SEC 13F Intelligence

Managers / Q2 2022

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$344M
Q2 2022
Positions
1,592
Filings on Record
15
2019–present window
Filed
Aug 5, 2022
original filing

Summary

Fieldpoint Private Securities, LLC reported $344M in U.S.-listed holdings across 1,592 positions for Q2 2022.

Its largest position, AAPL, represents 4.0% of the portfolio.

Compared with Q1 2022, the fund opened 129 new positions and exited 248.

Portfolio Metrics

Turnover
+6.5%
vs prior filed quarter
Top-10 Concentration
+23.0%
share of reported value
Largest Position
+4.0%
Apple
New / Exited
129 / 248
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 49.4%ETP: 41.1%Other: 4.2%REIT: 1.8%ADR: 1.8%Other: 1.7%
  • Common Stock · 49.4% · $170M
  • ETP · 41.1% · $142M
  • Other · 4.2% · $14M
  • REIT · 1.8% · $6M
  • ADR · 1.8% · $6M
  • Other · 1.7% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WISDOMTREE U.S. MIDCAP DIVIDEND FUNDNEW+89.3K89.3K+$3M$3M
BNLBROADSTONE NET LEASE INC COMNEW+80.8K80.8K+$2M$2M
VANGUARD EXTENDED DURATION TREASURY INDEX FUNDNEW+6.9K6.9K+$691,000$691,000
DFACDIMENSIONAL U.S. CORE EQUITY 2 ETFNEW+15.8K15.8K+$369,000$369,000
MSP RECOVERY INC COM CL ANEW+150.0K150.0K+$321,000$321,000
ISHARES NEW YORK MUNI BOND ETFNEW+5.6K5.6K+$297,000$297,000
OWLBLUE OWL CAPITAL INC COM CL ANEW+29.0K29.0K+$291,000$291,000
OBDCOWL ROCK CAPITAL CORPORATION COMNEW+20.0K20.0K+$247,000$247,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2022

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →Stock3.97%$14M100.1K
2SPGIS&P GLOBAL INC COMhistory →Stock3.60%$12M36.8K
3SPDR S&P 500 ETFETF3.51%$12M32.0K
4ISHARES INTERNATIONAL SELECT DIVIDEND ETFETF2.25%$8M285.3K
5MSFTMICROSOFThistory →Stock2.11%$7M28.3K
6ISHARES DJ SELECT DIVIDENDETF1.91%$7M55.9K
7GQ9SPDR GOLD ETFhistory →ETF1.56%$5M31.8K
8ISHARES S&P U.S. PREFERRED STOCK ETFETF1.41%$5M147.9K
9ISHARES 1-3 YR TREASURY BOND ETFETF1.39%$5M57.8K
10ISHARES RUSSELL 1000 VALUE ETFETF1.35%$5M32.1K
11ABBVABBVIE INC COMhistory →Stock1.29%$4M29.0K
12BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.25%$4M15.8K
13JNJJOHNSON & JOHNSON COMhistory →Stock1.24%$4M24.0K
14ISHARES RUSSELL 1000 GROWTH ETFETF1.22%$4M19.2K
15UNHUNITEDHEALTH GROUPhistory →Stock1.22%$4M8.2K
16ADPAUTOMATIC DATA PROCESSING INC COMhistory →Stock1.14%$4M18.6K
17LFUSLITTELFUSE INChistory →Stock1.13%$4M15.3K
18ISHARES MSCI EMERGING MARKETS ETFETF1.12%$4M96.4K
19WISDOMTREE U.S. MIDCAP DIVIDEND FUNDETF1.01%$3M89.3K
20VANGUARD DIVIDEND APPRECIATION INDEX FUNDETF0.93%$3M22.4K
21ISHARES S&P 500 INDEXETF0.92%$3M8.4K
22ISHARES MSCI EAFE ETFETF0.89%$3M48.9K
23JPMJPMORGAN CHASE & CO COMStock0.87%$3M26.6K
24ABTABBOTT LABS COMStock0.86%$3M27.2K
25AMZNAMAZON.COM INCStock0.82%$3M26.6K
26PROSHARES INVESTMENT GRADE-INTEREST RATE HEDGEDETF0.82%$3M40.7K
27ACCENTURE LTD BERMUDA CL AStock0.80%$3M10.0K
28QCOMQUALCOMM INCStock0.76%$3M20.6K
29EPDENTERPRISE PRODS PARTNERS L PStock0.76%$3M108.0K
30ISHARES AMT-FREE MUNI BOND ETFETF0.76%$3M24.4K
31VANGUARD FTSE EMERGING MARKETS ETFETF0.75%$3M62.2K
32VANGUARD SMALL CAP ETFETF0.74%$3M14.5K
33ISHARES TIPS BOND ETFETF0.73%$3M22.2K
34ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF0.73%$3M50.5K
35PEPPEPSICO INC COMStock0.71%$2M14.6K
36GOOGLALPHABET INC CLASS AStock0.70%$2M1.1K
37EXMOCEXXON MOBIL CORP COMStock0.64%$2M25.7K
38WISDOMTREE EMERGING MARKETS EQUITY INCOME ETFETF0.63%$2M58.6K
39VANGUARD S&P 500 ETFETF0.62%$2M6.2K
40XLFFINANCIAL SELECT SECTOR SPDRETF0.61%$2M66.4K
41HONGBPHONEYWELL INTL INCStock0.57%$2M11.3K
42ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDETF0.56%$2M27.6K
43ISHARES RUSSELL 2000 GROWTH INDEXETF0.56%$2M9.3K
44VANGUARD MID CAPETF0.55%$2M9.6K
45WEPMAGELLAN MIDSTREAM PARTNERS LPStock0.54%$2M38.6K
46MAMASTERCARD INCStock0.52%$2M5.7K
47GBDCGOLUB CAP BDC INCCEF0.49%$2M129.7K
48WISDOMTREE SMALLCAP DIVIDENDETF0.49%$2M59.4K
49LLYLILLY ELI & CO COMStock0.48%$2M5.2K
50BNLBROADSTONE NET LEASE INC COMREIT0.48%$2M80.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.