SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$457M
Q2 2021
Positions
1,614
Filings on Record
15
2019–present window
Filed
Aug 12, 2021
original filing

Summary

Fieldpoint Private Securities, LLC reported $457M in U.S.-listed holdings across 1,614 positions for Q2 2021.

Its largest position, AAPL, represents 3.6% of the portfolio.

Compared with Q1 2021, the fund opened 76 new positions and exited 89.

Portfolio Metrics

Turnover
+7.7%
vs prior filed quarter
Top-10 Concentration
+20.2%
share of reported value
Largest Position
+3.6%
Apple
New / Exited
76 / 89
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 56.4%ETP: 33.7%Other: 4.5%ADR: 2.6%REIT: 1.5%Other: 1.2%
  • Common Stock · 56.4% · $258M
  • ETP · 33.7% · $154M
  • Other · 4.5% · $21M
  • ADR · 2.6% · $12M
  • REIT · 1.5% · $7M
  • Other · 1.2% · $6M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XLEENERGY SELECT SECTOR SPDRNEW+12.1K12.1K+$602,000$602,000
EPAMEPAM SYSTEMS INCNEW+644644+$389,000$389,000
X-TRACKERS MSCI EAFE HEDGED EQUITY ETFNEW+7.0K7.0K+$269,000$269,000
GENERAL ELECTRIC CO COMNEW+1.1K1.1K+$118,000$118,000
SEAGATE TECHNOLOGYNEW+1.2K1.2K+$115,000$115,000
FL8FLUSHING FINL CORPNEW+4.9K4.9K+$113,000$113,000
ELP1COMPANHIA PARANAENSE DE ENERGIA-(COPEL)-SPONSORED ADRNEW+12.6K12.6K+$77,000$77,000
FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FDNEW+275275+$66,000$66,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

50 positions
#IssuerClass% PortfolioValueShares
1AAPLAPPLE INChistory →Stock3.55%$16M111.5K
2SPGIS&P GLOBAL INC COMhistory →Stock3.45%$16M36.3K
3MSFTMICROSOFThistory →Stock2.91%$13M46.5K
4SPDR S&P 500 ETFETF2.17%$10M22.4K
5GQ9SPDR GOLD ETFhistory →ETF1.77%$8M50.0K
6JPMJPMORGAN CHASE & CO COMhistory →Stock1.36%$6M39.0K
7UNHUNITEDHEALTH GROUPhistory →Stock1.31%$6M14.5K
8ISHARES RUSSELL 1000 GROWTH ETFETF1.27%$6M20.7K
9ISHARES S&P U.S. PREFERRED STOCK ETFETF1.26%$6M147.4K
10ISHARES MSCI EAFE ETFETF1.11%$5M63.3K
11AMZNAMAZON.COM INChistory →Stock1.08%$5M1.5K
12VANGUARD DIVIDEND APPRECIATION INDEX FUNDETF1.08%$5M30.6K
13ISHARES MSCI EMERGING MARKETS ETFETF1.05%$5M92.3K
14ABTABBOTT LABS COMhistory →Stock1.05%$5M39.2K
15ISHARES 1-3 YR TREASURY BOND ETFETF1.00%$5M52.8K
16VVISA INCStock0.98%$4M18.8K
17BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWStock0.96%$4M15.1K
18VANGUARD FTSE EMERGING MARKETS ETFETF0.93%$4M82.6K
19JNJJOHNSON & JOHNSON COMStock0.91%$4M23.9K
20LFUSLITTELFUSE INCStock0.90%$4M15.3K
21METAFACEBOOK INC CL AStock0.88%$4M11.2K
22ABBVABBVIE INC COMStock0.87%$4M34.7K
23ADPAUTOMATIC DATA PROCESSING INC COMStock0.85%$4M17.8K
24GOOGLALPHABET INC CLASS AStock0.80%$4M1.3K
25ISHARES RUSSELL 1000 VALUE ETFETF0.79%$4M22.2K
26ISHARES S&P 500 INDEXETF0.78%$4M8.1K
27ADBEADOBE SYS INCStock0.75%$3M5.5K
28ZTSZOETIS INC COM CL AStock0.75%$3M17.2K
29QCOMQUALCOMM INCStock0.70%$3M21.8K
30HONGBPHONEYWELL INTL INCStock0.68%$3M13.4K
31ACCENTURE LTD BERMUDA CL AStock0.68%$3M9.7K
32VANGUARD SMALL CAP ETFETF0.66%$3M13.5K
33NKENIKE INC CLASS BStock0.64%$3M17.1K
34ISHARES AMT-FREE MUNI BOND ETFETF0.63%$3M24.4K
35GOOGALPHABET INC CAP STK CL CStock0.59%$3M975
36CSCOCISCO SYS INCStock0.57%$3M47.2K
37ISHARES TR RUSSELL MIDCAP INDEX FDETF0.57%$3M32.5K
38ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF0.57%$3M51.3K
39ISHARES TIPS BOND ETFETF0.57%$3M20.2K
40ISHARES RUSSELL 2000 GROWTH INDEXETF0.57%$3M8.6K
41VANGUARD EUROPEANETF0.57%$3M37.3K
42ITWILLINOIS TOOL WKS INC COMStock0.56%$3M11.1K
43ISHARES 0-5 YEAR TIPS BOND ETFETF0.56%$3M24.1K
44EPDENTERPRISE PRODS PARTNERS L PStock0.54%$2M109.3K
45GBDCGOLUB CAP BDC INCCEF0.53%$2M153.8K
46HDHOME DEPOTStock0.53%$2M7.2K
47PEPPEPSICO INC COMStock0.52%$2M15.5K
48VANGUARD S&P 500 ETFETF0.52%$2M5.9K
49ISHARES DJ SELECT DIVIDENDETF0.51%$2M19.8K
50TMOTHERMO FISHER SCIENTIFIC INC COMStock0.50%$2M4.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.