Managers / Q4 2021 · view latest →
Baron Financial Group, LLC
CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408
Reported Value
$176.5B
Q4 2021
Positions
221
Filings on Record
26
2019–present window
Filed
Feb 9, 2022
original filing
Summary
Baron Financial Group, LLC reported $176.5B in U.S.-listed holdings across 221 positions for Q4 2021.
Its largest position, Ishares Russell 2000 Index, represents 9.9% of the portfolio.
Compared with Q3 2021, the fund opened 2 new positions and exited 5.
Portfolio Metrics
Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+57.5%
share of reported value
Largest Position
+9.9%
Ishares Russell 2000 Index
New / Exited
2 / 5
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 94.0% · $166.0B
- Common Stock · 5.7% · $10.1B
- ADR · 0.1% · $151M
- Other · 0.0% · $88M
- Closed-End Fund · 0.0% · $78M
- Other · 0.1% · $100M
Quarter-over-Quarter Changes full breakdown →
vs Q3 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| FFord Motor Company | NEW | +65 | 65 | +$1M | $1M |
| CICigna Corp | NEW | +2 | 2 | +$459,000 | $459,000 |
| Johnson Controls International plc | SOLD OUT | −640 | 0 | −$44M | $0 |
| Ampio Pharmaceuticals Inc | SOLD OUT | −23.5K | 0 | −$39M | $0 |
| Nuveen Nj Div Ad Muni Fd | SOLD OUT | −701 | 0 | −$11M | $0 |
| Wisdomtree Total | ADDED | +725 | 1.4K | +$9M | $94M |
| APAApache Corp | SOLD OUT | −254 | 0 | −$5M | $0 |
| Adient Plc | SOLD OUT | −64 | 0 | −$3M | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2021
50 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | iShares Russell 2000 Index | RUSSELL 2000 ETF | 9.85% | $17.4B | 78.2K |
| 2 | Vanguard Short Inflation | STRM INFPROIDX | 9.54% | $16.8B | 327.6K |
| 3 | SPDR S&P 500 | TR UNIT | 9.14% | $16.1B | 34.0K |
| 4 | Vanguard Bond Index Fund | SHORT TRM BOND | 5.56% | $9.8B | 121.3K |
| 5 | iShares Edge MSCI USA Momentum Fctr ETF | MSCI USA MMENTM | 5.35% | $9.4B | 52.0K |
| 6 | Ishares Short Term Ntnl | SHRT NAT MUN ETF | 4.36% | $7.7B | 71.7K |
| 7 | SPDR Barclays ETF | BLMBRG BRC CNVRT | 3.78% | $6.7B | 80.4K |
| 8 | iShares MSCI Eafe Index | MSCI EAFE ETF | 3.70% | $6.5B | 82.9K |
| 9 | Guggenheim S&P Global | S&P GBL WATER | 3.27% | $5.8B | 95.2K |
| 10 | Vanguard Reit Index ETF | REAL ESTATE ETF | 3.00% | $5.3B | 45.6K |
| 11 | GQ9SPDR Gold Trusthistory → | GOLD SHS | 2.89% | $5.1B | 29.9K |
| 12 | SPDR Series Trust ETF | BLOMBERG INTL TR | 2.87% | $5.1B | 179.3K |
| 13 | iShares Barclays Aggregate Bond | CORE US AGGBD ET | 2.63% | $4.6B | 40.7K |
| 14 | iShares MSCI Emerging Markets Index | MSCI EMG MKT ETF | 2.58% | $4.6B | 93.3K |
| 15 | Vanguard Health Care | HEALTH CAR ETF | 2.40% | $4.2B | 15.9K |
| 16 | iShares Russell 1000 Growth Index | RUS 1000 GRW ETF | 2.24% | $4.0B | 12.9K |
| 17 | iShares Nationl Amt Free | NATIONAL MUN ETF | 2.22% | $3.9B | 33.7K |
| 18 | iShares S&P Smallcap 600 Index | CORE S&P SCP ETF | 1.71% | $3.0B | 26.4K |
| 19 | iShares Russell 1000 Value Index | RUS 1000 VAL ETF | 1.69% | $3.0B | 17.8K |
| 20 | MDYSPDR S&P Midcap 400history → | UTSER1 S&PDCRP | 1.62% | $2.9B | 5.5K |
| 21 | iShares Edge MSCI Intl Quality Fctr ETF | MSCI INTL QUALTY | 1.61% | $2.8B | 72.1K |
| 22 | First Trust Global | GBL WND ENRG ETF | 1.46% | $2.6B | 127.0K |
| 23 | IQ Hedge Multi Strat ETF | HEDGE MLTI ETF | 1.40% | $2.5B | 77.8K |
| 24 | ESGDiShares ESG MSCI EAFE ETFhistory → | ESG AW MSCI EAFE | 1.23% | $2.2B | 27.4K |
| 25 | First Trust Dow Jones Internet ETF | DJ INTERNT IDX | 1.17% | $2.1B | 9.1K |
