SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Baron Financial Group, LLC

CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408

Reported Value
$164M
Q3 2024
Positions
47
Filings on Record
26
2019–present window
Filed
Oct 18, 2024
original filing

Summary

Baron Financial Group, LLC reported $164M in U.S.-listed holdings across 47 positions for Q3 2024.

The portfolio is heavily concentrated: ESGD alone accounts for 37.1% of reported value.

The book was largely unchanged from Q2 2024.

Portfolio Metrics

Turnover
+0.3%
vs prior filed quarter
Top-10 Concentration
+86.3%
share of reported value
Largest Position
+37.1%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $106.4BQ3 ’20Q4 ’20: $125.2BQ1 ’21: $145.2BQ2 ’21: $160.7BQ2 ’21Q3 ’21: $164.7BQ4 ’21: $176.5BQ1 ’22: $172.3BQ1 ’22Q2 ’22: $151.3BQ4 ’22: $151MQ1 ’23: $158MQ1 ’23Q2 ’23: $162MQ3 ’23: $154MQ4 ’23: $157MQ4 ’23Q1 ’24: $162MQ2 ’24: $157MQ3 ’24: $164MQ3 ’24Q4 ’24: $161MQ1 ’25: $159MQ2 ’25: $170MQ2 ’25Q3 ’25: $183MQ4 ’25: $187MQ1 ’26: $185MQ1 ’26Q2 ’26: $210Mfilingsflow.com

Portfolio Composition

By security type
ETP: 96.8%Common Stock: 3.2%
  • ETP · 96.8% · $158M
  • Common Stock · 3.2% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRTRIMMED−2653.0K−$28,238$601,387
VANGUARD CHARLOTTE FDSADDED+4.5K61.5K+$317,126$3M
MSFTMICROSOFT CORPADDED+1121.9K+$19,523$796,231
VANGUARD INDEX FDSADDED+3096.1K+$183,493$1M
SPDR SER TRTRIMMED−5.4K97.5K+$71,833$2M
ISHARES TRTRIMMED−2504.5K−$17,256$489,922
SPDR S&P 500 ETF TRHELD−1.5K33.1K+$151,708$19M
ISHARES TRHELD−1.6K36.4K+$201,438$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

27 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRRUSSELL 2000 ETF · MSCI EAFE ETF · RUS MID CAP ETF · MSCI EMG MKT ETF · MSCI INTL QUALTY · CORE S&P SCP ETF · SHRT NAT MUN ETF · CONV BD ETF · RUS 1000 GRW ETF · ESG AW MSCI EAFE · RUS 1000 VAL ETF · CORE S&P MCP ETF · MSCI USA MMENTM · NATIONAL MUN ETF · CORE MSCI EAFE · MSCI KLD400 SOC37.05%$61M624.5K
2SPDR S&P 500 ETF TRTR UNIT11.60%$19M33.1K
3VANGUARD MALVERN FDSSTRM INFPROIDX8.07%$13M267.5K
4NDQINVESCO QQQ TRhistory →UNIT SER 16.73%$11M22.6K
5VANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT · SMALL CP ETF5.47%$9M71.1K
6SPDR SER TRBBG CONV SEC ETF · BLOOMBERG INTL T4.99%$8M174.3K
7INVESCO EXCH TRADED FD TR IIS&P GBL WATER3.44%$6M91.9K
8GQ9SPDR GOLD TRhistory →GOLD SHS3.43%$6M23.1K
9VANGUARD WORLD FDHEALTH CAR ETF · INF TECH ETF2.89%$5M16.0K
10ESGEISHARES INCCORE MSCI EMKT · ESG AWR MSCI EM2.60%$4M91.7K
11AMPLIFY ETF TRCWP ENHANCED DIV2.26%$4M89.7K
12VANGUARD CHARLOTTE FDSTOTAL INT BD ETF1.89%$3M61.5K
13NEW YORK LIFE INVESTMENTS ETNYLI HEDGE MULTI1.80%$3M91.7K
14SPDR INDEX SHS FDSPORTFOLIO DEVLPD1.48%$2M64.3K
15MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.47%$2M4.2K
16INVESCO EXCHANGE TRADED FD TS&P 500 GARP ETF1.16%$2M18.2K
17AAPLAPPLE INCCOM0.98%$2M6.9K
18MSFTMICROSOFT CORPCOM0.49%$796,2311.9K
19EXMOCEXXON MOBIL CORPCOM0.48%$781,8586.7K
20IBMINTERNATIONAL BUSINESS MACHSCOM0.45%$739,7003.3K
21VANGUARD BD INDEX FDSSHORT TRM BOND0.31%$503,2236.4K
22ARCCARES CAPITAL CORPCOM0.24%$398,65819.0K
23CLCOLGATE PALMOLIVE COCOM0.22%$362,2973.5K
24VANGUARD SPECIALIZED FUNDSDIV APP ETF0.17%$270,7491.4K
25ABBVABBVIE INCCOM0.15%$250,4051.3K
26ADPAUTOMATIC DATA PROCESSING INCOM0.14%$235,489851
27BTEBAYTEX ENERGY CORPCOM0.02%$40,46713.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$210M56Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$185M53Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$187M57Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$183M50Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$170M49Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$159M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M50Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M47Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$157M47Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M50Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M51Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$154M49Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$162M52Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$158M55Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$151M52Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review49Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$151.3B210Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$172.3B219May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$176.5B221Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$164.7B224Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$160.7B238Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$145.2B241May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$125.2B256Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$106.4B294Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.