Managers / Q3 2020 · view latest →
Baron Financial Group, LLC
CIK 0001832093 · 16-00 STATE ROUTE 208 SOUTH, SUITE 104, FAIR LAWN, NJ, 07410 · 201-791-6408
Reported Value
$106.4B
Q3 2020
Positions
294
Filings on Record
26
2019–present window
Filed
Nov 13, 2020
original filing
Summary
Baron Financial Group, LLC reported $106.4B in U.S.-listed holdings across 294 positions for Q3 2020.
Its largest position, Ishares Russell 2000 Index, represents 13.3% of the portfolio.
Portfolio Metrics
Top-10 Concentration
+58.8%
share of reported value
Largest Position
+13.3%
Ishares Russell 2000 Index
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 92.4% · $98.3B
- Common Stock · 7.0% · $7.4B
- ADR · 0.2% · $199M
- Closed-End Fund · 0.1% · $144M
- Other · 0.1% · $143M
- Other · 0.2% · $196M
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| iShares Russell 2000 Index | NEW | +94.2K | 94.2K | +$14.1B | $14.1B |
| SPDR S&P 500 | NEW | +31.9K | 31.9K | +$10.7B | $10.7B |
| iShares Edge MSCI USA Momentum Fctr ETF | NEW | +46.4K | 46.4K | +$6.8B | $6.8B |
| SPDR Barclays ETF | NEW | +94.7K | 94.7K | +$6.5B | $6.5B |
| iShares MSCI Eafe Index | NEW | +82.6K | 82.6K | +$5.3B | $5.3B |
| GQ9SPDR Gold Trust | NEW | +23.8K | 23.8K | +$4.2B | $4.2B |
| iShares MSCI Emerging Markets Index | NEW | +92.5K | 92.5K | +$4.1B | $4.1B |
| iShares Russell 1000 Growth Index | NEW | +17.1K | 17.1K | +$3.7B | $3.7B |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2020
50 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | iShares Russell 2000 Index | RUSSELL 2000 ETF | 13.26% | $14.1B | 94.2K |
| 2 | SPDR S&P 500 | TR UNIT | 10.04% | $10.7B | 31.9K |
| 3 | iShares Edge MSCI USA Momentum Fctr ETF | MSCI USA MMENTM | 6.43% | $6.8B | 46.4K |
| 4 | SPDR Barclays ETF | BLMBRG BRC CNVRT | 6.13% | $6.5B | 94.7K |
| 5 | iShares MSCI Eafe Index | MSCI EAFE ETF | 4.94% | $5.3B | 82.6K |
| 6 | GQ9SPDR Gold Trusthistory → | GOLD SHS | 3.96% | $4.2B | 23.8K |
| 7 | iShares MSCI Emerging Markets Index | MSCI EMG MKT ETF | 3.83% | $4.1B | 92.5K |
| 8 | iShares Russell 1000 Growth Index | RUS 1000 GRW ETF | 3.49% | $3.7B | 17.1K |
| 9 | SPDR Series Trust ETF | BLOMBERG INTL TR | 3.41% | $3.6B | 122.2K |
| 10 | Vanguard Reit Index ETF | REAL ESTATE ETF | 3.33% | $3.5B | 44.9K |
| 11 | Vanguard Health Care | HEALTH CAR ETF | 3.26% | $3.5B | 17.0K |
| 12 | Guggenheim S&P Global | S&P GBL WATER | 3.04% | $3.2B | 78.4K |
| 13 | First Trust Global | GBL WND ENRG ETF | 2.80% | $3.0B | 170.3K |
| 14 | MDYSPDR S&P Midcap 400history → | UTSER1 S&PDCRP | 2.72% | $2.9B | 8.5K |
| 15 | Vanguard Short Inflation | STRM INFPROIDX | 2.64% | $2.8B | 55.0K |
| 16 | iShares Russell 1000 Value Index | RUS 1000 VAL ETF | 2.26% | $2.4B | 20.4K |
| 17 | IQ Hedge Multi Strat ETF | HEDGE MLTI ETF | 1.87% | $2.0B | 64.3K |
| 18 | First Trust Dow Jones Internet ETF | DJ INTERNT IDX | 1.52% | $1.6B | 8.6K |
| 19 | iShares S&P Smallcap 600 Index | CORE S&P SCP ETF | 1.44% | $1.5B | 21.9K |
| 20 | iShares Edge MSCI Intl Quality Fctr ETF | MSCI INTL QUALTY | 1.42% | $1.5B | 48.3K |
| 21 | Vanguard Total Stock Mkt | TOTAL STK MKT | 1.27% | $1.4B | 7.9K |
| 22 | iShares S&P Midcap 400 Index | CORE S&P MCP ETF | 1.14% | $1.2B | 6.5K |
| 23 | iShares MSCI KLD 400 Social ETF | MSCI KLD400 SOC | 1.07% | $1.1B | 8.9K |
| 24 | Ishares Core Msci | CORE MSCI EMKT | 0.98% | $1.0B | 19.7K |
| 25 | ESGDiShares ESG MSCI EAFE ETFhistory → | ESG AW MSCI EAFE | 0.94% | $998M | 15.7K |
| 26 | ESGEiShares ESG MSCI EM ETFhistory → | ESG AW MSCI EAFE | 0.93% | $991M | 27.8K |
