NEW YORK LIFE INVESTMENTS ET
CUSIP 45409B107
New York Life Investments Et has 93 institutional holders in Filings Flow’s 13F database, together reporting 20.15M shares worth $684M as of Q1 2026. The largest reported holders are Tredje Ap-Fonden, Morgan Stanley, and Pitcairn Co.
Institutional Holders
93
Q1 2026
Reported Value
$684M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Alaska Wealth Advisors, LLC$833M AUM | 4.33% | $36M | 1.06M | Q1 2026OLDER |
| Alaska Permanent Capital Management, LLC$1.4B AUM | 3.88% | $55M | 1.62M | Q1 2026OLDER |
| Endowment Wealth Management, Inc.$226M AUM | 3.27% | $7M | 216.6K | Q1 2026OLDER |
| Live Oak Investment Partners$169M AUM | 2.74% | $5M | 135.9K | Q1 2026OLDER |
| Hyposwiss Advisors SA$101M AUM | 1.77% | $2M | 52.5K | Q1 2026OLDER |
| Baron Financial Group, LLC$210M AUM | 1.73% | $4M | 98.9K | Q2 2026 |
| LFA - Lugano Financial Advisors SA$197M AUM | 1.70% | $3M | 98.0K | Q1 2026OLDER |
| Verdence Capital Advisors LLC$1.7B AUM | 1.48% | $25M | 747.3K | Q1 2026OLDER |
| Tredje AP-fonden$18.3B AUM | 1.17% | $214M | 6.28M | Q1 2026OLDER |
| Pitcairn Wealth Advisors LLC$1.1B AUM | 1.14% | $12M | 369.0K | Q1 2026OLDER |
| BROWN WEALTH MANAGEMENT, LLC$389M AUM | 1.13% | $4M | 128.6K | Q1 2026OLDER |
| Darwin Wealth Management, LLC$321M AUM | 1.07% | $3M | 100.6K | Q1 2026OLDER |
| Wealth High Governance Asset Management Ltda.$641M AUM | 0.47% | $3M | 89.0K | Q2 2026 |
| Twelve Points Wealth Management LLC$455M AUM | 0.46% | $2M | 61.8K | Q1 2026OLDER |
| Empirical Asset Management, LLC$379M AUM | 0.38% | $1M | 42.8K | Q1 2026OLDER |
| Patten Group, Inc.$575M AUM | 0.37% | $2M | 62.1K | Q1 2026OLDER |
| PROSPERITY BANCSHARES INC$125M AUM | 0.33% | $410,600 | 12.0K | Q1 2026OLDER |
| ASPIRIANT, LLC$3.5B AUM | 0.19% | $7M | 196.8K | Q1 2026OLDER |
| UP STRATEGIC WEALTH INVESTMENT ADVISORS LLC$159M AUM | 0.16% | $217,373 | 6.4K | Q3 2025OLDER |
| Sincerus Advisory, LLC$147M AUM | 0.14% | $208,379 | 5.7K | Q2 2026 |
| Elyxium Wealth, LLC$312M AUM | 0.11% | $335,980 | 9.8K | Q1 2026OLDER |
| UMB Bank, n.a.$7.2B AUM | 0.10% | $7M | 216.9K | Q1 2026OLDER |
| CENTRAL BANK & TRUST CO$636M AUM | 0.10% | $666,179 | 19.9K | Q4 2025OLDER |
| AXXCESS WEALTH MANAGEMENT, LLC$3.1B AUM | 0.06% | $4M | 105.3K | Q4 2025OLDER |
| Cooper Financial Group$1.2B AUM | 0.06% | $585,975 | 17.2K | Q1 2026OLDER |
| PEOPLES FINANCIAL SERVICES CORP.$211M AUM | 0.05% | $108,537 | 3.2K | Q1 2026OLDER |
| First Bank & Trust$680M AUM | 0.04% | $267,359 | 8.0K | Q3 2025OLDER |
| OVERSEA-CHINESE BANKING Corp Ltd$3.7B AUM | 0.04% | $2M | 49.4K | Q3 2025OLDER |
| GREENWOOD CAPITAL ASSOCIATES LLC$908M AUM | 0.04% | $343,077 | 10.1K | Q1 2026OLDER |
| NBC SECURITIES, INC.$1.3B AUM | 0.03% | $466,079 | 13.7K | Q1 2026OLDER |
| Hexagon Capital Partners LLC$683M AUM | 0.03% | $238,806 | 7.0K | Q1 2026OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.03% | $20M | 575.1K | Q1 2026OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.03% | $724,967 | 21.2K | Q1 2026OLDER |
| Snowden Capital Advisors LLC$3.8B AUM | 0.03% | $967,859 | 28.4K | Q1 2026OLDER |
