SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Baron Financial Group, LLC

CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408

Reported Value
$145.2B
Q1 2021
Positions
241
Filings on Record
26
2019–present window
Filed
May 13, 2021
original filing

Summary

Baron Financial Group, LLC reported $145.2B in U.S.-listed holdings across 241 positions for Q1 2021.

Its largest position, Ishares Russell 2000 Index, represents 11.8% of the portfolio.

Compared with Q4 2020, the fund opened 1 new position and exited 16.

Portfolio Metrics

Turnover
+1.8%
vs prior filed quarter
Top-10 Concentration
+54.9%
share of reported value
Largest Position
+11.8%
Ishares Russell 2000 Index
New / Exited
1 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $106.4BQ3 ’20Q4 ’20: $125.2BQ1 ’21: $145.2BQ2 ’21: $160.7BQ2 ’21Q3 ’21: $164.7BQ4 ’21: $176.5BQ1 ’22: $172.3BQ1 ’22Q2 ’22: $151.3BQ4 ’22: $151MQ1 ’23: $158MQ1 ’23Q2 ’23: $162MQ3 ’23: $154MQ4 ’23: $157MQ4 ’23Q1 ’24: $162MQ2 ’24: $157MQ3 ’24: $164MQ3 ’24Q4 ’24: $161MQ1 ’25: $159MQ2 ’25: $170MQ2 ’25Q3 ’25: $183MQ4 ’25: $187MQ1 ’26: $185MQ1 ’26Q2 ’26: $210Mfilingsflow.com

Portfolio Composition

By security type
ETP: 93.5%Common Stock: 6.1%Other: 0.1%Closed-End Fund: 0.1%ADR: 0.1%Other: 0.1%
  • ETP · 93.5% · $135.7B
  • Common Stock · 6.1% · $8.9B
  • Other · 0.1% · $181M
  • Closed-End Fund · 0.1% · $156M
  • ADR · 0.1% · $155M
  • Other · 0.1% · $99M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
APAApache CorpNEW+254254+$5M$5M
Ishares Short Term NtnlADDED+28.4K39.4K+$3.1B$4.3B
Vanguard Bond Index FundADDED+51.0K74.7K+$4.2B$6.1B
iShares Barclays Aggregate BondADDED+14.1K22.1K+$1.6B$2.5B
iShares Nationl Amt FreeADDED+10.6K16.8K+$1.2B$1.9B
Spdr Wells FargoADDED+16.3K27.6K+$695M$1.2B
Powershares Exch Trad Fd PreferredADDED+3.0K5.1K+$44M$76M
SCHWThe Charles Schwab CorpADDED+235435+$18M$28M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1iShares Russell 2000 IndexRUSSELL 2000 ETF11.79%$17.1B77.5K
2SPDR S&P 500TR UNIT8.88%$12.9B32.5K
3Vanguard Short InflationSTRM INFPROIDX6.33%$9.2B178.4K
4iShares Edge MSCI USA Momentum Fctr ETFMSCI USA MMENTM5.42%$7.9B48.9K
5SPDR Barclays ETFBLMBRG BRC CNVRT4.61%$6.7B80.2K
6iShares MSCI Eafe IndexMSCI EAFE ETF4.29%$6.2B82.1K
7Vanguard Bond Index FundSHORT TRM BOND4.23%$6.1B74.7K
8iShares MSCI Emerging Markets IndexMSCI EMG MKT ETF3.26%$4.7B88.7K
9Vanguard Reit Index ETFREAL ESTATE ETF3.09%$4.5B48.8K
10GQ9SPDR Gold Trusthistory →GOLD SHS2.99%$4.3B27.1K
11Guggenheim S&P GlobalS&P GBL WATER2.96%$4.3B87.4K
12Ishares Short Term NtnlSHRT NAT MUN ETF2.93%$4.3B39.4K
13Vanguard Health CareHEALTH CAR ETF2.88%$4.2B18.3K
14SPDR Series Trust ETFBLOMBERG INTL TR2.74%$4.0B136.3K
15First Trust GlobalGBL WND ENRG ETF2.68%$3.9B172.3K
16iShares Russell 1000 Growth IndexRUS 1000 GRW ETF2.39%$3.5B14.3K
17MDYSPDR S&P Midcap 400history →UTSER1 S&PDCRP2.06%$3.0B6.3K
18iShares Russell 1000 Value IndexRUS 1000 VAL ETF2.00%$2.9B19.1K
19iShares Barclays Aggregate BondCORE US AGGBD ET1.73%$2.5B22.1K
20iShares Edge MSCI Intl Quality Fctr ETFMSCI INTL QUALTY1.55%$2.2B61.7K
21IQ Hedge Multi Strat ETFHEDGE MLTI ETF1.51%$2.2B68.8K
22iShares S&P Smallcap 600 IndexCORE S&P SCP ETF1.50%$2.2B20.0K
23First Trust Dow Jones Internet ETFDJ INTERNT IDX1.35%$2.0B9.0K
24iShares Nationl Amt FreeNATIONAL MUN ETF1.34%$1.9B16.8K
25iShares MSCI KLD 400 Social ETFMSCI KLD400 SOC1.07%$1.6B20.4K
26ESGDiShares ESG MSCI EAFE ETFhistory →ESG AW MSCI EAFE1.07%$1.5B20.4K
27iShares S&P Midcap 400 IndexCORE S&P MCP ETF1.06%$1.5B5.9K
28Vanguard Total Stock MktTOTAL STK MKT1.03%$1.5B7.2K
29ESGEiShares ESG MSCI EM ETFhistory →ESG AW MSCI EAFE0.94%$1.4B31.7K
30Spdr Wells FargoWELLS FG PFD ETF0.83%$1.2B27.6K
31Ishares Core MsciCORE MSCI EMKT0.82%$1.2B18.6K
32AAPLApple Computer Inchistory →COM0.73%$1.1B8.7K
33MSFTMicrosoft Corphistory →COM0.40%$584M2.5K
34IBMInternational Business Machineshistory →COM0.38%$557M4.2K
35EXMOCExxon Mobil Corporationhistory →COM0.31%$450M8.1K
36iShares Core MSCI EafeCORE MSCI EAFE0.23%$335M4.7K
37CLColgate-Palmolive Cohistory →COM0.23%$334M4.2K
38JNJJohnson & Johnsonhistory →COM0.22%$313M1.9K
39PFEPfizer Incorporatedhistory →COM0.20%$290M8.0K
40ARCCAres Capital Corphistory →COM0.19%$281M15.0K
41JPMJP Morganhistory →COM0.19%$279M1.8K
42ADPAuto Data Processinghistory →COM0.19%$275M1.5K
43Vanguard InformationINF TECH ETF0.19%$271M756
44BXBlackstone Group LPhistory →COM CL A0.18%$265M3.5K
45Vanguard Div ApprciationDIV APP ETF0.17%$243M1.6K
46PEGPub Svc Enterprise Grouphistory →COM0.16%$230M3.8K
47ABTAbbott Laboratorieshistory →COM0.14%$203M1.7K
48BDXBecton Dickinson & Cohistory →COM0.12%$170M700
49PGProctor & Gamblehistory →COM0.12%$169M1.3K
50MRKMerck & Co. Inc.history →COM0.11%$159M2.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$210M56Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$185M53Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$187M57Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$183M50Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$170M49Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$159M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M50Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M47Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$157M47Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M50Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M51Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$154M49Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$162M52Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$158M55Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$151M52Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review49Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$151.3B210Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$172.3B219May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$176.5B221Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$164.7B224Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$160.7B238Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$145.2B241May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$125.2B256Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$106.4B294Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.