SEC 13F Intelligence

Managers / Q1 2019 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$242M
Q1 2019
Positions
378
Filings on Record
15
2019–present window
Filed
May 13, 2019
original filing

Summary

Fieldpoint Private Securities, LLC reported $242M in U.S.-listed holdings across 378 positions for Q1 2019.

Its largest position, SPGI, represents 3.1% of the portfolio.

Compared with Q4 2018, the fund opened 19 new positions and exited 20.

Portfolio Metrics

Turnover
+5.4%
vs prior filed quarter
Top-10 Concentration
+20.3%
share of reported value
Largest Position
+3.1%
S P Global Inc Com
New / Exited
19 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 51.3%ETP: 36.7%Other: 5.8%MLP: 3.0%REIT: 1.4%Other: 1.8%
  • Common Stock · 51.3% · $124M
  • ETP · 36.7% · $89M
  • Other · 5.8% · $14M
  • MLP · 3.0% · $7M
  • REIT · 1.4% · $3M
  • Other · 1.8% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ACWIISHARES TR MSCI ACWIINDEX FDNEW+6.0K6.0K+$433,000$433,000
AMATAPPLIED MATLS INC COMNEW+10.0K10.0K+$396,000$396,000
STTSTATE STR CORP COMNEW+5.5K5.5K+$361,000$361,000
LENLENNAR CORP CL ANEW+4.2K4.2K+$204,000$204,000
LINDE PLC SHSNEW+1.1K1.1K+$200,000$200,000
TENNECO INC CL A VTG COM STKNEW+6.3K6.3K+$139,000$139,000
IXNISHARES GLOBAL TECH ETFNEW+350350+$60,000$60,000
LNCLINCOLN NATL CORP IND COMNEW+850850+$50,000$50,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

