AMPIO PHARMACEUTICALS INC
CUSIP 03209T109
Ampio Pharmaceuticals Inc has 117 institutional holders in Filings Flow’s 13F database, together reporting 31.33M shares worth $128M as of Q4 2021. The largest reported holders are Cvi Holdings, LLC, Empery Asset Management, LP, and Marotta Asset Management.
Institutional Holders
117
Q4 2021
Reported Value
$128M
Ticker
unmapped
private placement or foreign
Quarters Tracked
6
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| CVI Holdings, LLC$116M AUM | 0.19% | $3M | 5.17M | Q4 2021OLDER |
| ACT CAPITAL MANAGEMENT, LLC$127M AUM | 0.07% | $49,000 | 291.5K | Q2 2022OLDER |
| Willis Investment Counsel$1.8B AUM | 0.05% | $976,000 | 2.08M | Q1 2022OLDER |
| Capital Wealth Alliance, LLC$221M AUM | 0.04% | $64,000 | 67.0K | Q2 2022OLDER |
| XTX Topco Ltd$5.8B AUM | 0.03% | $61,000 | 107.6K | Q4 2021OLDER |
| HNP Capital LLC$359M AUM | 0.02% | $218,000 | 464.4K | Q1 2022OLDER |
| Shilanski & Associates, Inc.$376M AUM | 0.02% | $57,000 | 937.2K | Q3 2022 |
| SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC$334M AUM | 0.02% | $57,000 | 937.2K | Q3 2022 |
| CVA Family Office, LLC$950M AUM | 0.02% | $69,000 | 1.14M | Q3 2022 |
| NTB Financial Corp$123M AUM | 0.01% | $16,000 | 96.6K | Q2 2022OLDER |
| Cypress Capital Management LLC (WY)$108M AUM | 0.01% | $9,000 | 140.9K | Q3 2022 |
| Traynor Capital Management, Inc.$1.7B AUM | 0.01% | $65,000 | 139.3K | Q1 2022OLDER |
| Valeo Financial Advisors, LLC$4.7B AUM | 0.01% | $157,000 | 333.6K | Q1 2022OLDER |
| Atom Investors LP$1.4B AUM | 0.01% | $38,000 | 67.0K | Q4 2021OLDER |
| Aspen Wealth Management LLC$501M AUM | 0.00% | $7,000 | 117.2K | Q3 2022 |
| Blackhawk Capital Partners, LLC$273M AUM | 0.00% | $7,000 | 15.5K | Q1 2022OLDER |
| COURIER CAPITAL LLC$1.8B AUM | 0.00% | $33,000 | 540.1K | Q3 2022 |
| BEACON INVESTMENT ADVISORY SERVICES, INC.$2.7B AUM | 0.00% | $97,000 | 170.4K | Q4 2021OLDER |
| Wells Trecaso Financial Group, LLC$210M AUM | 0.00% | $5,000 | 10.0K | Q1 2022OLDER |
| NORTHCAPE WEALTH MANAGEMENT, LLC$367M AUM | 0.00% | $6,000 | 98.0K | Q3 2022 |
| Mosaic Family Wealth, LLC$384M AUM | 0.00% | $6,000 | 11.0K | Q4 2021OLDER |
| BRIGHTON JONES LLC$2.4B AUM | 0.00% | $22,000 | 369.0K | Q3 2022 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM | 0.00% | $37,000 | 606.8K | Q3 2022 |
| AVALON CAPITAL MANAGEMENT$354M AUM | 0.00% | $2,000 | 26.5K | Q3 2022 |
| Arax Advisory Partners$3.5B AUM | 0.00% | $6,000 | 98.5K | Q3 2022 |
| Transform Wealth, LLC$1.7B AUM | 0.00% | $6,000 | 33.4K | Q2 2022OLDER |
| WOODWARD DIVERSIFIED CAPITAL, LLC$220M AUM | 0.00% | $1,000 | 19.5K | Q3 2022 |
| Y-Intercept (Hong Kong) Ltd$5.1B AUM | 0.00% | $5,000 | 27.5K | Q2 2022OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $11,000 | 352.9K | Q3 2022 |
