SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$510M
Q4 2021
Positions
1,683
Filings on Record
15
2019–present window
Filed
Jan 24, 2022
original filing

Summary

Fieldpoint Private Securities, LLC reported $510M in U.S.-listed holdings across 1,683 positions for Q4 2021.

Its largest position, AAPL, represents 4.3% of the portfolio.

Compared with Q3 2021, the fund opened 96 new positions and exited 108.

Portfolio Metrics

Turnover
+4.9%
vs prior filed quarter
Top-10 Concentration
+21.2%
share of reported value
Largest Position
+4.3%
Apple
New / Exited
96 / 108
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 58.2%ETP: 32.7%Other: 3.8%ADR: 2.6%REIT: 1.6%Other: 1.1%
  • Common Stock · 58.2% · $297M
  • ETP · 32.7% · $167M
  • Other · 3.8% · $19M
  • ADR · 2.6% · $13M
  • REIT · 1.6% · $8M
  • Other · 1.1% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHWAB U.S. LARGE-CAP ETFNEW+21.7K21.7K+$2M$2M
VANGUARD HIGH DIVIDEND YIELDNEW+4.8K4.8K+$538,000$538,000
PUBMPUBMATIC INC COM CL ANEW+3.5K3.5K+$121,000$121,000
WABCWESTAMERICA BANCORPNEW+2.1K2.1K+$119,000$119,000
SPDR S&P AEROSPACE & DEFENSE ETFNEW+1.0K1.0K+$119,000$119,000
QVCAUSDLIBERTY MEDIA HOLDING CP INTER ANEW+15.3K15.3K+$116,000$116,000
CHNGUSDCHANGE HEALTHCARE INC COMNEW+5.1K5.1K+$110,000$110,000
CMPCOMPASS MINERALS INTL INC. CMNNEW+2.0K2.0K+$101,000$101,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →Stock4.29%$22M123.3K
2SPGIS&P GLOBAL INC COMhistory →Stock3.35%$17M36.2K
3MSFTMICROSOFThistory →Stock2.92%$15M44.3K
4SPDR S&P 500 ETFETF2.39%$12M25.6K
5GQ9SPDR GOLD ETFhistory →ETF1.58%$8M47.0K
6UNHUNITEDHEALTH GROUPhistory →Stock1.43%$7M14.6K
7VANGUARD DIVIDEND APPRECIATION INDEX FUNDETF1.40%$7M41.6K
8ISHARES RUSSELL 1000 GROWTH ETFETF1.31%$7M21.9K
9AMZNAMAZON.COM INChistory →Stock1.26%$6M1.9K
10JPMJPMORGAN CHASE & CO COMhistory →Stock1.24%$6M39.8K
11ISHARES S&P U.S. PREFERRED STOCK ETFETF1.20%$6M154.9K
12ABTABBOTT LABS COMhistory →Stock1.09%$6M39.7K
13ISHARES MSCI EAFE ETFETF0.95%$5M61.6K
14LFUSLITTELFUSE INCStock0.94%$5M15.3K
15ISHARES MSCI EMERGING MARKETS ETFETF0.94%$5M98.0K
16ABBVABBVIE INC COMStock0.93%$5M35.2K
17METAMETA PLATFORMS, INCStock0.93%$5M14.1K
18BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.92%$5M15.6K
19ADPAUTOMATIC DATA PROCESSING INC COMStock0.88%$5M18.3K
20ISHARES S&P 500 INDEXETF0.86%$4M9.2K
21ISHARES 1-3 YR TREASURY BOND ETFETF0.85%$4M50.7K
22JNJJOHNSON & JOHNSON COMStock0.84%$4M25.0K
23GOOGLALPHABET INC CLASS AStock0.83%$4M1.5K
24VVISA INCStock0.81%$4M19.0K
25ACCENTURE LTD BERMUDA CL AStock0.79%$4M9.7K
26ISHARES RUSSELL 1000 VALUE ETFETF0.78%$4M23.8K
27ZTSZOETIS INC COM CL AStock0.78%$4M16.3K
28QCOMQUALCOMM INCStock0.78%$4M21.7K
29VANGUARD EUROPEANETF0.78%$4M58.0K
30VANGUARD FTSE EMERGING MARKETS ETFETF0.72%$4M74.3K
31ADBEADOBE SYS INCStock0.67%$3M6.0K
32ISHARES TR RUSSELL MIDCAP INDEX FDETF0.66%$3M40.8K
33VANGUARD SMALL CAP ETFETF0.65%$3M14.7K
34CSCOCISCO SYS INCStock0.62%$3M50.0K
35HDHOME DEPOTStock0.61%$3M7.5K
36WISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND ETFETF0.59%$3M57.3K
37ISHARES AMT-FREE MUNI BOND ETFETF0.58%$3M25.4K
38TMOTHERMO FISHER SCIENTIFIC INC COMStock0.58%$3M4.4K
39ISHARES 0-5 YEAR TIPS BOND ETFETF0.58%$3M27.8K
40GOOGALPHABET INC CAP STK CL CStock0.58%$3M1.0K
41NKENIKE INC CLASS BStock0.57%$3M17.4K
42HONGBPHONEYWELL INTL INCStock0.56%$3M13.8K
43PEPPEPSICO INC COMStock0.54%$3M16.0K
44VANGUARD MID CAPETF0.54%$3M10.9K
45ITWILLINOIS TOOL WKS INC COMStock0.53%$3M11.0K
46VANGUARD S&P 500 ETFETF0.53%$3M6.2K
47ISHARES TIPS BOND ETFETF0.51%$3M20.3K
48XLFFINANCIAL SELECT SECTOR SPDRETF0.51%$3M66.9K
49ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF0.50%$3M50.7K
50ISHARES RUSSELL 2000 ETFETF0.50%$3M11.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.