| 27 | AAPLApple Computer Inchistory → | COM | 0.78% | $828M | 7.1K |
| 28 | IBMInternational Business Machineshistory → | COM | 0.58% | $622M | 5.1K |
| 29 | Vanguard Bond Index Fund | SHORT TRM BOND | 0.44% | $464M | 5.6K |
| 30 | MSFTMicrosoft Corphistory → | COM | 0.43% | $459M | 2.2K |
| 31 | CLColgate-Palmolive Cohistory → | COM | 0.40% | $427M | 5.5K |
| 32 | BRK/BBerkshire Hathaway Cl Bhistory → | CL B NEW | 0.40% | $427M | 2.0K |
| 33 | Sch Us Reit ETF | US REIT ETF | 0.39% | $416M | 11.8K |
| 34 | iShares Core MSCI Eafe | CORE MSCI EAFE | 0.33% | $354M | 5.9K |
| 35 | EXMOCExxon Mobil Corporationhistory → | COM | 0.27% | $285M | 8.3K |
| 36 | PFEPfizer Incorporatedhistory → | COM | 0.24% | $260M | 7.1K |
| 37 | iShares Barclays Aggregate Bond | CORE US AGGBD ET | 0.23% | $244M | 2.1K |
| 38 | JNJJohnson & Johnsonhistory → | COM | 0.22% | $230M | 1.5K |
| 39 | Ishares Short Term Ntnl | SHRT NAT MUN ETF | 0.21% | $228M | 2.1K |
| 40 | Vanguard Div Apprciation | DIV APP ETF | 0.20% | $212M | 1.6K |
| 41 | Vanguard Information | INF TECH ETF | 0.20% | $208M | 668 |
| 42 | ABTAbbott Laboratorieshistory → | COM | 0.17% | $185M | 1.7K |
| 43 | ADPAuto Data Processinghistory → | COM | 0.17% | $184M | 1.3K |
| 44 | PEGPub Svc Enterprise Grouphistory → | COM | 0.17% | $183M | 3.3K |
| 45 | iShares Nationl Amt Free | NATIONAL MUN ETF | 0.17% | $176M | 1.5K |
| 46 | ARCCAres Capital Corphistory → | COM | 0.15% | $162M | 11.6K |
| 47 | BDXBecton Dickinson & Cohistory → | COM | 0.15% | $156M | 669 |
| 48 | MRKMerck & Co. Inc.history → | COM | 0.14% | $147M | 1.8K |
| 49 | Sector SPDR Health Fund | SBI HEALTHCARE | 0.13% | $139M | 1.3K |
| 50 | JPMJP Morganhistory → | COM | 0.13% | $135M | 1.4K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $210M | 56 | Jul 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $185M | 53 | Apr 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $187M | 57 | Jan 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $183M | 50 | Oct 8, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $170M | 49 | Jul 9, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $159M | 47 | Apr 14, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $161M | 50 | Jan 21, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $164M | 47 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $157M | 47 | Jul 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $162M | 50 | Apr 30, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $157M | 51 | Jan 22, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $154M | 49 | Oct 19, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $162M | 52 | Aug 3, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $158M | 55 | Apr 6, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $151M | 52 | Jan 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | Under review | 49 | Nov 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $151.3B | 210 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $172.3B | 219 | May 13, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $176.5B | 221 | Feb 9, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $164.7B | 224 | Nov 12, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $160.7B | 238 | Aug 6, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $145.2B | 241 | May 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $125.2B | 256 | Feb 9, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $106.4B | 294 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.