Managers / Q2 2021 · view latest →
Baron Financial Group, LLC
CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408
Reported Value
$160.7B
Q2 2021
Positions
238
Filings on Record
26
2019–present window
Filed
Aug 6, 2021
original filing
Summary
Baron Financial Group, LLC reported $160.7B in U.S.-listed holdings across 238 positions for Q2 2021.
Its largest position, Ishares Russell 2000 Index, represents 11.0% of the portfolio.
Compared with Q1 2021, the fund opened 1 new position and exited 4.
Portfolio Metrics
Turnover
+0.5%
vs prior filed quarter
Top-10 Concentration
+56.3%
share of reported value
Largest Position
+11.0%
Ishares Russell 2000 Index
New / Exited
1 / 4
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 93.8% · $150.8B
- Common Stock · 5.8% · $9.3B
- Other · 0.1% · $191M
- ADR · 0.1% · $166M
- Closed-End Fund · 0.1% · $161M
- Other · 0.1% · $106M
Quarter-over-Quarter Changes full breakdown →
vs Q1 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| IAU*iShares Gold Trust | NEW | +2.6K | 2.6K | +$88M | $88M |
| CMCSAComcast Corp New Cl A | ADDED | +482 | 552 | +$28M | $31M |
| IAUUSDiShares Gold Trust | SOLD OUT | −5.2K | 0 | −$85M | $0 |
| Gw Pharmaceutic Plc | SOLD OUT | −50 | 0 | −$11M | $0 |
| iShares Tr Barclays Bond | SOLD OUT | −17 | 0 | −$2M | $0 |
| SIRIEURSirius Satellite Radio | SOLD OUT | −120 | 0 | −$731,000 | $0 |
| Alps Alerian Mlp ETF | ADDED | +537 | 1.2K | +$23M | $43M |
| DBCPowershares Db Commodity Index Tracking | TRIMMED | −105 | 66 | −$2M | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2021
50 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | iShares Russell 2000 Index | RUSSELL 2000 ETF | 10.96% | $17.6B | 76.8K |
| 2 | SPDR S&P 500 | TR UNIT | 8.87% | $14.3B | 33.3K |
| 3 | Vanguard Short Inflation | STRM INFPROIDX | 8.47% | $13.6B | 259.8K |
| 4 | iShares Edge MSCI USA Momentum Fctr ETF | MSCI USA MMENTM | 5.40% | $8.7B | 50.0K |
| 5 | Vanguard Bond Index Fund | SHORT TRM BOND | 4.72% | $7.6B | 92.3K |
| 6 | SPDR Barclays ETF | BLMBRG BRC CNVRT | 4.28% | $6.9B | 79.4K |
| 7 | iShares MSCI Eafe Index | MSCI EAFE ETF | 4.03% | $6.5B | 82.1K |
| 8 | Ishares Short Term Ntnl | SHRT NAT MUN ETF | 3.47% | $5.6B | 51.7K |
| 9 | iShares MSCI Emerging Markets Index | MSCI EMG MKT ETF | 3.08% | $5.0B | 89.8K |
| 10 | Vanguard Reit Index ETF | REAL ESTATE ETF | 3.02% | $4.8B | 47.6K |
| 11 | Guggenheim S&P Global | S&P GBL WATER | 3.02% | $4.8B | 90.3K |
| 12 | GQ9SPDR Gold Trusthistory → | GOLD SHS | 2.89% | $4.7B | 28.1K |
| 13 | SPDR Series Trust ETF | BLOMBERG INTL TR | 2.75% | $4.4B | 150.8K |
| 14 | Vanguard Health Care | HEALTH CAR ETF | 2.58% | $4.1B | 16.8K |
| 15 | First Trust Global | GBL WND ENRG ETF | 2.44% | $3.9B | 182.2K |
| 16 | iShares Russell 1000 Growth Index | RUS 1000 GRW ETF | 2.33% | $3.8B | 13.8K |
| 17 | iShares Barclays Aggregate Bond | CORE US AGGBD ET | 1.93% | $3.1B | 26.9K |
| 18 | MDYSPDR S&P Midcap 400history → | UTSER1 S&PDCRP | 1.82% | $2.9B | 6.0K |
| 19 | iShares Russell 1000 Value Index | RUS 1000 VAL ETF | 1.81% | $2.9B | 18.4K |
| 20 | iShares Edge MSCI Intl Quality Fctr ETF | MSCI INTL QUALTY | 1.58% | $2.5B | 65.8K |
| 21 | iShares Nationl Amt Free | NATIONAL MUN ETF | 1.55% | $2.5B | 21.3K |
| 22 | iShares S&P Smallcap 600 Index | CORE S&P SCP ETF | 1.49% | $2.4B | 21.3K |
| 23 | IQ Hedge Multi Strat ETF | HEDGE MLTI ETF | 1.42% | $2.3B | 71.0K |
| 24 | First Trust Dow Jones Internet ETF | DJ INTERNT IDX | 1.38% | $2.2B | 9.1K |
| 25 | ESGDiShares ESG MSCI EAFE ETFhistory → | ESG AW MSCI EAFE | 1.16% | $1.9B | 23.6K |