| NFSG Corp$608M AUM | 0.00% | $1,000 | 10.0K | Q3 2022 |
| Tradition Wealth Management, LLC$1.4B AUM | 0.00% | $4,000 | 8.9K | Q1 2022OLDER |
| TrinityPoint Wealth, LLC$712M AUM | 0.00% | $2,000 | 26.0K | Q3 2022 |
| CONTINENTAL INVESTORS SERVICES, INC.$106M AUM | 0.00% | $11,000 | 96.0K | Q3 2022 |
| Chicago Capital, LLC$3.7B AUM | 0.00% | $7,000 | 110.6K | Q3 2022 |
| GHP Investment Advisors, Inc.$2.4B AUM | 0.00% | $5,000 | 90.0K | Q3 2022 |
| Marotta Asset Management$601M AUM | 0.00% | $1M | 24.0K | Q3 2022 |
| Focused Wealth Management, Inc$964M AUM | 0.00% | $2,000 | 10.0K | Q2 2022OLDER |
| FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM | 0.00% | $3,000 | 46.9K | Q3 2022 |
| Sheaff Brock Investment Advisors, LLC$1.1B AUM | 0.00% | $3,000 | 57.0K | Q3 2022 |
| IHT Wealth Management, LLC$4.3B AUM | 0.00% | $4,000 | 59.0K | Q3 2022 |
| SNS Financial Group, LLC$1.2B AUM | 0.00% | $2,000 | 40.0K | Q3 2022 |
| Chicago Partners Investment Group LLC$4.5B AUM | 0.00% | $4,000 | 146.7K | Q3 2022 |
| Wescott Financial Advisory Group, LLC$1.1B AUM | 0.00% | $1,000 | 20.5K | Q3 2022 |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$5.8B AUM | 0.00% | $5,000 | 83.1K | Q3 2022 |
| Simplicity Solutions, LLC$3.7B AUM | 0.00% | $2,000 | 11.1K | Q2 2022OLDER |
| Ameritas Investment Partners, Inc.$3.3B AUM | 0.00% | $7,000 | 14.9K | Q1 2022OLDER |
| AMERICAN INTERNATIONAL GROUP, INC.$609M AUM | 0.00% | $45,000 | 96.7K | Q1 2022OLDER |
| Dana Investment Advisors, Inc.$3.4B AUM | 0.00% | $4,000 | 65.0K | Q3 2022 |
| JFS WEALTH ADVISORS, LLC$1.8B AUM | 0.00% | $2,000 | 35.0K | Q3 2022 |
| Sunbelt Securities, Inc.$1.6B AUM | 0.00% | $1,000 | 22.8K | Q3 2022 |
| HoyleCohen, LLC$1.3B AUM | 0.00% | $2,000 | 10.0K | Q2 2022OLDER |
| WealthPLAN Partners, LLC$518M AUM | 0.00% | $3,000 | 14.4K | Q1 2022OLDER |
| WealthPlan Investment Management, LLC$1.8B AUM | 0.00% | $3,000 | 14.4K | Q3 2022 |
| Mayflower Financial Advisors, LLC$1.2B AUM | 0.00% | $1,000 | 24.0K | Q3 2022 |
| AQR CAPITAL MANAGEMENT LLC$218.4B AUM | 0.00% | $71,000 | 150.2K | Q1 2022OLDER |
| Amalgamated Financial Corp.$12.6B AUM | 0.00% | $15,000 | 31.7K | Q1 2022OLDER |
| Cornerstone Wealth Management, LLC$2.0B AUM | 0.00% | $1,000 | 14.6K | Q3 2022 |
| RHUMBLINE ADVISERS$116.9B AUM | 0.00% | $77,000 | 164.5K | Q1 2022OLDER |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $163,000 | 2.69M | Q3 2022 |
| Stonegate Investment Group, LLC$4.3B AUM | 0.00% | $2,000 | 30.0K | Q3 2022 |
| Strategic Financial Services, Inc.$2.1B AUM | 0.00% | $1,000 | 10.0K | Q3 2022 |
| RENAISSANCE TECHNOLOGIES LLC$63.9B AUM | 0.00% | $73,000 | 435.9K | Q2 2022OLDER |
| Kestra Advisory Services, LLC$26.4B AUM | 0.00% | $8,000 | 128.9K | Q3 2022 |
