Managers / Q3 2022 · view latest →
Baron Financial Group, LLC
CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408
Reported Value
Under review
reported total failed a data-quality check
Positions
49
Filings on Record
26
2019–present window
Filed
Nov 3, 2022
original filing
Summary
Compared with Q2 2022, the fund opened 8 new positions and exited 169.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 96.9% · $144M
- Common Stock · 3.1% · $5M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| QQQINVESCO QQQ TR | NEW | +18.8K | 18.8K | +$5M | $5M |
| PHDGINVESCO ACTIVELY MANAGED ETF | NEW | +91.0K | 91.0K | +$3M | $3M |
| ICVTISHARES TR | NEW | +38.9K | 38.9K | +$3M | $3M |
| IWRISHARES TR | NEW | +34.1K | 34.1K | +$2M | $2M |
| SPDWSPDR INDEX SHS FDS | NEW | +76.3K | 76.3K | +$2M | $2M |
| FIRST TR EXCH TRADED FD III | NEW | +93.9K | 93.9K | +$2M | $2M |
| IGVISHARES TR | NEW | +2.4K | 2.4K | +$607,000 | $607,000 |
| PTHINVESCO EXCHANGE TRADED FD T | NEW | +3.4K | 3.4K | +$414,000 | $414,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2022
28 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWMISHARES TR | RUSSELL 2000 ETF · MSCI USA MMENTM · SHRT NAT MUN ETF · MSCI EAFE ETF · NATIONAL MUN ETF · MSCI EMG MKT ETF · CORE S&P SCP ETF · CORE US AGGBD ET · CONV BD ETF · RUS 1000 GRW ETF · MSCI INTL QUALTY · RUS 1000 VAL ETF · RUS MID CAP ETF · ESG AW MSCI EAFE · MSCI KLD400 SOC · CORE S&P MCP ETF · EXPANDED TECH · CORE MSCI EAFE | 42.44% | $63M | 750.3K |
| 2 | VTIPVANGUARD MALVERN FDShistory → | STRM INFPROIDX | 11.09% | $16M | 342.2K |
| 3 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 9.04% | $13M | 37.6K |
| 4 | CWBSPDR SER TR | BBG CONV SEC ETF · BLOOMBERG INTL T | 5.49% | $8M | 225.7K |
| 5 | BSVVANGUARD BD INDEX FDShistory → | SHORT TRM BOND | 3.80% | $6M | 75.3K |
| 6 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 3.39% | $5M | 18.8K |
| 7 | VNQVANGUARD INDEX FDS | REAL ESTATE ETF · TOTAL STK MKT | 3.17% | $5M | 50.5K |
| 8 | GLDSPDR GOLD TRhistory → | GOLD SHS | 2.91% | $4M | 28.0K |
| 9 | CGWINVESCO EXCH TRADED FD TR IIhistory → | S&P GBL WATER | 2.65% | $4M | 95.9K |
| 10 | VHTVANGUARD WORLD FDS | HEALTH CAR ETF · INF TECH ETF | 2.46% | $4M | 16.0K |
| 11 | PHDGINVESCO ACTIVELY MANAGED ETFhistory → | S&P500 DOWNSID | 2.08% | $3M | 91.0K |
| 12 | ESGEISHARES INC | ESG AWR MSCI EM · CORE MSCI EMKT | 1.89% | $3M | 84.1K |
| 13 | INDEXIQ ETF TR | HEDGE MLTI ETF | 1.53% | $2M | 81.6K |
| 14 | MDYSPDR S&P MIDCAP 400 ETF TRhistory → | UTSER1 S&PDCRP | 1.44% | $2M | 5.3K |
| 15 | SPDWSPDR INDEX SHS FDShistory → | PORTFOLIO DEVLPD | 1.33% | $2M | 76.3K |
| 16 | FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 1.06% | $2M | 93.9K |
| 17 | FDNFIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 0.88% | $1M | 10.4K |
| 18 | AAPLAPPLE INC | COM | 0.87% | $1M | 9.3K |
| 19 | EXMOCEXXON MOBIL CORP | COM | 0.44% | $652,000 | 7.5K |
| 20 | MSFTMICROSOFT CORP | COM | 0.36% | $535,000 | 2.3K |
| 21 | PTHINVESCO EXCHANGE TRADED FD T | DWA HEALTHCARE | 0.28% | $414,000 | 3.4K |
| 22 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.27% | $400,000 | 3.4K |
| 23 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.21% | $318,000 | 1.4K |
| 24 | JNJJOHNSON & JOHNSON | COM | 0.21% | $308,000 | 1.9K |
| 25 | PFEPFIZER INC | COM | 0.20% | $296,000 | 6.8K |
| 26 | ARCCARES CAPITAL CORP | COM | 0.19% | $279,000 | 16.6K |
| 27 | CLCOLGATE PALMOLIVE CO | COM | 0.17% | $253,000 | 3.6K |
| 28 | BXBLACKSTONE INC | COM | 0.15% | $222,000 | 2.6K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $210M | 56 | Jul 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $185M | 53 | Apr 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $187M | 57 | Jan 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $183M | 50 | Oct 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $170M | 49 | Jul 9, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $159M | 47 | Apr 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $161M | 50 | Jan 21, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $164M | 47 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $157M | 47 | Jul 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $162M | 50 | Apr 30, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $157M | 51 | Jan 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $154M | 49 | Oct 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $162M | 52 | Aug 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $158M | 55 | Apr 6, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $151M | 52 | Jan 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | Under review | 49 | Nov 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $151M | 210 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $172M | 219 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $176M | 221 | Feb 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $165M | 224 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $161M | 238 | Aug 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $145M | 241 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $125M | 256 | Feb 9, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $106M | 294 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.