SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Baron Financial Group, LLC

CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408

Reported Value
$176.5B
Q4 2021
Positions
221
Filings on Record
26
2019–present window
Filed
Feb 9, 2022
original filing

Summary

Baron Financial Group, LLC reported $176.5B in U.S.-listed holdings across 221 positions for Q4 2021.

Compared with Q3 2021, the fund opened 2 new positions and exited 5.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+0.1%
share of reported value
Largest Position
+0.0%
Ishares Russell 2000 Index
New / Exited
2 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $106.4BQ3 ’20Q4 ’20: $125.2BQ1 ’21: $145.2BQ2 ’21: $160.7BQ2 ’21Q3 ’21: $164.7BQ4 ’21: $176.5BQ1 ’22: $172.3BQ1 ’22Q2 ’22: $151.3BQ4 ’22: $151MQ1 ’23: $158MQ1 ’23Q2 ’23: $162MQ3 ’23: $154MQ4 ’23: $157MQ4 ’23Q1 ’24: $162MQ2 ’24: $157MQ3 ’24: $164MQ3 ’24Q4 ’24: $161MQ1 ’25: $159MQ2 ’25: $170MQ2 ’25Q3 ’25: $183MQ4 ’25: $187MQ1 ’26: $185MQ1 ’26Q2 ’26: $210Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.0%Common Stock: 5.8%ADR: 0.1%Closed-End Fund: 0.0%REIT: 0.0%Other: 0.0%
  • ETP · 94.0% · $166M
  • Common Stock · 5.8% · $10M
  • ADR · 0.1% · $151,053
  • Closed-End Fund · 0.0% · $78,121
  • REIT · 0.0% · $33,036
  • Other · 0.0% · $44,812

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FFord Motor CompanyNEW+6565+$1,350$1,350
CICigna CorpNEW+22+$459$459
JCIJohnson Controls International plcSOLD OUT−6400−$43,571$0
Ampio Pharmaceuticals IncSOLD OUT−23.5K0−$39,010$0
XNXJXNuveen Nj Div Ad Muni FdSOLD OUT−7010−$10,816$0
DTDWisdomtree TotalADDED+7251.4K+$8,743$93,873
APAApache CorpSOLD OUT−2540−$5,443$0
ADNTAdient PlcSOLD OUT−640−$2,653$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