| LMR Partners LLP$45.4B AUM | 0.00% | $4,000 | 69.5K | Q3 2022 |
| Nuveen Asset Management, LLC$354.1B AUM | 0.00% | $207,000 | 481.9K | Q1 2022OLDER |
| VOYA INVESTMENT MANAGEMENT LLC$96.1B AUM | 0.00% | $30,000 | 63.4K | Q1 2022OLDER |
| TWO SIGMA SECURITIES, LLC$861M AUM | 0.00% | $2,000 | 27.4K | Q3 2022 |
| EXENCIAL WEALTH ADVISORS, LLC$3.2B AUM | 0.00% | $1,000 | 24.5K | Q3 2022 |
| CreativeOne Wealth, LLC$4.3B AUM | 0.00% | $1,000 | 19.8K | Q3 2022 |
| Focus Partners Advisor Solutions, LLC$9.9B AUM | 0.00% | $1,000 | 20.0K | Q3 2022 |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $9,000 | 150.7K | Q3 2022 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM | 0.00% | $39,000 | 82.8K | Q1 2022OLDER |
| Man Group plc$55.1B AUM | 0.00% | $11,000 | 186.8K | Q3 2022 |
| WOLVERINE TRADING, LLC$138.7B AUM | 0.00% | $41,000 | 72.9K | Q4 2021OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.00% | $2,000 | 25.0K | Q3 2022 |
| FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM | 0.00% | $1,000 | 17.0K | Q3 2022 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM$53.4B AUM | 0.00% | $22,000 | 46.3K | Q1 2022OLDER |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $12,000 | 198.3K | Q3 2022 |
| BLAIR WILLIAM & CO/IL$34.9B AUM | 0.00% | $11,000 | 22.5K | Q1 2022OLDER |
| Sigma Planning Corp$3.6B AUM | 0.00% | $1,000 | 17.4K | Q3 2022 |
| ProShare Advisors LLC$67.5B AUM | 0.00% | $17,000 | 36.5K | Q1 2022OLDER |
| Verition Fund Management LLC$15.4B AUM | 0.00% | $3,000 | 52.5K | Q3 2022 |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC$16.3B AUM | 0.00% | $5,000 | 76.0K | Q3 2022 |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $5,000 | 90.4K | Q3 2022 |
| DEUTSCHE BANK AG\$302.7B AUM | 0.00% | $55,000 | 115.9K | Q1 2022OLDER |
| D. E. Shaw & Co., Inc.$166.3B AUM | 0.00% | $20,000 | 121.4K | Q2 2022OLDER |
| Brookstone Capital Management$8.7B AUM | 0.00% | $1,000 | 18.7K | Q3 2022 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $9,000 | 146.3K | Q3 2022 |
| BUCKINGHAM STRATEGIC WEALTH, LLC$9.7B AUM | 0.00% | $1,000 | 10.0K | Q3 2022 |
| Cubist Systematic Strategies, LLC$21.0B AUM | 0.00% | $3,000 | 17.9K | Q2 2022OLDER |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM | 0.00% | $28,000 | 48.6K | Q4 2021OLDER |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $5,000 | 32.5K | Q2 2022OLDER |
| GROUP ONE TRADING LLC$52.2B AUM | 0.00% | $8,000 | 135.7K | Q3 2022 |
| BARCLAYS PLC$416.3B AUM | 0.00% | $20,000 | 43.0K | Q1 2022OLDER |
| GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM | 0.00% | $99,000 | 1.64M | Q3 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $53,000 | 881.7K | Q3 2022 |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $1,000 | 10.0K | Q3 2022 |
| PRINCIPAL FINANCIAL GROUP INC$187.2B AUM | 0.00% | $17,000 | 36.8K | Q1 2022OLDER |