| 26 | iShares MSCI KLD 400 Social ETF | MSCI KLD400 SOC | 1.10% | $1.9B | 21.0K |
| 27 | iShares S&P Midcap 400 Index | CORE S&P MCP ETF | 1.00% | $1.8B | 6.2K |
| 28 | ESGEiShares ESG MSCI EM ETFhistory → | ESG AW MSCI EAFE | 0.96% | $1.7B | 42.5K |
| 29 | Vanguard Total Stock Mkt | TOTAL STK MKT | 0.93% | $1.6B | 6.8K |
| 30 | AAPLApple Computer Inchistory → | COM | 0.89% | $1.6B | 8.8K |
| 31 | Ishares Core Msci | CORE MSCI EMKT | 0.85% | $1.5B | 25.2K |
| 32 | MSFTMicrosoft Corphistory → | COM | 0.42% | $742M | 2.2K |
| 33 | EXMOCExxon Mobil Corporationhistory → | COM | 0.26% | $462M | 7.6K |
| 34 | IBMInternational Business Machineshistory → | COM | 0.25% | $447M | 3.3K |
| 35 | PFEPfizer Incorporatedhistory → | COM | 0.25% | $437M | 7.4K |
| 36 | CLColgate-Palmolive Cohistory → | COM | 0.20% | $353M | 4.1K |
| 37 | ADPAuto Data Processinghistory → | COM | 0.20% | $347M | 1.4K |
| 38 | BXBlackstone Group LPhistory → | COM CL A | 0.19% | $343M | 2.6K |
| 39 | ARCCAres Capital Corphistory → | COM | 0.19% | $337M | 15.9K |
| 40 | iShares Core MSCI Eafe | CORE MSCI EAFE | 0.19% | $331M | 4.4K |
| 41 | JNJJohnson & Johnsonhistory → | COM | 0.18% | $321M | 1.9K |
| 42 | Vanguard Information | INF TECH ETF | 0.18% | $313M | 683 |
| 43 | Spdr Wells Fargo | WELLS FG PFD ETF | 0.16% | $277M | 6.5K |
| 44 | JPMJP Morganhistory → | COM | 0.16% | $275M | 1.7K |
| 45 | ABTAbbott Laboratorieshistory → | COM | 0.14% | $239M | 1.7K |
| 46 | PEGPub Svc Enterprise Grouphistory → | COM | 0.13% | $229M | 3.4K |
| 47 | Vanguard Div Apprciation | DIV APP ETF | 0.13% | $225M | 1.3K |
| 48 | PGProctor & Gamblehistory → | COM | 0.12% | $205M | 1.3K |
| 49 | ABBVAbbVie Inchistory → | COM | 0.11% | $189M | 1.4K |
| 50 | Sector SPDR Health Fund | SBI HEALTHCARE | 0.10% | $184M | 1.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $210M | 56 | Jul 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $185M | 53 | Apr 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $187M | 57 | Jan 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $183M | 50 | Oct 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $170M | 49 | Jul 9, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $159M | 47 | Apr 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $161M | 50 | Jan 21, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $164M | 47 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $157M | 47 | Jul 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $162M | 50 | Apr 30, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $157M | 51 | Jan 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $154M | 49 | Oct 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $162M | 52 | Aug 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $158M | 55 | Apr 6, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $151M | 52 | Jan 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | Under review | 49 | Nov 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $151.3B | 210 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $172.3B | 219 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $176.5B | 221 | Feb 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $164.7B | 224 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $160.7B | 238 | Aug 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $145.2B | 241 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $125.2B | 256 | Feb 9, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $106.4B | 294 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.