SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$452M
Q3 2021
Positions
1,698
Filings on Record
15
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Fieldpoint Private Securities, LLC reported $452M in U.S.-listed holdings across 1,698 positions for Q3 2021.

Its largest position, AAPL, represents 3.6% of the portfolio.

Compared with Q2 2021, the fund opened 116 new positions and exited 33.

Portfolio Metrics

Turnover
+3.6%
vs prior filed quarter
Top-10 Concentration
+20.1%
share of reported value
Largest Position
+3.6%
Apple
New / Exited
116 / 33
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 58.3%ETP: 34.4%ADR: 2.5%Other: 2.2%REIT: 1.5%Other: 1.2%
  • Common Stock · 58.3% · $263M
  • ETP · 34.4% · $155M
  • ADR · 2.5% · $11M
  • Other · 2.2% · $10M
  • REIT · 1.5% · $7M
  • Other · 1.2% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PLTRPALANTIR TECHNOLOGIES INC CL ANEW+31.9K31.9K+$768,000$768,000
IGHGPROSHARES INVESTMENT GRADE-INTEREST RATE HEDGEDNEW+2.4K2.4K+$178,000$178,000
ARESARES MANAGEMENT CORPORATION CL A COM STKNEW+1.4K1.4K+$104,000$104,000
DFAXDIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETFNEW+2.8K2.8K+$72,000$72,000
MBBISHARES MBS BOND ETFNEW+494494+$53,000$53,000
TIPZPIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUNDNEW+620620+$41,000$41,000
ALSNALLISON TRANSMISSIONHOLDINGS INC COM USD0.01NEW+881881+$31,000$31,000
BIVVANGUARD INTERMEDIATE-TERM BONDNEW+313313+$28,000$28,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