| PRUDENTIAL FINANCIAL INC$81.2B AUM | 0.00% | $7,000 | 14.2K | Q1 2022OLDER |
| Raymond James Financial Services Advisors, Inc.$75.1B AUM | 0.00% | $4,000 | 64.0K | Q3 2022 |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $19,000 | 318.8K | Q3 2022 |
| Invesco Ltd.$653.3B AUM | 0.00% | $31,000 | 65.6K | Q1 2022OLDER |
| MACKENZIE FINANCIAL CORP$83.3B AUM | 0.00% | $5,000 | 10.5K | Q1 2022OLDER |
| BROWN ADVISORY INC$60.9B AUM | 0.00% | $3,000 | 16.7K | Q3 2022 |
| NORTHERN TRUST CORP$756.6B AUM | 0.00% | $20,000 | 336.9K | Q3 2022 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM | 0.00% | $13,000 | 73.3K | Q2 2022OLDER |
| RAYMOND JAMES & ASSOCIATES$164.1B AUM | 0.00% | $4,000 | 71.4K | Q3 2022 |
| LPL Financial LLC$376.6B AUM | 0.00% | $4,000 | 59.9K | Q3 2022 |
| ALLIANCEBERNSTEIN L.P.$308.8B AUM | 0.00% | $9,000 | 19.5K | Q1 2022OLDER |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC$190.2B AUM | 0.00% | $6,000 | 13.5K | Q1 2022OLDER |
| SIMPLEX TRADING, LLC$149.1B AUM | 0.00% | $3,000 | 6.2K | Q4 2021OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $1,000 | 12.1K | Q3 2022 |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $1,000 | 29.5K | Q3 2022 |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $11,000 | 186.7K | Q3 2022 |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $1M | 22.9K | Q3 2022 |
| UBS Group AG$666.3B AUM | 0.00% | $4,000 | 71.8K | Q3 2022 |
| Bank of New York Mellon Corp$543.9B AUM | 0.00% | $6,000 | 105.7K | Q3 2022 |
| VICTORY CAPITAL MANAGEMENT INC$156.1B AUM | 0.00% | $1,000 | 23.6K | Q3 2022 |
| Legal & General Group Plc$432.4B AUM | 0.00% | $3,000 | 15.2K | Q2 2022OLDER |
| UMB Bank, n.a.$7.2B AUM | — | $0 | 1.0K | Q3 2022 |
| Geneos Wealth Management Inc.$4.3B AUM | — | $0 | 11.8K | Q3 2022 |
| TRUSTCORE FINANCIAL SERVICES, LLC$1.1B AUM | — | $0 | 5.9K | Q3 2022 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | — | $0 | 10.9K | Q3 2022 |
| HAP Trading, LLC$1.1B AUM | — | $0 | 68.8K | Q3 2022 |
| Tower Research Capital LLC (TRC)$3.8B AUM | — | $0 | 4.0K | Q3 2022 |
| CREDIT SUISSE AG/$104.5B AUM | — | $0 | 9 | Q3 2022 |
| NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM | — | $0 | 1.7K | Q2 2022OLDER |
| Allworth Financial LP$24.7B AUM | — | $0 | 2.7K | Q3 2022 |
| Morton Brown Family Wealth, LLC$378M AUM | — | $0 | 1.8K | Q3 2022 |
| JANICZEK WEALTH MANAGEMENT, LLC$477M AUM | — | $0 | 16.7K | Q3 2022 |
| WealthTrust Axiom LLC$406M AUM | — | $0 | 10.0K | Q3 2022 |
| Ellevest, Inc.$719M AUM | — | $0 | 417 | Q1 2022OLDER |
| Mine & Arao Wealth Creation & Management, LLC.$238M AUM | — | $0 | 600 | Q3 2022 |
| COUNTRY TRUST BANK$5.3B AUM | — | $0 | 2.0K | Q3 2022 |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.