SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$428M
Q1 2021
Positions
1,627
Filings on Record
15
2019–present window
Filed
Apr 23, 2021
original filing

Summary

Fieldpoint Private Securities, LLC reported $428M in U.S.-listed holdings across 1,627 positions for Q1 2021.

Its largest position, AAPL, represents 3.2% of the portfolio.

Compared with Q4 2020, the fund opened 117 new positions and exited 59.

Portfolio Metrics

Turnover
+12.4%
vs prior filed quarter
Top-10 Concentration
+18.7%
share of reported value
Largest Position
+3.2%
Apple
New / Exited
117 / 59
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 54.5%ETP: 35.1%Other: 4.8%ADR: 2.8%REIT: 1.5%Other: 1.3%
  • Common Stock · 54.5% · $233M
  • ETP · 35.1% · $150M
  • Other · 4.8% · $21M
  • ADR · 2.8% · $12M
  • REIT · 1.5% · $6M
  • Other · 1.3% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WISDOMTREE INTERNATIONAL HIGH DIVIDEND FUNDNEW+40.1K40.1K+$2M$2M
ISHARES 20 YR TREASURY ETFNEW+7.8K7.8K+$1M$1M
ISHARES J.P. MORGAN EM LOCAL CURRENCY BOND ETFNEW+20.8K20.8K+$886,000$886,000
GLOBAL X FINTECH THEMATIC ETFNEW+17.0K17.0K+$751,000$751,000
PANBELA THERAPEUTICS INC COMNEW+184.0K184.0K+$727,000$727,000
GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETFNEW+28.4K28.4K+$712,000$712,000
COMPANHIA SIDERURGICA NACIONALSPONSORED ADR REPSTGORD SHSNEW+41.3K41.3K+$276,000$276,000
SCHWAB SHORT-TERM U.S. TREASURY ETFNEW+4.2K4.2K+$213,000$213,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

50 positions
#IssuerClass% PortfolioValueShares
1AAPLAPPLE INChistory →Stock3.25%$14M113.8K
2SPGIS&P GLOBAL INC COMhistory →Stock3.01%$13M36.6K
3MSFTMICROSOFThistory →Stock2.51%$11M45.6K
4GQ9SPDR GOLD ETFhistory →ETF1.76%$8M47.1K
5VANGUARD DIVIDEND APPRECIATION INDEX FUNDETF1.62%$7M47.3K
6SPDR S&P 500 ETFETF1.45%$6M15.7K
7JPMJPMORGAN CHASE & CO COMhistory →Stock1.35%$6M37.9K
8ISHARES RUSSELL 1000 GROWTH ETFETF1.27%$5M22.4K
9AMZNAMAZON.COM INChistory →Stock1.26%$5M1.7K
10ISHARES MSCI EMERGING MARKETS ETFETF1.26%$5M100.8K
11UNHUNITEDHEALTH GROUPhistory →Stock1.24%$5M14.3K
12BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.19%$5M20.0K
13ISHARES MSCI EAFE ETFETF1.14%$5M64.2K
14ISHARES 1-3 YR TREASURY BOND ETFETF1.11%$5M55.4K
15ABTABBOTT LABS COMhistory →Stock1.09%$5M39.0K
16ISHARES TIPS BOND ETFETF1.08%$5M36.7K
17VANGUARD FTSE EMERGING MARKETS ETFETF1.04%$4M85.7K
18ISHARES S&P U.S. PREFERRED STOCK ETFETF1.04%$4M115.8K
19LFUSLITTELFUSE INCStock0.97%$4M15.8K
20JNJJOHNSON & JOHNSON COMStock0.95%$4M24.7K
21VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFETF0.93%$4M48.1K
22VVISA INCStock0.89%$4M17.9K
23ABBVABBVIE INC COMStock0.84%$4M33.3K
24GBDCGOLUB CAP BDC INCCEF0.82%$4M240.7K
25ADPAUTOMATIC DATA PROCESSING INC COMStock0.79%$3M17.9K
26ISHARES RUSSELL 1000 VALUE ETFETF0.78%$3M22.0K
27ISHARES S&P 500 INDEXETF0.75%$3M8.1K
28METAFACEBOOK INC CL AStock0.73%$3M10.6K
29QCOMQUALCOMM INCStock0.70%$3M22.5K
30XLBMATERIALS SELECT SECTOR SPDRETF0.68%$3M36.9K
31VANGUARD SMALL CAP ETFETF0.68%$3M13.5K
32ACCENTURE LTD BERMUDA CL AStock0.66%$3M10.3K
33ISHARES AMT-FREE MUNI BOND ETFETF0.66%$3M24.3K
34HONGBPHONEYWELL INTL INCStock0.66%$3M13.0K
35ZTSZOETIS INC COM CL AStock0.64%$3M17.4K
36EPDENTERPRISE PRODS PARTNERS L PStock0.62%$3M121.1K
37ISHARES RUSSELL 2000 GROWTH INDEXETF0.62%$3M8.9K
38ISHARES MSCI JAPAN ETFETF0.62%$3M38.8K
39ADBEADOBE SYS INCStock0.62%$3M5.6K
40ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF0.61%$3M51.4K
41GOOGLALPHABET INC CLASS AStock0.60%$3M1.3K
42ITWILLINOIS TOOL WKS INC COMStock0.56%$2M10.8K
43CSCOCISCO SYS INCStock0.56%$2M46.2K
44PEPPEPSICO INC COMStock0.52%$2M15.8K
45ISHARES 0-5 YEAR TIPS BOND ETFETF0.52%$2M20.9K
46NKENIKE INC CLASS BStock0.51%$2M16.3K
47ISHARES DJ SELECT DIVIDENDETF0.49%$2M18.5K
48VANGUARD S&P 500 ETFETF0.49%$2M5.8K
49HDHOME DEPOTStock0.48%$2M6.7K
50MEDTRONIC PLC SHSStock0.47%$2M17.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.