SEC 13F Intelligence

Managers / Q2 2023 · view latest →

Baron Financial Group, LLC

CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408

Reported Value
$162M
Q2 2023
Positions
52
Filings on Record
26
2019–present window
Filed
Aug 3, 2023
original filing

Summary

Baron Financial Group, LLC reported $162M in U.S.-listed holdings across 52 positions for Q2 2023.

Its largest position, Spdr S P 500 Etf Tr, represents 10.7% of the portfolio.

Compared with Q1 2023, the fund opened 0 new positions and exited 3.

Portfolio Metrics

Turnover
+1.9%
vs prior filed quarter
Top-10 Concentration
+56.6%
share of reported value
Largest Position
+10.7%
Spdr S P 500 Etf Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $106.4BQ3 ’20Q4 ’20: $125.2BQ1 ’21: $145.2BQ2 ’21: $160.7BQ2 ’21Q3 ’21: $164.7BQ4 ’21: $176.5BQ1 ’22: $172.3BQ1 ’22Q2 ’22: $151.3BQ4 ’22: $151MQ1 ’23: $158MQ1 ’23Q2 ’23: $162MQ3 ’23: $154MQ4 ’23: $157MQ4 ’23Q1 ’24: $162MQ2 ’24: $157MQ3 ’24: $164MQ3 ’24Q4 ’24: $161MQ1 ’25: $159MQ2 ’25: $170MQ2 ’25Q3 ’25: $183MQ4 ’25: $187MQ1 ’26: $185MQ1 ’26Q2 ’26: $210Mfilingsflow.com

Portfolio Composition

By security type
ETP: 95.9%Common Stock: 4.1%
  • ETP · 95.9% · $155M
  • Common Stock · 4.1% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BXBLACKSTONE INCSOLD OUT−2.6K0−$232,776$0
ABBVABBVIE INCSOLD OUT−1.4K0−$227,900$0
FGENEURFIBROGEN INCSOLD OUT−10.0K0−$186,600$0
EX9EXELIXIS INCTRIMMED−16.0K11.8K−$314,866$224,791
ISHARES TRTRIMMED−2.3K14.0K−$260,345$1M
ISHARES TRTRIMMED−5003.4K−$31,247$226,193
INVESCO EXCHANGE TRADED FD TADDED+1.8K16.3K+$246,030$1M
ISHARES TRADDED+4.2K49.6K+$451,153$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2023

31 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRRUSSELL 2000 ETF · MSCI USA MMENTM · SHRT NAT MUN ETF · MSCI EAFE ETF · CORE S&P SCP ETF · MSCI EMG MKT ETF · CONV BD ETF · MSCI INTL QUALTY · RUS MID CAP ETF · RUS 1000 GRW ETF · ESG AW MSCI EAFE · RUS 1000 VAL ETF · NATIONAL MUN ETF · CORE S&P MCP ETF · CORE MSCI EAFE · MSCI KLD400 SOC40.57%$66M708.6K
2SPDR S&P 500 ETF TRTR UNIT10.70%$17M39.1K
3VANGUARD MALVERN FDSSTRM INFPROIDX9.04%$15M308.9K
4NDQINVESCO QQQ TRhistory →UNIT SER 15.89%$10M25.8K
5SPDR SER TRBBG CONV SEC ETF · BLOOMBERG INTL T5.45%$9M219.8K
6VANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT3.70%$6M61.3K
7INVESCO EXCH TRADED FD TR IIS&P GBL WATER3.11%$5M97.9K
8GQ9SPDR GOLD TRhistory →GOLD SHS2.78%$5M25.3K
9VANGUARD WORLD FDSHEALTH CAR ETF · INF TECH ETF2.69%$4M17.3K
10INVESCO ACTIVELY MANAGED ETFS&P500 DOWNSID2.66%$4M129.2K
11ESGEISHARES INCCORE MSCI EMKT · ESG AWR MSCI EM2.21%$4M92.3K
12INDEXIQ ETF TRHEDGE MLTI ETF1.58%$3M85.8K
13SPDR INDEX SHS FDSPORTFOLIO DEVLPD1.45%$2M71.9K
14MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.44%$2M4.9K
15AAPLAPPLE INChistory →COM1.17%$2M9.8K
16FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF1.03%$2M104.6K
17INVESCO EXCHANGE TRADED FD TS&P 500 GARP ETF0.92%$1M16.3K
18EXMOCEXXON MOBIL CORPCOM0.50%$806,5207.5K
19MSFTMICROSOFT CORPCOM0.48%$785,0202.3K
20VANGUARD BD INDEX FDSSHORT TRM BOND0.48%$781,24310.3K
21IBMINTERNATIONAL BUSINESS MACHSCOM0.28%$457,9143.4K
22ADPAUTOMATIC DATA PROCESSING INCOM0.22%$363,9041.7K
23ARCCARES CAPITAL CORPCOM0.20%$329,80317.6K
24JNJJOHNSON & JOHNSONCOM0.17%$283,0111.7K
25CLCOLGATE PALMOLIVE COCOM0.17%$271,4123.5K
26JPMJPMORGAN CHASE & COCOM0.16%$251,6121.7K
27PFEPFIZER INCCOM0.15%$236,4906.4K
28MRKMERCK & CO INCCOM0.14%$229,9732.0K
29EX9EXELIXIS INCCOM0.14%$224,79111.8K
30PEGPUBLIC SVC ENTERPRISE GRP INCOM0.14%$223,5973.6K
31VANGUARD SPECIALIZED FUNDSDIV APP ETF0.13%$212,7841.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$210M56Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$185M53Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$187M57Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$183M50Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$170M49Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$159M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M50Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M47Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$157M47Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M50Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M51Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$154M49Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$162M52Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$158M55Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$151M52Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review49Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$151.3B210Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$172.3B219May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$176.5B221Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$164.7B224Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$160.7B238Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$145.2B241May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$125.2B256Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$106.4B294Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.