378 positions
#IssuerClass% PortfolioValueShares
1SPGIS&P GLOBAL INC COMhistory →Stock3.10%$7M35.6K
2FLOTISHARES MSCI FLOATING RATE NOT E FUNDING ETFhistory →ETF2.68%$6M127.4K
3AAPLAPPLE INChistory →Stock2.50%$6M31.8K
4MSFTMICROSOFThistory →Stock2.09%$5M42.8K
5TIPISHARES TIPS BOND ETFhistory →ETF1.97%$5M42.0K
6EEMISHARES MSCI EMERGING MARKETS ETFhistory →ETF1.82%$4M102.3K
7AMZNAMAZON.COM INChistory →Stock1.70%$4M2.3K
8JPMJPMORGAN CHASE & CO COMhistory →Stock1.52%$4M36.3K
9LFUSLITTELFUSE INChistory →Stock1.52%$4M20.1K
10BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.43%$3M17.2K
11CSCOCISCO SYS INChistory →Stock1.42%$3M63.3K
12USMVISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDhistory →ETF1.39%$3M57.1K
13EPDENTERPRISE PRODS PARTNERS L Phistory →Stock1.37%$3M114.0K
14EXMOCEXXON MOBIL CORP COMhistory →Stock1.35%$3M40.4K
15JNJJOHNSON & JOHNSON COMhistory →Stock1.31%$3M22.7K
16GLDSPDR GOLD ETFhistory →ETF1.25%$3M24.7K
17CWBSPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFhistory →ETF1.24%$3M57.4K
18EFAISHARES MSCI EAFE ETFhistory →ETF1.23%$3M45.7K
19ADPAUTOMATIC DATA PROCESSING INC COMhistory →Stock1.22%$3M18.5K
20MUBISHARES AMT-FREE MUNI BOND ETFhistory →ETF1.10%$3M24.0K
21ABTABBOTT LABS COMhistory →Stock1.05%$3M31.8K
22VGKVANGUARD EUROPEANhistory →ETF1.03%$2M46.3K
23SHYISHARES 1-3 YR TREASURY BOND ETFhistory →ETF1.01%$2M29.1K
24IWFISHARES RUSSELL 1000 GROWTH ETFETF0.98%$2M15.6K
25VBVANGUARD SMALL CAP ETFETF0.94%$2M14.9K
26VVISA INCStock0.90%$2M13.9K
27MAGELLAN MIDSTREAM PARTNERS LPStock0.89%$2M35.4K
28HONHONEYWELL INTL INCStock0.87%$2M13.2K
29IWDISHARES RUSSELL 1000 VALUE ETFETF0.86%$2M16.9K
30SPYSPDR S&P 500 ETFETF0.85%$2M7.2K
31VEUVANGUARD FTSE ALL-WORLD EX-USETF0.84%$2M40.4K
32PEPPEPSICO INC COMStock0.80%$2M15.7K
33ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFETF0.80%$2M22.3K
34IPATH DJ-UBS COMMODITY TOTAL RETURN ETNETF0.79%$2M84.2K
35KBESPDR SERIES TRUST KBW BK ETFETF0.78%$2M45.2K
36ADBEADOBE SYS INCStock0.77%$2M6.9K
37IEIISHARES 3-7 YR TREASURY BOND ETFETF0.76%$2M15.0K
38UNHUNITEDHEALTH GROUPStock0.74%$2M7.2K
39VTIPVANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETFETF0.72%$2M35.5K
40IWOISHARES RUSSELL 2000 GROWTH INDEXETF0.70%$2M8.6K
41MDYS & P MID CAP 400 DEP RCPTS MID CAPETF0.69%$2M4.8K
42ISHARES IBONDS SEP 2020 TERM MUNI BOND ETFETF0.69%$2M65.0K
43ZTSZOETIS INC COM CL AStock0.66%$2M15.8K
44ISHARES IBONDS DEC 2021 TERM MUNI BOND ETFETF0.66%$2M61.7K
45ITWILLINOIS TOOL WKS INC COMStock0.65%$2M11.0K
46METAFACEBOOK INC CL AStock0.64%$2M9.3K
47FISVFISERV INCStock0.63%$2M17.3K
48STIPISHARES 0-5 YEAR TIPS BOND ETFETF0.60%$1M14.5K
49ISHARES IBONDS DEC 2022 TERM MUNI BOND ETFETF0.59%$1M54.9K
50BECTON DICKINSON & CO PFD SHS CONV AConvertible Preferred0.58%$1M22.8K
51ABBVABBVIE INC COMStock0.57%$1M17.0K
52ISHARES IBONDS SEP 2019 TERM MUNI BOND ETFETF0.56%$1M53.3K
53VNQVANGUARD REIT INDEX ETFETF0.55%$1M15.4K
54RAYTHEON CO COM NEWStock0.55%$1M7.3K
55AGGISHARES AGGREGATE BOND ETFETF0.54%$1M11.9K
56TDTORONTO DOMINION BANKStock0.54%$1M23.8K
57CVXCHEVRON CORP NEW COMStock0.52%$1M10.2K
58ISHARES IBONDS DEC 2021 TERM CORPORATE ETFETF0.52%$1M50.5K
59KOCOCA COLA CO COMStock0.51%$1M26.3K
60GOOGALPHABET INC CAP STK CL CStock0.51%$1M1.0K
61DXJWISDOMTREE JAPAN HEDGED EQUITYETF0.51%$1M24.2K
62QQQPOWERSHARES QQQ TRETF0.50%$1M6.8K
63TAT&T INC COMStock0.50%$1M38.7K
64QCOMQUALCOMM INCStock0.50%$1M21.1K
65MRKMERCK & CO INCStock0.49%$1M14.2K
66ISHARES IBONDS DEC 2020 TERM CORPORATE ETFETF0.49%$1M46.8K
67DHRDANAHER CORPStock0.49%$1M8.9K
68ULTIMATE SOFTWARE GROUP INC COMStock0.48%$1M3.5K
69NSCNORFOLK SOUTHERN CRPStock0.48%$1M6.2K
70MRSHMARSH & MCLENNAN COS INC COMStock0.48%$1M12.2K
71DISDISNEY WALT CO COM DISNEYStock0.48%$1M10.3K
72BABOEING CO COMStock0.47%$1M3.0K
73COPCONOCOPHILLIPS COMStock0.47%$1M16.9K
74HDHOME DEPOTStock0.46%$1M5.9K
75ISHARES IBONDS DEC 2019 TERM CORPORATE ETFETF0.46%$1M45.1K
76IVVISHARES S&P 500 INDEXETF0.46%$1M3.9K
77MMM3M CO COMStock0.42%$1M4.9K
78DOWDUPONT INC COMStock0.41%$994,00018.6K
79VZVERIZON COMMUNICATIONSStock0.40%$976,00016.5K
80IYRISHARES US REAL ESTATE ETFETF0.40%$959,00011.0K
81MAMASTERCARD INCStock0.39%$952,0004.0K
82VOOVANGUARD S&P 500 ETFETF0.39%$932,0003.6K
83WMWASTE MANAGEMENT INCStock0.38%$917,0008.8K
84ISHARES IBONDS DEC 2022 TERM CORPORATE ETFETF0.37%$895,00035.9K
85VOVANGUARD MID CAPETF0.37%$892,0005.6K
86EQREQUITY RESIDENTIALREIT0.36%$867,00011.5K
87UTXZUNITED TECHNOLOGIES CORP COMStock0.36%$867,0006.7K
88TMOTHERMO FISHER SCIENTIFIC INC COMStock0.36%$866,0003.2K
89IVWISHARES S&P 500 GROWTH ETFETF0.36%$866,0005.0K
90ISHARES IBONDS DEC 2023 TERM MUNI BOND ETFETF0.36%$866,00034.0K
91GOOGLALPHABET INC CLASS AStock0.36%$859,000730
92ISHARES IBONDS DEC 2023 TERM CORPORATE ETFETF0.35%$840,00033.6K
93VWOBVANGUARD EMERGING MARKETS GOVERNMENT BOND ETFETF0.35%$835,00010.7K
94SBUXSTARBUCKS CORPStock0.34%$833,00011.2K
95CBRECBRE GROUP INC AStock0.34%$829,00016.8K
96SDYSPDR SER TR S&P DIVID ETFETF0.34%$819,0008.2K
97XLFFINANCIAL SELECT SECTOR SPDRETF0.34%$815,00031.7K
98PFFISHARES S&P U.S. PREFERRED STOCK ETFETF0.33%$805,00022.0K
99GPNGLOBAL PAYMENTS INCStock0.32%$782,0005.7K
100RPMRPM INTL INC COMStock0.32%$779,00013.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.