| 26 | iShares MSCI KLD 400 Social ETF | MSCI KLD400 SOC | 1.09% | $1.7B | 21.1K |
| 27 | iShares S&P Midcap 400 Index | CORE S&P MCP ETF | 1.00% | $1.6B | 6.0K |
| 28 | Vanguard Total Stock Mkt | TOTAL STK MKT | 0.98% | $1.6B | 7.0K |
| 29 | ESGEiShares ESG MSCI EM ETFhistory → | ESG AW MSCI EAFE | 0.95% | $1.5B | 33.7K |
| 30 | Ishares Core Msci | CORE MSCI EMKT | 0.82% | $1.3B | 19.8K |
| 31 | AAPLApple Computer Inchistory → | COM | 0.75% | $1.2B | 8.8K |
| 32 | Spdr Wells Fargo | WELLS FG PFD ETF | 0.58% | $939M | 21.2K |
| 33 | MSFTMicrosoft Corphistory → | COM | 0.38% | $611M | 2.3K |
| 34 | IBMInternational Business Machineshistory → | COM | 0.36% | $576M | 3.9K |
| 35 | EXMOCExxon Mobil Corporationhistory → | COM | 0.32% | $508M | 8.1K |
| 36 | CLColgate-Palmolive Cohistory → | COM | 0.21% | $337M | 4.1K |
| 37 | iShares Core MSCI Eafe | CORE MSCI EAFE | 0.21% | $330M | 4.4K |
| 38 | JNJJohnson & Johnsonhistory → | COM | 0.20% | $314M | 1.9K |
| 39 | ARCCAres Capital Corphistory → | COM | 0.19% | $300M | 15.3K |
| 40 | PFEPfizer Incorporatedhistory → | COM | 0.18% | $294M | 7.5K |
| 41 | ADPAuto Data Processinghistory → | COM | 0.18% | $289M | 1.5K |
| 42 | Vanguard Information | INF TECH ETF | 0.17% | $272M | 683 |
| 43 | BXBlackstone Group LPhistory → | COM CL A | 0.17% | $272M | 2.8K |
| 44 | JPMJP Morganhistory → | COM | 0.17% | $270M | 1.7K |
| 45 | Vanguard Div Apprciation | DIV APP ETF | 0.16% | $255M | 1.6K |
| 46 | PEGPub Svc Enterprise Grouphistory → | COM | 0.13% | $203M | 3.4K |
| 47 | ABTAbbott Laboratorieshistory → | COM | 0.12% | $197M | 1.7K |
| 48 | PGProctor & Gamblehistory → | COM | 0.11% | $169M | 1.3K |
| 49 | Sector SPDR Health Fund | SBI HEALTHCARE | 0.10% | $164M | 1.3K |
| 50 | Vanguard Small Cap Value | SM CP VAL ETF | 0.10% | $161M | 927 |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $210M | 56 | Jul 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $185M | 53 | Apr 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $187M | 57 | Jan 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $183M | 50 | Oct 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $170M | 49 | Jul 9, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $159M | 47 | Apr 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $161M | 50 | Jan 21, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $164M | 47 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $157M | 47 | Jul 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $162M | 50 | Apr 30, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $157M | 51 | Jan 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $154M | 49 | Oct 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $162M | 52 | Aug 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $158M | 55 | Apr 6, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $151M | 52 | Jan 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | Under review | 49 | Nov 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $151.3B | 210 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $172.3B | 219 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $176.5B | 221 | Feb 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $164.7B | 224 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $160.7B | 238 | Aug 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $145.2B | 241 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $125.2B | 256 | Feb 9, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $106.4B | 294 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.