SEC 13F Intelligence

Managers / Q1 2024 · view latest →

Baron Financial Group, LLC

CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408

Reported Value
$162M
Q1 2024
Positions
50
Filings on Record
26
2019–present window
Filed
Apr 30, 2024
original filing

Summary

Baron Financial Group, LLC reported $162M in U.S.-listed holdings across 50 positions for Q1 2024.

Its largest position, Spdr S P 500 Etf Tr, represents 11.7% of the portfolio.

Compared with Q4 2023, the fund opened 1 new position and exited 2.

Portfolio Metrics

Turnover
+2.1%
vs prior filed quarter
Top-10 Concentration
+57.1%
share of reported value
Largest Position
+11.7%
Spdr S P 500 Etf Tr
New / Exited
1 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $106.4BQ3 ’20Q4 ’20: $125.2BQ1 ’21: $145.2BQ2 ’21: $160.7BQ2 ’21Q3 ’21: $164.7BQ4 ’21: $176.5BQ1 ’22: $172.3BQ1 ’22Q2 ’22: $151.3BQ4 ’22: $151MQ1 ’23: $158MQ1 ’23Q2 ’23: $162MQ3 ’23: $154MQ4 ’23: $157MQ4 ’23Q1 ’24: $162MQ2 ’24: $157MQ3 ’24: $164MQ3 ’24Q4 ’24: $161MQ1 ’25: $159MQ2 ’25: $170MQ2 ’25Q3 ’25: $183MQ4 ’25: $187MQ1 ’26: $185MQ1 ’26Q2 ’26: $210Mfilingsflow.com

Portfolio Composition

By security type
ETP: 96.0%Common Stock: 4.0%
  • ETP · 96.0% · $156M
  • Common Stock · 4.0% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PGPROCTER AND GAMBLE CONEW+1.4K1.4K+$219,200$219,200
ISHARES TRADDED+22.6K28.2K+$168,919$2M
INVESCO ACTIVELY MANAGED ETFSOLD OUT−16.9K0−$580,199$0
FIRST TR EXCH TRADED FD IIISOLD OUT−13.4K0−$225,672$0
VANGUARD CHARLOTTE FDSADDED+22.0K44.5K+$1M$2M
ISHARES TRTRIMMED−9.4K4.2K−$1M$786,121
AMPLIFY ETF TRADDED+23.4K82.8K+$1M$3M
VANGUARD INDEX FDSADDED+9804.2K+$273,385$962,920

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

30 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRRUSSELL 2000 ETF · MSCI EAFE ETF · RUS MID CAP ETF · CORE S&P SCP ETF · SHRT NAT MUN ETF · MSCI INTL QUALTY · MSCI EMG MKT ETF · CONV BD ETF · RUS 1000 GRW ETF · ESG AW MSCI EAFE · RUS 1000 VAL ETF · CORE S&P MCP ETF · MSCI USA MMENTM · NATIONAL MUN ETF · CORE MSCI EAFE · MSCI KLD400 SOC37.55%$61M656.8K
2SPDR S&P 500 ETF TRTR UNIT11.71%$19M36.3K
3VANGUARD MALVERN FDSSTRM INFPROIDX8.37%$14M283.4K
4NDQINVESCO QQQ TRhistory →UNIT SER 16.66%$11M24.3K
5SPDR SER TRBBG CONV SEC ETF · BLOOMBERG INTL T5.20%$8M193.2K
6VANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT · SMALL CP ETF4.83%$8M70.8K
7INVESCO EXCH TRADED FD TR IIS&P GBL WATER3.34%$5M97.4K
8GQ9SPDR GOLD TRhistory →GOLD SHS3.19%$5M25.1K
9VANGUARD WORLD FDHEALTH CAR ETF · INF TECH ETF2.88%$5M16.6K
10ESGEISHARES INCCORE MSCI EMKT · ESG AWR MSCI EM2.44%$4M96.7K
11AMPLIFY ETF TRCWP ENHANCED DIV1.99%$3M82.8K
12INDEXIQ ETF TRHEDGE MLTI ETF1.81%$3M95.2K
13SPDR INDEX SHS FDSPORTFOLIO DEVLPD1.54%$3M69.8K
14MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.52%$2M4.4K
15VANGUARD CHARLOTTE FDSTOTAL INT BD ETF1.35%$2M44.5K
16INVESCO EXCHANGE TRADED FD TS&P 500 GARP ETF1.16%$2M17.7K
17AAPLAPPLE INChistory →COM1.00%$2M9.5K
18MSFTMICROSOFT CORPCOM0.59%$951,7582.3K
19EXMOCEXXON MOBIL CORPCOM0.53%$862,5017.4K
20IBMINTERNATIONAL BUSINESS MACHSCOM0.39%$637,1973.3K
21VANGUARD BD INDEX FDSSHORT TRM BOND0.32%$513,9206.7K
22ARCCARES CAPITAL CORPCOM0.24%$382,37218.4K
23ADPAUTOMATIC DATA PROCESSING INCOM0.23%$370,7801.5K
24JPMJPMORGAN CHASE & COCOM0.21%$336,5041.7K
25CLCOLGATE PALMOLIVE COCOM0.19%$314,2753.5K
26MRKMERCK & CO INCCOM0.16%$262,9772.0K
27JNJJOHNSON & JOHNSONCOM0.16%$254,9511.6K
28ABBVABBVIE INCCOM0.16%$253,6661.4K
29VANGUARD SPECIALIZED FUNDSDIV APP ETF0.15%$249,6281.4K
30PGPROCTER AND GAMBLE COCOM0.14%$219,2001.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$210M56Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$185M53Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$187M57Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$183M50Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$170M49Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$159M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M50Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M47Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$157M47Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M50Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M51Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$154M49Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$162M52Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$158M55Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$151M52Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review49Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$151.3B210Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$172.3B219May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$176.5B221Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$164.7B224Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$160.7B238Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$145.2B241May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$125.2B256Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$106.4B294Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.