CL A | 1.39% | $5M | 9.2K |
| 11 | MSFTMICROSOFT CORPhistory → | COM | 1.35% | $5M | 13.8K |
| 12 | JPMJPMORGAN CHASE & COhistory → | COM | 1.06% | $4M | 13.7K |
| 13 | AMZNAMAZON COM INChistory → | COM | 1.05% | $4M | 19.1K |
| 14 | GQ9SPDR GOLD TRhistory → | GOLD SHS | 1.05% | $4M | 9.2K |
| 15 | HDHOME DEPOT INChistory → | COM | 1.01% | $4M | 11.7K |
| 16 | EXMOCEXXON MOBIL CORP | COM | 0.85% | $3M | 18.9K |
| 17 | LLYELI LILLY & CO | COM | 0.83% | $3M | 3.4K |
| 18 | ETF OPPORTUNITIES TRUST | BROOKMONT CATAST | 0.81% | $3M | 154.5K |
| 19 | WMTWALMART INC | COM | 0.70% | $3M | 21.3K |
| 20 | CHVCHEVRON CORPORATION | COM | 0.65% | $2M | 11.9K |
| 21 | SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 0.63% | $2M | 79.7K |
| 22 | SELECT SECTOR SPDR TR | STATE STREET REA | 0.62% | $2M | 57.5K |
| 23 | MCDMCDONALDS CORP | COM | 0.59% | $2M | 7.2K |
| 24 | SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 0.57% | $2M | 87.5K |
| 25 | QCOMQUALCOMM INC | COM | 0.54% | $2M | 16.0K |
| 26 | PGPROCTER & GAMBLE CO | COM | 0.54% | $2M | 14.1K |
| 27 | MRKMERCK & CO INC | COM | 0.52% | $2M | 16.5K |
| 28 | TPLTEXAS PACIFIC LAND CORPORATI | COM | 0.50% | $2M | 4.0K |
| 29 | FIRST TR EXCHANGE-TRADED ALP | COM SHS | 0.49% | $2M | 12.0K |
| 30 | SUNSUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 0.48% | $2M | 28.0K |
| 31 | CECOCECO ENVIRONMENTAL CORP | COM | 0.47% | $2M | 30.0K |
| 32 | ORCLORACLE CORP | COM | 0.46% | $2M | 11.8K |
| 33 | PACER FDS TR | US LRG CP CASH | 0.46% | $2M | 51.5K |
| 34 | J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 0.45% | $2M | 14.9K |
| 35 | INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 0.44% | $2M | 14.6K |
| 36 | NJRNEW JERSEY RES CORP | COM | 0.44% | $2M | 30.5K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $379M | 396 | May 11, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $355M | 356 | Feb 6, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $360M | 368 | Nov 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $323M | 313 | Jul 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $293M | 301 | May 12, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $302M | 458 | Jan 15, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $281M | 308 | Oct 11, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $266M | 354 | Aug 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $207M | 285 | May 10, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $123M | 176 | Jan 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $115M | 166 | Nov 1, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $113M | 156 | Aug 1, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $105M | 147 | Apr 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $95M | 161 | Jan 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $92M | 146 | Oct 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $95M | 154 | Jul 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $105M | 145 | May 6, 2022 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.