499 positions
#IssuerClass% PortfolioValueShares
1AAPLAPPLE INChistory →Stock3.59%$16M114.5K
2SPGIS&P GLOBAL INC COMhistory →Stock3.41%$15M36.3K
3MSFTMICROSOFThistory →Stock2.78%$13M44.6K
4SPYSPDR S&P 500 ETFhistory →ETF2.19%$10M23.1K
5GLDSPDR GOLD ETFhistory →ETF1.72%$8M47.4K
6JPMJPMORGAN CHASE & CO COMhistory →Stock1.42%$6M39.2K
7IWFISHARES RUSSELL 1000 GROWTH ETFhistory →ETF1.30%$6M21.5K
8PFFISHARES S&P U.S. PREFERRED STOCK ETFhistory →ETF1.30%$6M151.1K
9UNHUNITEDHEALTH GROUPhistory →Stock1.27%$6M14.6K
10VIGVANGUARD DIVIDEND APPRECIATION INDEX FUNDhistory →ETF1.11%$5M32.6K
11AMZNAMAZON.COM INChistory →Stock1.11%$5M1.5K
12EFAISHARES MSCI EAFE ETFhistory →ETF1.10%$5M63.8K
13EEMISHARES MSCI EMERGING MARKETS ETFhistory →ETF1.05%$5M94.3K
14ABTABBOTT LABS COMhistory →Stock1.02%$5M39.2K
15SHYISHARES 1-3 YR TREASURY BOND ETFhistory →ETF1.01%$5M52.8K
16BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.93%$4M15.4K
17VVISA INCStock0.93%$4M18.8K
18LFUSLITTELFUSE INCStock0.92%$4M15.3K
19VWOVANGUARD FTSE EMERGING MARKETS ETFETF0.92%$4M82.7K
20JNJJOHNSON & JOHNSON COMStock0.86%$4M24.2K
21METAMETA PLATFORMS, INCStock0.84%$4M11.2K
22ABBVABBVIE INC COMStock0.83%$4M34.8K
23IVVISHARES S&P 500 INDEXETF0.83%$4M8.7K
24IWDISHARES RUSSELL 1000 VALUE ETFETF0.81%$4M23.4K
25GOOGLALPHABET INC CLASS AStock0.80%$4M1.3K
26ADPAUTOMATIC DATA PROCESSING INC COMStock0.79%$4M17.9K
27ZTSZOETIS INC COM CL AStock0.73%$3M17.0K
28ADBEADOBE SYS INCStock0.69%$3M5.4K
29VBVANGUARD SMALL CAP ETFETF0.69%$3M14.2K
30IWRISHARES TR RUSSELL MIDCAP INDEX FDETF0.67%$3M38.8K
31ACNACCENTURE LTD BERMUDA CL AStock0.67%$3M9.5K
32HONHONEYWELL INTL INCStock0.63%$3M13.5K
33MUBISHARES AMT-FREE MUNI BOND ETFETF0.63%$3M24.4K
34QCOMQUALCOMM INCStock0.62%$3M21.9K
35USMVISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDETF0.61%$3M37.2K
36GOOGALPHABET INC CAP STK CL CStock0.58%$3M985
37FLOTISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF0.58%$3M51.3K
38TIPISHARES TIPS BOND ETFETF0.57%$3M20.2K
39CSCOCISCO SYS INCStock0.57%$3M47.4K
40STIPISHARES 0-5 YEAR TIPS BOND ETFETF0.57%$3M24.3K
41IWOISHARES RUSSELL 2000 GROWTH INDEXETF0.56%$3M8.6K
42DGSWISDOMTREE EMERGING MARKETS SMALLCAP DIVIDEND ETFETF0.55%$2M46.4K
43NKENIKE INC CLASS BStock0.55%$2M17.0K
44VGKVANGUARD EUROPEANETF0.54%$2M37.4K
45TMOTHERMO FISHER SCIENTIFIC INC COMStock0.54%$2M4.3K
46GBDCGOLUB CAP BDC INCCEF0.54%$2M153.2K
47HDHOME DEPOTStock0.53%$2M7.3K
48VOOVANGUARD S&P 500 ETFETF0.53%$2M6.0K
49VOVANGUARD MID CAPETF0.53%$2M10.0K
50PEPPEPSICO INC COMStock0.52%$2M15.7K
51EPDENTERPRISE PRODS PARTNERS L PStock0.52%$2M108.2K
52ITWILLINOIS TOOL WKS INC COMStock0.50%$2M11.0K
53DVYISHARES DJ SELECT DIVIDENDETF0.50%$2M19.8K
54IWMISHARES RUSSELL 2000 ETFETF0.48%$2M9.9K
55DHRDANAHER CORPStock0.46%$2M6.8K
56VIGIVANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFETF0.45%$2M23.4K
57BLACKROCK INCStock0.42%$2M2.3K
58CDWCDW CORP COMStock0.41%$2M10.1K
59IDVISHARES INTERNATIONAL SELECT DIVIDEND ETFETF0.40%$2M58.7K
60ISHARES IBONDS DEC 2021 TERM MUNI BOND ETFETF0.39%$2M69.4K
61MAGELLAN MIDSTREAM PARTNERS LPStock0.39%$2M38.7K
62MRKMERCK & CO INCStock0.39%$2M23.3K
63TXNTEXAS INSTRS INC COMStock0.39%$2M9.1K
64IGSBISHARES 1-3 YR CREDIT BOND ETFETF0.38%$2M31.8K
65EXMOCEXXON MOBIL CORP COMStock0.38%$2M29.5K
66MAMASTERCARD INCStock0.38%$2M4.9K
67MRSHMARSH & MCLENNAN COS INC COMStock0.37%$2M11.2K
68MDTMEDTRONIC PLC SHSStock0.37%$2M13.4K
69SBUXSTARBUCKS CORPStock0.37%$2M15.1K
70ISHARES IBONDS DEC 2022 TERM MUNI BOND ETFETF0.36%$2M62.6K
71QQQPOWERSHARES QQQ TRETF0.36%$2M4.5K
72XLFFINANCIAL SELECT SECTOR SPDRETF0.35%$2M41.9K
73NSCNORFOLK SOUTHERN CRPStock0.34%$2M6.5K
74XLBMATERIALS SELECT SECTOR SPDRETF0.34%$2M19.5K
75AGGISHARES AGGREGATE BOND ETFETF0.34%$2M13.3K
76DTHWISDOMTREE INTERNATIONAL HIGH DIVIDEND FUNDETF0.34%$2M40.3K
77LEMBISHARES J.P. MORGAN EM LOCAL CURRENCY BOND ETFETF0.33%$2M35.4K
78TSLATESLA MOTORS INCStock0.33%$1M1.9K
79EWJISHARES MSCI JAPAN ETFETF0.33%$1M21.0K
80MDYS & P MID CAP 400 DEP RCPTS MID CAPETF0.33%$1M3.1K
81ZBRAZEBRA TECHNOLOGIES CORPORATION CL AStock0.32%$1M2.8K
82NVDANVIDIA CORPStock0.32%$1M7.0K
83ICLNISHARES S&P GLOBAL CLEAN ENERGY INDEX FUNDETF0.32%$1M66.6K
84CWBSPDR BLOOMBERG CONVERTIBLE SECURITIES ETFETF0.31%$1M16.6K
85BXBLACKSTONE GROUP LPStock0.31%$1M12.1K
86PGPROCTER AND GAMBLE CO COMStock0.31%$1M10.0K
87VWOBVANGUARD EMERGING MARKETS GOVERNMENT BOND ETFETF0.30%$1M17.3K
88PZAINVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETFETF0.30%$1M50.2K
89RTXRAYTHEON TECHNOLOGIES CORP COMStock0.29%$1M15.4K
90IJHISHARES CORE S&P MID CAP ETFETF0.29%$1M5.0K
91COSTCOSTCO WHOLESALE CORPStock0.29%$1M2.9K
92XLYCONSUMER DISCRETIONARY SEL SECTOR SPDR FDETF0.28%$1M7.0K
93ISHARES IBONDS DEC 2021 TERM CORPORATE ETFETF0.28%$1M50.5K
94IJRISHARES S&P SMALLCAP 600 ETFETF0.27%$1M11.3K
95EFAVISHARES INC MSCI EAFE MINIMUM VOLATILITY INDEX FDETF0.27%$1M16.0K
96VBRVANGUARD SMALL CAP VALUE ETFETF0.26%$1M7.0K
97IVWISHARES S&P 500 GROWTH ETFETF0.26%$1M16.0K
98WMWASTE MANAGEMENT INCStock0.26%$1M7.9K
99DEMWISDOMTREE EMERGING MARKETS EQUITY INCOME ETFETF0.26%$1M26.8K
100FISVFISERV INCStock0.26%$1M10.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.