SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$440M
Q4 2020
Positions
1,581
Filings on Record
15
2019–present window
Filed
Jan 28, 2021
original filing

Summary

Fieldpoint Private Securities, LLC reported $440M in U.S.-listed holdings across 1,581 positions for Q4 2020.

Its largest position, AAPL, represents 3.7% of the portfolio.

Compared with Q3 2020, the fund opened 1313 new positions and exited 5.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+19.2%
share of reported value
Largest Position
+3.7%
Apple
New / Exited
1313 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 54.8%ETP: 34.9%Other: 5.0%ADR: 2.8%REIT: 1.4%Other: 1.2%
  • Common Stock · 54.8% · $241M
  • ETP · 34.9% · $154M
  • Other · 5.0% · $22M
  • ADR · 2.8% · $12M
  • REIT · 1.4% · $6M
  • Other · 1.2% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BIDUNBAIDU COM ADRNEW+6.1K6.1K+$1M$1M
PROSHARES RUSSELL 2000 DIVIDEND GROWERS ETFNEW+20.1K20.1K+$1M$1M
ISHARES CORE S&P MID CAP ETFNEW+4.6K4.6K+$1M$1M
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETFNEW+16.4K16.4K+$994,000$994,000
ULTAULTA SALON COSMETICS & FRAGRANCE INC COMNEW+3.3K3.3K+$957,000$957,000
ISHARES S&P SMALLCAP 600 ETFNEW+9.4K9.4K+$862,000$862,000
ISHARES RUSSELL 2000 ETFNEW+3.8K3.8K+$752,000$752,000
RFREGIONS FINANCIAL CORP NEWNEW+37.9K37.9K+$611,000$611,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →Stock3.71%$16M123.0K
2SPGIS&P GLOBAL INC COMhistory →Stock2.80%$12M37.5K
3MSFTMICROSOFThistory →Stock2.46%$11M48.6K
4GQ9SPDR GOLD ETFhistory →ETF2.21%$10M54.5K
5ISHARES RUSSELL 1000 GROWTH ETFETF1.42%$6M25.9K
6AMZNAMAZON.COM INChistory →Stock1.39%$6M1.9K
7VANGUARD S&P 500 ETFETF1.35%$6M17.3K
8ARK INNOVATION ETFETF1.34%$6M47.5K
9SPDR S&P 500 ETFETF1.33%$6M15.7K
10UNHUNITEDHEALTH GROUPhistory →Stock1.22%$5M15.4K
11ISHARES MSCI EMERGING MARKETS ETFETF1.19%$5M101.2K
12JPMJPMORGAN CHASE & CO COMhistory →Stock1.13%$5M39.0K
13ADBEADOBE SYS INChistory →Stock1.08%$5M9.5K
14ISHARES 1-3 YR TREASURY BOND ETFETF1.08%$5M54.9K
15ISHARES MSCI EAFE ETFETF1.07%$5M64.6K
16ISHARES TIPS BOND ETFETF1.07%$5M36.7K
17BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.06%$5M20.1K
18VANGUARD FTSE EMERGING MARKETS ETFETF1.03%$5M90.8K
19ABTABBOTT LABS COMhistory →Stock1.03%$5M41.3K
20VVISA INCStock0.98%$4M19.7K
21LFUSLITTELFUSE INCStock0.91%$4M15.7K
22SLVISHARES SILVER TRUST ETFETF0.88%$4M157.6K
23JNJJOHNSON & JOHNSON COMStock0.88%$4M24.6K
24ZTSZOETIS INC COM CL AStock0.87%$4M23.2K
25ABBVABBVIE INC COMStock0.87%$4M35.8K
26ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDETF0.84%$4M54.4K
27METAFACEBOOK INC CL AStock0.81%$4M13.1K
28VANGUARD SMALL CAP ETFETF0.81%$4M18.2K
29ISHARES S&P U.S. PREFERRED STOCK ETFETF0.80%$4M91.6K
30VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFETF0.78%$3M42.0K
31QCOMQUALCOMM INCStock0.77%$3M22.2K
32ADPAUTOMATIC DATA PROCESSING INC COMStock0.75%$3M18.7K
33ACCENTURE LTD BERMUDA CL AStock0.72%$3M12.2K
34SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFETF0.70%$3M37.0K
35ISHARES RUSSELL 1000 VALUE ETFETF0.69%$3M22.3K
36NDQPOWERSHARES QQQ TRETF0.69%$3M9.7K
37ISHARES S&P 500 INDEXETF0.68%$3M7.9K
38NKENIKE INC CLASS BStock0.66%$3M20.5K
39ISHARES AMT-FREE MUNI BOND ETFETF0.65%$3M24.3K
40HONGBPHONEYWELL INTL INCStock0.64%$3M13.2K
41GBDCGOLUB CAP BDC INCCEF0.62%$3M193.5K
42ISHARES MSCI JAPAN ETFETF0.60%$3M38.9K
43ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF0.59%$3M51.4K
44ISHARES RUSSELL 2000 GROWTH INDEXETF0.58%$3M8.9K
45VANGUARD EMERGING MARKETS GOVERNMENT BOND ETFETF0.56%$2M30.0K
46TSLATESLA MOTORS INCStock0.56%$2M3.5K
47ITWILLINOIS TOOL WKS INC COMStock0.55%$2M11.8K
48MDYS & P MID CAP 400 DEP RCPTS MID CAPETF0.55%$2M5.7K
49EPDENTERPRISE PRODS PARTNERS L PStock0.54%$2M120.7K
50GOOGLALPHABET INC CLASS AStock0.54%$2M1.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.