SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Baron Financial Group, LLC

CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408

Reported Value
$154M
Q3 2023
Positions
49
Filings on Record
26
2019–present window
Filed
Oct 19, 2023
original filing

Summary

Baron Financial Group, LLC reported $154M in U.S.-listed holdings across 49 positions for Q3 2023.

Its largest position, Spdr S P 500 Etf Tr, represents 10.7% of the portfolio.

Compared with Q2 2023, the fund opened 1 new position and exited 4.

Portfolio Metrics

Turnover
+0.4%
vs prior filed quarter
Top-10 Concentration
+56.6%
share of reported value
Largest Position
+10.7%
Spdr S P 500 Etf Tr
New / Exited
1 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’20: $106.4BQ3 ’20Q4 ’20: $125.2BQ1 ’21: $145.2BQ2 ’21: $160.7BQ2 ’21Q3 ’21: $164.7BQ4 ’21: $176.5BQ1 ’22: $172.3BQ1 ’22Q2 ’22: $151.3BQ4 ’22: $151MQ1 ’23: $158MQ1 ’23Q2 ’23: $162MQ3 ’23: $154MQ4 ’23: $157MQ4 ’23Q1 ’24: $162MQ2 ’24: $157MQ3 ’24: $164MQ3 ’24Q4 ’24: $161MQ1 ’25: $159MQ2 ’25: $170MQ2 ’25Q3 ’25: $183MQ4 ’25: $187MQ1 ’26: $185MQ1 ’26Q2 ’26: $210Mfilingsflow.com

Portfolio Composition

By security type
ETP: 96.0%Common Stock: 4.0%
  • ETP · 96.0% · $148M
  • Common Stock · 4.0% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ABBVABBVIE INCNEW+1.4K1.4K+$207,641$207,641
EX9EXELIXIS INCSOLD OUT−11.8K0−$224,791$0
ISHARES TRSOLD OUT−2.5K0−$212,530$0
PGPROCTER AND GAMBLE COSOLD OUT−1.4K0−$205,001$0
ISHARES TRSOLD OUT−2.1K0−$201,288$0
ISHARES TRTRIMMED−1.9K12.1K−$254,591$1M
FIRST TR EXCH TRADED FD IIITRIMMED−11.9K92.7K−$189,963$1M
VANGUARD INDEX FDSADDED+4316.8K+$41,661$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

31 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ESGDISHARES TRRUSSELL 2000 ETF · MSCI USA MMENTM · SHRT NAT MUN ETF · MSCI EAFE ETF · CORE S&P SCP ETF · MSCI EMG MKT ETF · CONV BD ETF · RUS MID CAP ETF · MSCI INTL QUALTY · RUS 1000 GRW ETF · ESG AW MSCI EAFE · RUS 1000 VAL ETF · CORE S&P MCP ETF · NATIONAL MUN ETF · CORE MSCI EAFE40.33%$62M703.7K
2SPDR S&P 500 ETF TRTR UNIT10.70%$16M38.5K
3VANGUARD MALVERN FDSSTRM INFPROIDX9.23%$14M300.4K
4NDQINVESCO QQQ TRhistory →UNIT SER 15.95%$9M25.6K
5SPDR SER TRBBG CONV SEC ETF · BLOOMBERG INTL T5.56%$9M224.0K
6VANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT3.72%$6M63.5K
7INVESCO EXCH TRADED FD TR IIS&P GBL WATER2.96%$5M98.1K
8GQ9SPDR GOLD TRhistory →GOLD SHS2.82%$4M25.3K
9VANGUARD WORLD FDSHEALTH CAR ETF · INF TECH ETF2.70%$4M17.1K
10INVESCO ACTIVELY MANAGED ETFS&P500 DOWNSID2.57%$4M126.8K
11ESGEISHARES INCCORE MSCI EMKT · ESG AWR MSCI EM2.28%$4M94.0K
12INDEXIQ ETF TRHEDGE MLTI ETF1.72%$3M88.3K
13SPDR INDEX SHS FDSPORTFOLIO DEVLPD1.50%$2M74.5K
14MDYSPDR S&P MIDCAP 400 ETF TRhistory →UTSER1 S&PDCRP1.41%$2M4.8K
15AAPLAPPLE INChistory →COM1.08%$2M9.7K
16INVESCO EXCHANGE TRADED FD TS&P 500 GARP ETF1.01%$2M17.0K
17FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF0.96%$1M92.7K
18EXMOCEXXON MOBIL CORPCOM0.57%$884,2027.5K
19VANGUARD BD INDEX FDSSHORT TRM BOND0.48%$735,3899.8K
20MSFTMICROSOFT CORPCOM0.47%$728,0942.3K
21IBMINTERNATIONAL BUSINESS MACHSCOM0.31%$480,8923.4K
22ADPAUTOMATIC DATA PROCESSING INCOM0.26%$398,6681.7K
23ARCCARES CAPITAL CORPCOM0.23%$347,00617.8K
24JNJJOHNSON & JOHNSONCOM0.17%$266,4001.7K
25JPMJPMORGAN CHASE & COCOM0.16%$250,8851.7K
26CLCOLGATE PALMOLIVE COCOM0.16%$250,5213.5K
27PFEPFIZER INCCOM0.14%$212,2766.4K
28ABBVABBVIE INCCOM0.13%$207,6411.4K
29MRKMERCK & CO INCCOM0.13%$205,1802.0K
30PEGPUBLIC SVC ENTERPRISE GRP INCOM0.13%$204,6453.6K
31VANGUARD SPECIALIZED FUNDSDIV APP ETF0.13%$203,5481.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$210M56Jul 9, 202613F-HRchanges · EDGAR ↗
Q1 2026$185M53Apr 9, 202613F-HRchanges · EDGAR ↗
Q4 2025$187M57Jan 9, 202613F-HRchanges · EDGAR ↗
Q3 2025$183M50Oct 8, 202513F-HRchanges · EDGAR ↗
Q2 2025$170M49Jul 9, 202513F-HRchanges · EDGAR ↗
Q1 2025$159M47Apr 14, 202513F-HRchanges · EDGAR ↗
Q4 2024$161M50Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$164M47Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$157M47Jul 22, 202413F-HRchanges · EDGAR ↗
Q1 2024$162M50Apr 30, 202413F-HRchanges · EDGAR ↗
Q4 2023$157M51Jan 22, 202413F-HRchanges · EDGAR ↗
Q3 2023$154M49Oct 19, 202313F-HRchanges · EDGAR ↗
Q2 2023$162M52Aug 3, 202313F-HRchanges · EDGAR ↗
Q1 2023$158M55Apr 6, 202313F-HRchanges · EDGAR ↗
Q4 2022$151M52Jan 20, 202313F-HRchanges · EDGAR ↗
Q3 2022Under review49Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$151.3B210Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$172.3B219May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$176.5B221Feb 9, 202213F-HRchanges · EDGAR ↗
Q3 2021$164.7B224Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$160.7B238Aug 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$145.2B241May 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$125.2B256Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$106.4B294Nov 13, 202013F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.