SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Baron Financial Group, LLC

CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408

Reported Value
$164.7B
Q3 2021
Positions
224
Filings on Record
26
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Baron Financial Group, LLC reported $164.7B in U.S.-listed holdings across 224 positions for Q3 2021.

Its largest position, Ishares Russell 2000 Index, represents 10.3% of the portfolio.

Compared with Q2 2021, the fund opened 1 new position and exited 15.

Portfolio Metrics

Turnover
+1.8%
vs prior filed quarter
Top-10 Concentration
+57.2%
share of reported value
Largest Position
+10.3%
Ishares Russell 2000 Index
New / Exited
1 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $106.4BQ3 ’20Q4 ’20: $125.2BQ1 ’21: $145.2BQ2 ’21: $160.7BQ2 ’21Q3 ’21: $164.7BQ4 ’21: $176.5BQ1 ’22: $172.3BQ1 ’22Q2 ’22: $151.3BQ4 ’22: $151MQ1 ’23: $158MQ1 ’23Q2 ’23: $162MQ3 ’23: $154MQ4 ’23: $157MQ4 ’23Q1 ’24: $162MQ2 ’24: $157MQ3 ’24: $164MQ3 ’24Q4 ’24: $161MQ1 ’25: $159MQ2 ’25: $170MQ2 ’25Q3 ’25: $183MQ4 ’25: $187MQ1 ’26: $185MQ1 ’26Q2 ’26: $210Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.1%Common Stock: 5.6%Other: 0.1%Closed-End Fund: 0.1%ADR: 0.1%Other: 0.1%
  • ETP · 94.1% · $155.0B
  • Common Stock · 5.6% · $9.2B
  • Other · 0.1% · $163M
  • Closed-End Fund · 0.1% · $156M
  • ADR · 0.1% · $156M
  • Other · 0.1% · $97M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
General ElectricNEW+155155+$16M$16M
TEVATeva Pharm Inds Ltd AdrfADDED+8001.0K+$8M$10M
GRA1EURGrace W R & Co NewSOLD OUT−4970−$34M$0
MAMastercard IncSOLD OUT−700−$26M$0
General ElectricSOLD OUT−1.2K0−$16M$0
SPDR Blmbg Barclays 1-3 Mth T-Bill ETFSOLD OUT−1000−$9M$0
Empire State Realty OP LPSOLD OUT−6500−$8M$0
iShares Short Treasury BondSOLD OUT−690−$8M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1iShares Russell 2000 IndexRUSSELL 2000 ETF10.29%$17.0B77.5K
2Vanguard Short InflationSTRM INFPROIDX9.27%$15.3B290.4K
3SPDR S&P 500TR UNIT8.75%$14.4B33.6K
4iShares Edge MSCI USA Momentum Fctr ETFMSCI USA MMENTM5.42%$8.9B50.9K
5Vanguard Bond Index FundSHORT TRM BOND5.39%$8.9B108.4K
6SPDR Barclays ETFBLMBRG BRC CNVRT4.08%$6.7B78.7K
7Ishares Short Term NtnlSHRT NAT MUN ETF4.00%$6.6B61.3K
8iShares MSCI Eafe IndexMSCI EAFE ETF3.91%$6.4B82.6K
9Guggenheim S&P GlobalS&P GBL WATER3.16%$5.2B93.1K
10GQ9SPDR Gold Trusthistory →GOLD SHS2.90%$4.8B29.1K
11Vanguard Reit Index ETFREAL ESTATE ETF2.84%$4.7B46.0K
12iShares MSCI Emerging Markets IndexMSCI EMG MKT ETF2.81%$4.6B92.0K
13SPDR Series Trust ETFBLOMBERG INTL TR2.78%$4.6B159.3K
14Vanguard Health CareHEALTH CAR ETF2.45%$4.0B16.4K
15iShares Barclays Aggregate BondCORE US AGGBD ET2.27%$3.7B32.6K
16First Trust GlobalGBL WND ENRG ETF2.25%$3.7B177.5K
17iShares Russell 1000 Growth IndexRUS 1000 GRW ETF2.22%$3.7B13.3K
18iShares Nationl Amt FreeNATIONAL MUN ETF1.90%$3.1B26.9K
19iShares Russell 1000 Value IndexRUS 1000 VAL ETF1.71%$2.8B18.0K
20MDYSPDR S&P Midcap 400history →UTSER1 S&PDCRP1.66%$2.7B5.7K
21iShares Edge MSCI Intl Quality Fctr ETFMSCI INTL QUALTY1.59%$2.6B69.1K
22iShares S&P Smallcap 600 IndexCORE S&P SCP ETF1.50%$2.5B22.6K
23IQ Hedge Multi Strat ETFHEDGE MLTI ETF1.41%$2.3B72.9K
24First Trust Dow Jones Internet ETFDJ INTERNT IDX1.31%$2.2B9.1K
25ESGDiShares ESG MSCI EAFE ETFhistory →ESG AW MSCI EAFE1.21%$2.0B25.5K
26iShares MSCI KLD 400 Social ETFMSCI KLD400 SOC1.06%$1.7B21.0K
27iShares S&P Midcap 400 IndexCORE S&P MCP ETF0.98%$1.6B6.1K
28ESGEiShares ESG MSCI EM ETFhistory →ESG AW MSCI EAFE0.94%$1.6B37.5K
29Vanguard Total Stock MktTOTAL STK MKT0.92%$1.5B6.8K
30Ishares Core MsciCORE MSCI EMKT0.83%$1.4B22.1K
31AAPLApple Computer Inchistory →COM0.76%$1.2B8.8K
32Spdr Wells FargoWELLS FG PFD ETF0.47%$782M18.0K
33MSFTMicrosoft Corphistory →COM0.38%$622M2.2K
34IBMInternational Business Machineshistory →COM0.33%$547M3.9K
35EXMOCExxon Mobil Corporationhistory →COM0.27%$444M7.6K
36iShares Core MSCI EafeCORE MSCI EAFE0.20%$324M4.4K
37PFEPfizer Incorporatedhistory →COM0.19%$318M7.4K
38ARCCAres Capital Corphistory →COM0.19%$317M15.6K
39CLColgate-Palmolive Cohistory →COM0.19%$313M4.1K
40BXBlackstone Group LPhistory →COM CL A0.19%$308M2.6K
41JNJJohnson & Johnsonhistory →COM0.19%$308M1.9K
42ADPAuto Data Processinghistory →COM0.18%$291M1.5K
43JPMJP Morganhistory →COM0.17%$284M1.7K
44Vanguard InformationINF TECH ETF0.17%$274M683
45PEGPub Svc Enterprise Grouphistory →COM0.13%$208M3.4K
46Vanguard Div ApprciationDIV APP ETF0.12%$201M1.3K
47ABTAbbott Laboratorieshistory →COM0.12%$201M1.7K
48PGProctor & Gamblehistory →COM0.11%$175M1.3K
49Sector SPDR Health FundSBI HEALTHCARE0.10%$166M1.3K
50MRKMerck & Co. Inc.history →COM0.10%$163M2.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$210M56Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$185M53Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$187M57Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$183M50Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$170M49Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$159M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M50Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M47Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$157M47Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M50Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M51Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$154M49Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$162M52Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$158M55Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$151M52Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review49Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$151.3B210Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$172.3B219May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$176.5B221Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$164.7B224Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$160.7B238Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$145.2B241May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$125.2B256Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$106.4B294Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.