SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$339M
Q3 2020
Positions
275
Filings on Record
15
2019–present window
Filed
Oct 23, 2020
original filing

Summary

Fieldpoint Private Securities, LLC reported $339M in U.S.-listed holdings across 275 positions for Q3 2020.

Its largest position, AAPL, represents 4.2% of the portfolio.

Compared with Q2 2020, the fund opened 36 new positions and exited 11.

Portfolio Metrics

Turnover
+6.0%
vs prior filed quarter
Top-10 Concentration
+23.5%
share of reported value
Largest Position
+4.2%
Apple
New / Exited
36 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 55.3%ETP: 34.7%Other: 5.3%ADR: 2.3%REIT: 1.2%Other: 1.1%
  • Common Stock · 55.3% · $188M
  • ETP · 34.7% · $118M
  • Other · 5.3% · $18M
  • ADR · 2.3% · $8M
  • REIT · 1.2% · $4M
  • Other · 1.1% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SLVISHARES SILVER TRUST ETFNEW+126.7K126.7K+$3M$3M
VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFNEW+23.2K23.2K+$2M$2M
XLBMATERIALS SELECT SECTOR SPDRNEW+21.4K21.4K+$1M$1M
GBDCGOLUB CAP BDC INCNEW+84.5K84.5K+$1M$1M
ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUNDNEW+57.7K57.7K+$1M$1M
ISHARES CORE MSCI EMERGING MARKETS ETFNEW+14.3K14.3K+$757,000$757,000
UCTTULTRA CLEAN HOLDINGS INCNEW+33.7K33.7K+$722,000$722,000
ISHARES DOW JONES US HOME CONST (ETF)NEW+11.7K11.7K+$665,000$665,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →Stock4.23%$14M123.8K
2SPGIS&P GLOBAL INC COMhistory →Stock4.05%$14M38.1K
3MSFTMICROSOFThistory →Stock2.93%$10M47.3K
4GQ9SPDR GOLD ETFhistory →ETF2.42%$8M46.4K
5AMZNAMAZON.COM INChistory →Stock2.33%$8M2.5K
6VANGUARD S&P 500 ETFETF1.74%$6M19.2K
7ISHARES RUSSELL 1000 GROWTH ETFETF1.65%$6M25.8K
8ISHARES 1-3 YR TREASURY BOND ETFETF1.39%$5M54.6K
9ISHARES TIPS BOND ETFETF1.38%$5M36.9K
10SPDR S&P 500 ETFETF1.36%$5M13.8K
11ISHARES MSCI EMERGING MARKETS ETFETF1.31%$4M100.5K
12UNHUNITEDHEALTH GROUPhistory →Stock1.30%$4M14.2K
13ADBEADOBE SYS INChistory →Stock1.25%$4M8.6K
14ABTABBOTT LABS COMhistory →Stock1.25%$4M38.9K
15JNJJOHNSON & JOHNSON COMhistory →Stock1.15%$4M26.2K
16ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDETF1.13%$4M59.9K
17JPMJPMORGAN CHASE & CO COMhistory →Stock1.11%$4M39.2K
18VANGUARD FTSE EMERGING MARKETS ETFETF1.11%$4M86.9K
19ZTSZOETIS INC COM CL Ahistory →Stock1.06%$4M21.8K
20VVISA INChistory →Stock1.04%$4M17.7K
21ISHARES MSCI EAFE ETFETF1.04%$4M55.4K
22BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.00%$3M16.0K
23ARK INNOVATION ETFETF0.91%$3M33.6K
24METAFACEBOOK INC CL AStock0.90%$3M11.7K
25INTCINTEL CORP COMStock0.89%$3M58.4K
26VANGUARD SMALL CAP ETFETF0.84%$3M18.5K
27NDQPOWERSHARES QQQ TRETF0.83%$3M10.2K
28ISHARES AMT-FREE MUNI BOND ETFETF0.83%$3M24.3K
29LFUSLITTELFUSE INCStock0.82%$3M15.8K
30ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF0.77%$3M51.8K
31QCOMQUALCOMM INCStock0.76%$3M22.0K
32SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFETF0.74%$3M36.3K
33ACCENTURE LTD BERMUDA CL AStock0.74%$3M11.1K
34ADPAUTOMATIC DATA PROCESSING INC COMStock0.72%$2M17.6K
35ABBVABBVIE INC COMStock0.69%$2M26.8K
36PEPPEPSICO INC COMStock0.66%$2M16.2K
37NKENIKE INC CLASS BStock0.65%$2M17.7K
38SLVISHARES SILVER TRUST ETFETF0.63%$2M99.2K
39ITWILLINOIS TOOL WKS INC COMStock0.62%$2M10.8K
40GOOGALPHABET INC CAP STK CL CStock0.60%$2M1.4K
41GOOGLALPHABET INC CLASS AStock0.60%$2M1.4K
42ISHARES MSCI JAPAN ETFETF0.60%$2M34.4K
43HONGBPHONEYWELL INTL INCStock0.60%$2M12.3K
44VANGUARD FTSE ALL-WORLD EX-USETF0.59%$2M40.0K
45CSCOCISCO SYS INCStock0.59%$2M50.9K
46ISHARES RUSSELL 2000 GROWTH INDEXETF0.58%$2M8.9K
47MDYS & P MID CAP 400 DEP RCPTS MID CAPETF0.57%$2M5.7K
48EPDENTERPRISE PRODS PARTNERS L PStock0.56%$2M121.2K
49MAMASTERCARD INCStock0.56%$2M5.6K
50MRKMERCK & CO INCStock0.56%$2M22.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.