220 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWMiShares Russell 2000 Indexhistory →RUSSELL 2000 ETF0.01%$17M78.2K
2VTIPVanguard Short Inflationhistory →STRM INFPROIDX0.01%$17M327.6K
3SPYSPDR S&P 500history →TR UNIT0.01%$16M34.0K
4BSVVanguard Bond Index FundSHORT TRM BOND0.01%$10M121.3K
5MTUMiShares Edge MSCI USA Momentum Fctr ETFMSCI USA MMENTM0.01%$9M52.0K
6SUBIshares Short Term NtnlSHRT NAT MUN ETF0.00%$8M71.7K
7CWBSPDR Barclays ETFBLMBRG BRC CNVRT0.00%$7M80.4K
8EFAiShares MSCI Eafe IndexMSCI EAFE ETF0.00%$7M82.9K
9CGWGuggenheim S&P GlobalS&P GBL WATER0.00%$6M95.2K
10VNQVanguard Reit Index ETFREAL ESTATE ETF0.00%$5M45.6K
11GLDSPDR Gold TrustGOLD SHS0.00%$5M29.9K
12BWXSPDR Series Trust ETFBLOMBERG INTL TR0.00%$5M179.3K
13AGGiShares Barclays Aggregate BondCORE US AGGBD ET0.00%$5M40.7K
14EEMiShares MSCI Emerging Markets IndexMSCI EMG MKT ETF0.00%$5M93.3K
15VHTVanguard Health CareHEALTH CAR ETF0.00%$4M15.9K
16IWFiShares Russell 1000 Growth IndexRUS 1000 GRW ETF0.00%$4M12.9K
17MUBiShares Nationl Amt FreeNATIONAL MUN ETF0.00%$4M33.7K
18IJRiShares S&P Smallcap 600 IndexCORE S&P SCP ETF0.00%$3M26.4K
19IWDiShares Russell 1000 Value IndexRUS 1000 VAL ETF0.00%$3M17.8K
20MDYSPDR S&P Midcap 400UTSER1 S&PDCRP0.00%$3M5.5K
21IQLTiShares Edge MSCI Intl Quality Fctr ETFMSCI INTL QUALTY0.00%$3M72.1K
22FANFirst Trust GlobalGBL WND ENRG ETF0.00%$3M127.0K
23IQ Hedge Multi Strat ETFHEDGE MLTI ETF0.00%$2M77.8K
24ESGDiShares ESG MSCI EAFE ETFESG AW MSCI EAFE0.00%$2M27.4K
25FDNFirst Trust Dow Jones Internet ETFDJ INTERNT IDX0.00%$2M9.1K
26DSIiShares MSCI KLD 400 Social ETFMSCI KLD400 SOC0.00%$2M21.0K
27IJHiShares S&P Midcap 400 IndexCORE S&P MCP ETF0.00%$2M6.2K
28ESGEiShares ESG MSCI EM ETFESG AW MSCI EAFE0.00%$2M42.5K
29VTIVanguard Total Stock MktTOTAL STK MKT0.00%$2M6.8K
30AAPLApple Computer IncCOM0.00%$2M8.8K
31IEMGIshares Core MsciCORE MSCI EMKT0.00%$2M25.2K
32MSFTMicrosoft CorpCOM0.00%$741,6382.2K
33EXMOCExxon Mobil CorporationCOM0.00%$462,2907.6K
34IBMInternational Business MachinesCOM0.00%$447,4683.3K
35PFEPfizer IncorporatedCOM0.00%$437,4677.4K
36CLColgate-Palmolive CoCOM0.00%$353,1374.1K
37ADPAuto Data ProcessingCOM0.00%$346,8541.4K
38BXBlackstone Group LPCOM CL A0.00%$342,8842.6K
39ARCCAres Capital CorpCOM0.00%$336,89615.9K
40IEFAiShares Core MSCI EafeCORE MSCI EAFE0.00%$331,4024.4K
41JNJJohnson & JohnsonCOM0.00%$320,6321.9K
42VGTVanguard InformationINF TECH ETF0.00%$312,930683
43PSKSpdr Wells FargoWELLS FG PFD ETF0.00%$277,4136.5K
44JPMJP MorganCOM0.00%$274,7371.7K
45ABTAbbott LaboratoriesCOM0.00%$238,9771.7K
46PEGPub Svc Enterprise GroupCOM0.00%$229,2943.4K
47VIGVanguard Div ApprciationDIV APP ETF0.00%$224,9931.3K
48PGProctor & GambleCOM0.00%$204,6391.3K
49ABBVAbbVie IncCOM0.00%$188,6121.4K
50XLVSector SPDR Health FundSBI HEALTHCARE0.00%$183,8611.3K
51MRKMerck & Co. Inc.COM0.00%$166,9222.2K
52VUGVanguard GrowthGROWTH ETF0.00%$166,547519
53VBRVanguard Small Cap ValueSM CP VAL ETF0.00%$165,794927
54BDXBecton Dickinson & CoCOM0.00%$162,224645
55UNHUnitedhealth Group IncCOM0.00%$153,153305
56NKENike Inc Class BCL B0.00%$142,503855
57VEAVanguard Ftse DevelopedFTSE DEV MKT ETF0.00%$141,5382.8K
58IVWiShares S&P 500 Growth IndexS&P 500 GRWT ETF0.00%$125,2151.5K
59DISDisney Walt Hldg CoCOM DISNEY0.00%$119,612772
60CSCOCisco Systems IncCOM0.00%$119,3261.9K
61AIGAmerican Intl Group IncCOM NEW0.00%$118,0412.1K
62AXPAmerican Express StockCOM0.00%$117,956721
63VTVVanguard ValueVALUE ETF0.00%$114,157776
64UPSUnited Parcel Service BCL B0.00%$113,600530
65WMTWalmart Common StockCOM0.00%$110,688765
66TIPZPIMCO Broad Us TipsBROAD US TIPS0.00%$105,6801.6K
67BABoeing CoCOM0.00%$94,620470
68DTDWisdomtree TotalUS TOTAL DIVIDND0.00%$93,8731.4K
69HONHoneywell InternationalCOM0.00%$92,787445
70IAUiShares Gold TrustISHARES0.00%$91,2722.6K
71GOOGLAlphabet Inc Class ACAP STK CL A · CAP STK CL C0.00%$89,76431
72AZNNAstrazeneca Plc ADRSPONSORED ADR0.00%$81,5501.4K
73BRBroadridge Financial Solutions Inc.COM0.00%$80,990443
74BACBank Of America CorpCOM0.00%$80,7751.8K
75MCDMc Donalds Corp.COM0.00%$77,740290
76ICFiShares Cohen & Steers Realty MajorsCOHEN STEER REIT0.00%$74,711982
77IVViShares S&P 500 IndexCORE S&P500 ETF0.00%$74,410156
78KOCoca ColaCOM0.00%$74,2491.3K
79VOEVanguard Mid Cap ValueMCAP VL IDXVIP0.00%$73,211487
80CATCaterpillar IncCOM0.00%$72,359350
81XNEAXNuveen Insured Tx Free ACOM0.00%$70,0754.5K
82RSPGuggenheim S&P 500 Equal WeightS&P500 EQL WGT0.00%$64,286395
83EOGEog Resources IncCOM0.00%$62,181700
84AMZNAmazon Com IncCOM0.00%$60,01818
85PEPPepsico Inc.COM0.00%$58,224335
86NEENextera Energy Inc.COM0.00%$56,488605
87MDLZMondelez Intl Inc Cl ACL A0.00%$55,767841
88SYYSysco CorporationCOM0.00%$53,021675
89VWOVanguard Emerging MarketFTSE EMR MKT ETF0.00%$50,8451.0K
90NFLXNetflix IncCOM0.00%$50,00383
91XLYSector SPDR Consumer FdSBI CONS DISCR0.00%$48,452237
92VXUSVanguard Total International Stock ETFVG TL INTL STK F0.00%$47,296744
93METAFacebook Inc Class ACL A0.00%$47,089140
94Investors Bancorp IncCOM0.00%$46,3593.1K
95XLREReal Estate Select SctrRL EST SEL SEC0.00%$45,437877
96MUSAMurphy Usa IncCOM0.00%$45,028226
97AMGNAmgen IncorporatedCOM0.00%$44,994200
98WFCWells Fargo & CoPERP PFD CNV A0.00%$44,71630
99XLUSector SPDR Util SelectSBI INT-UTILS0.00%$44,022615
100ORCLOracle CorporationCOM0.00%$43,948504

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$210M56Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$185M53Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$187M57Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$183M50Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$170M49Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$159M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M50Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M47Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$157M47Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M50Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M51Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$154M49Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$162M52Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$158M55Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$151M52Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review49Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$151.3B210Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$172.3B219May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$176.5B221Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$164.7B224Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$160.7B238Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$145.2B241May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$125.2B256Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$106.4B294Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.