| HBK Sorce Advisory LLC$5.0B AUM | 0.02% | $1M | 32.3K | Q1 2026OLDER |
| Moors & Cabot, Inc.$2.3B AUM | 0.02% | $536,912 | 15.7K | Q1 2026OLDER |
| Focus Partners Wealth$89.9B AUM | 0.02% | $20M | 588.4K | Q1 2026OLDER |
| Bison Wealth, LLC$1.1B AUM | 0.02% | $235,232 | 6.5K | Q2 2026 |
| CreativeOne Wealth, LLC$4.3B AUM | 0.02% | $729,696 | 21.4K | Q1 2026OLDER |
| HANCOCK WHITNEY CORP$5.8B AUM | 0.02% | $973,908 | 27.3K | Q1 2026OLDER |
| COMERICA BANK$25.1B AUM | 0.02% | $4M | 122.9K | Q4 2025OLDER |
| StoneX Group Inc.$1.9B AUM | 0.02% | $294,899 | 8.6K | Q1 2026OLDER |
| Phillip James Consulting Co.$132M AUM | 0.02% | $20,000 | 785 | Q1 2026OLDER |
| FIRST COMMUNITY TRUST NA$136M AUM | 0.01% | $18,766 | 559 | Q3 2025OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.01% | $3M | 76.3K | Q1 2026OLDER |
| Waverly Advisors, LLC$13.4B AUM | 0.01% | $2M | 46.6K | Q1 2026OLDER |
| Legacy Wealth Managment, LLC/ID$201M AUM | 0.01% | $22,533 | 670 | Q3 2025OLDER |
| Pallas Capital Advisors LLC$2.7B AUM | 0.01% | $270,742 | 7.9K | Q1 2026OLDER |
| J.Safra Asset Management Corp$1.9B AUM | 0.01% | $184,726 | 5.4K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.01% | $43M | 1.25M | Q1 2026OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.01% | $4M | 116.4K | Q1 2026OLDER |
| MML INVESTORS SERVICES, LLC$36.1B AUM | 0.01% | $2M | 72.6K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.01% | $115M | 3.42M | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.01% | $4M | 129.7K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.01% | $26M | 772.7K | Q1 2026OLDER |
| PRIVATE TRUST CO NA$1.1B AUM | 0.01% | $67,143 | 1.9K | Q1 2026OLDER |
| NorthRock Partners, LLC$6.2B AUM | 0.01% | $343,793 | 10.1K | Q1 2026OLDER |
| Rathbones Group PLC$50.6B AUM | 0.00% | $1M | 34.3K | Q2 2026 |
| Perigon Wealth Management, LLC$5.5B AUM | 0.00% | $239,045 | 7.0K | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $14M | 404.7K | Q1 2026OLDER |
| DAVIS R M INC$5.6B AUM | 0.00% | $223,316 | 6.5K | Q1 2026OLDER |
| Clark Capital Management Group, Inc.$16.2B AUM | 0.00% | $490,854 | 14.6K | Q4 2025OLDER |
| EFG International AG$4.7B AUM | 0.00% | $129,656 | 3.8K | Q1 2026OLDER |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM | 0.00% | $38,294 | 1.1K | Q1 2026OLDER |
| STEPHENS INC /AR/$8.0B AUM | 0.00% | $205,846 | 6.0K | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $2M | 61.2K | Q1 2026OLDER |
| Advisors Preferred, LLC$679M AUM | 0.00% | $12,113 | 355 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $9M | 277.6K | Q1 2026OLDER |
| GPS Wealth Strategies Group, LLC$117M AUM | 0.00% | $12,863 | 382 | Q3 2025OLDER |
| Steward Partners Investment Advisory, LLC$19.6B AUM | 0.00% | $226,691 | 6.6K | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $4M | 107.4K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $5M | 147.5K | Q2 2026 |
| LPL Financial LLC$376.6B AUM | 0.00% | $3M | 86.2K | Q1 2026OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $73,021 | 2.1K | Q1 2026OLDER |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM | 0.00% | $300,631 | 8.8K | Q1 2026OLDER |
