SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Baron Financial Group, LLC

CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408

Reported Value
$158M
Q1 2023
Positions
55
Filings on Record
26
2019–present window
Filed
Apr 6, 2023
original filing

Summary

Baron Financial Group, LLC reported $158M in U.S.-listed holdings across 55 positions for Q1 2023.

Its largest position, Spdr S P 500 Etf Tr, represents 10.3% of the portfolio.

Compared with Q4 2022, the fund opened 6 new positions and exited 3.

Portfolio Metrics

Turnover
+3.8%
vs prior filed quarter
Top-10 Concentration
+56.6%
share of reported value
Largest Position
+10.3%
Spdr S P 500 Etf Tr
New / Exited
6 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $106.4BQ3 ’20Q4 ’20: $125.2BQ1 ’21: $145.2BQ2 ’21: $160.7BQ2 ’21Q3 ’21: $164.7BQ4 ’21: $176.5BQ1 ’22: $172.3BQ1 ’22Q2 ’22: $151.3BQ4 ’22: $151MQ1 ’23: $158MQ1 ’23Q2 ’23: $162MQ3 ’23: $154MQ4 ’23: $157MQ4 ’23Q1 ’24: $162MQ2 ’24: $157MQ3 ’24: $164MQ3 ’24Q4 ’24: $161MQ1 ’25: $159MQ2 ’25: $170MQ2 ’25Q3 ’25: $183MQ4 ’25: $187MQ1 ’26: $185MQ1 ’26Q2 ’26: $210Mfilingsflow.com

Portfolio Composition

By security type
ETP: 95.5%Common Stock: 4.5%
  • ETP · 95.5% · $151M
  • Common Stock · 4.5% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO EXCHANGE TRADED FD TNEW+14.5K14.5K+$1M$1M
EX9EXELIXIS INCNEW+27.8K27.8K+$539,657$539,657
BXBLACKSTONE INCNEW+2.6K2.6K+$232,776$232,776
VANGUARD SPECIALIZED FUNDSNEW+1.3K1.3K+$201,754$201,754
PGPROCTER AND GAMBLE CONEW+1.4K1.4K+$200,881$200,881
FGENEURFIBROGEN INCNEW+10.0K10.0K+$186,600$186,600
FIRST TR EXCHANGE-TRADED FDSOLD OUT−8.9K0−$1M$0
ISHARES TRSOLD OUT−2.1K0−$542,402$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

31 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRRUSSELL 2000 ETF · MSCI USA MMENTM · SHRT NAT MUN ETF · MSCI EAFE ETF · MSCI EMG MKT ETF · CORE S&P SCP ETF · MSCI INTL QUALTY · CONV BD ETF · RUS MID CAP ETF · RUS 1000 GRW ETF · ESG AW MSCI EAFE · RUS 1000 VAL ETF · NATIONAL MUN ETF · CORE S&P MCP ETF · CORE MSCI EAFE · MSCI KLD400 SOC40.49%$64M709.0K
2SPDR S&P 500 ETF TRTR UNIT10.35%$16M39.9K
3VANGUARD MALVERN FDSSTRM INFPROIDX9.72%$15M321.0K
4SPDR SER TRBBG CONV SEC ETF · BLOOMBERG INTL T5.40%$9M212.7K
5NDQINVESCO QQQ TRhistory →UNIT SER 15.22%$8M25.7K
6VANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT3.64%$6M60.1K
7INVESCO EXCH TRADED FD TR IIS&P GBL WATER3.04%$5M96.3K
8GQ9SPDR GOLD TRhistory →GOLD SHS3.02%$5M26.0K
9VANGUARD WORLD FDSHEALTH CAR ETF · INF TECH ETF2.68%$4M17.3K
10INVESCO ACTIVELY MANAGED ETFS&P500 DOWNSID2.58%$4M123.9K
11ESGEISHARES INCCORE MSCI EMKT · ESG AWR MSCI EM2.22%$4M91.2K
12INDEXIQ ETF TRHEDGE MLTI ETF1.57%$2M84.9K
13SPDR INDEX SHS FDSPORTFOLIO DEVLPD1.48%$2M72.8K
14MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.47%$2M5.1K
15FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF1.03%$2M101.9K
16AAPLAPPLE INChistory →COM1.03%$2M9.8K
17INVESCO EXCHANGE TRADED FD TS&P 500 GARP ETF0.78%$1M14.5K
18VANGUARD BD INDEX FDSSHORT TRM BOND0.55%$864,33711.3K
19EXMOCEXXON MOBIL CORPCOM0.53%$832,7597.6K
20MSFTMICROSOFT CORPCOM0.43%$676,2062.3K
21EX9EXELIXIS INCCOM0.34%$539,65727.8K
22IBMINTERNATIONAL BUSINESS MACHSCOM0.28%$447,8453.4K
23ADPAUTOMATIC DATA PROCESSING INCOM0.23%$368,2861.7K
24ARCCARES CAPITAL CORPCOM0.20%$317,34017.4K
25JNJJOHNSON & JOHNSONCOM0.18%$285,3901.8K
26PFEPFIZER INCCOM0.17%$267,5846.6K
27CLCOLGATE PALMOLIVE COCOM0.17%$267,0083.6K
28BXBLACKSTONE INCCOM0.15%$232,7762.6K
29ABBVABBVIE INCCOM0.14%$227,9001.4K
30JPMJPMORGAN CHASE & COCOM0.14%$225,4371.7K
31PEGPUBLIC SVC ENTERPRISE GRP INCOM0.14%$221,4803.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$210M56Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$185M53Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$187M57Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$183M50Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$170M49Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$159M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M50Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M47Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$157M47Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M50Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M51Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$154M49Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$162M52Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$158M55Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$151M52Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review49Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$151.3B210Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$172.3B219May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$176.5B221Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$164.7B224Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$160.7B238Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$145.2B241May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$125.2B256Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$106.4B294Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.