| Ascentis Wealth Management, LLC$508M AUM | 0.00% | $2,546 | 76 | Q4 2025OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $554,917 | 16.3K | Q1 2026OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $143,027 | 4.2K | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $13,050 | 382 | Q1 2026OLDER |
| Elevated Capital Advisors, LLC$397M AUM | 0.00% | $1,740 | 51 | Q1 2026OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $99,334 | 3.0K | Q4 2025OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $370,568 | 10.9K | Q1 2026OLDER |
| Strategic Wealth Partners, Ltd.$1.5B AUM | 0.00% | $4,876 | 145 | Q3 2025OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $251,281 | 7.5K | Q4 2025OLDER |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $184,254 | 5.4K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $355,190 | 10.4K | Q1 2026OLDER |
| Spire Wealth Management$2.9B AUM | 0.00% | $8,871 | 260 | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $22,417 | 657 | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.00% | $205,471 | 6.0K | Q1 2026OLDER |
| FSA Wealth Management LLC$273M AUM | 0.00% | $730 | 22 | Q3 2025OLDER |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $539,642 | 15.8K | Q1 2026OLDER |
| HUNTINGTON NATIONAL BANK$18.1B AUM | 0.00% | $44,561 | 1.3K | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $2M | 58.9K | Q1 2026OLDER |
| BANK OF MONTREAL /CAN/$268.5B AUM | 0.00% | $600,103 | 17.6K | Q1 2026OLDER |
| CWM, LLC$38.1B AUM | 0.00% | $65,213 | 1.9K | Q1 2026OLDER |
| Smartleaf Asset Management LLC$2.8B AUM | 0.00% | $4,044 | 120 | Q1 2026OLDER |
| PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM | 0.00% | $236,690 | 6.9K | Q1 2026OLDER |
| Global Retirement Partners, LLC$5.6B AUM | 0.00% | $6,937 | 207 | Q4 2025OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $176,707 | 5.2K | Q1 2026OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $695,031 | 20.7K | Q4 2025OLDER |
| Clearstead Advisors, LLC$10.9B AUM | 0.00% | $7,534 | 224 | Q3 2025OLDER |
| CHILTON CAPITAL MANAGEMENT LLC$2.9B AUM | 0.00% | $2,730 | 80 | Q1 2026OLDER |
| Wealthspire Advisors, LLC$12.7B AUM | 0.00% | $16,647 | 495 | Q3 2025OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $15,150 | 444 | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $454,865 | 13.6K | Q4 2025OLDER |
| Quest 10 Wealth Builders, Inc.$114M AUM | 0.00% | $67 | 2 | Q3 2025OLDER |
| MCF Advisors LLC$2.3B AUM | 0.00% | $1,217 | 36 | Q1 2026OLDER |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $1,682 | 50 | Q3 2025OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $134 | 4 | Q4 2025OLDER |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$481.0B AUM | 0.00% | $8,310 | 248 | Q4 2025OLDER |
| FMR LLC$1.90T AUM | 0.00% | $10,843 | 318 | Q1 2026OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $3,943 | 117 | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $83 | 2 | Q1 2026OLDER |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM | 0.00% | $34 | 1 | Q1 2026OLDER |
| JONES FINANCIAL COMPANIES LLLP$208.1B AUM | 0.00% | $169 | 5 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.