SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$276M
Q3 2019
Positions
765
Filings on Record
15
2019–present window
Filed
Nov 7, 2019
original filing

Summary

Fieldpoint Private Securities, LLC reported $276M in U.S.-listed holdings across 765 positions for Q3 2019.

Its largest position, SPGI, represents 3.2% of the portfolio.

Compared with Q2 2019, the fund opened 38 new positions and exited 46.

Portfolio Metrics

Turnover
+4.3%
vs prior filed quarter
Top-10 Concentration
+19.6%
share of reported value
Largest Position
+3.2%
S P Global Inc Com
New / Exited
38 / 46
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 52.6%ETP: 32.9%Other: 7.8%MLP: 2.4%ADR: 1.9%Other: 2.4%
  • Common Stock · 52.6% · $145M
  • ETP · 32.9% · $91M
  • Other · 7.8% · $21M
  • MLP · 2.4% · $7M
  • ADR · 1.9% · $5M
  • Other · 2.4% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
UGIUGI CORP NEW COMNEW+10.1K10.1K+$510,000$510,000
SERVICE PPTYS TR COM SH BEN INTNEW+7.0K7.0K+$182,000$182,000
MXIMMAXIM INTEGRATED PRODSNEW+2.1K2.1K+$121,000$121,000
IAA-WUSDIAA INC COMNEW+2.5K2.5K+$104,000$104,000
NYTNEW YORK TIMES CO CL ANEW+2.9K2.9K+$83,000$83,000
PAYCPAYCOM SOFTWARE INC COMNEW+387387+$81,000$81,000
NSPINSPERITY INCNEW+746746+$74,000$74,000
MSCIMSCI INC COMNEW+331331+$72,000$72,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

49 positions
#IssuerClass% PortfolioValueShares
1SPGIS&P GLOBAL INC COMhistory →Stock3.16%$9M35.6K
2ISHARES MSCI EMERGING MARKETS ETFETF2.49%$7M168.1K
3AAPLAPPLE INChistory →Stock2.31%$6M28.4K
4SPDR S&P 500 ETFETF2.07%$6M19.2K
5MSFTMICROSOFThistory →Stock2.04%$6M40.4K
6ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF1.89%$5M102.1K
7ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDETF1.70%$5M73.1K
8JPMJPMORGAN CHASE & CO COMhistory →Stock1.62%$4M38.1K
9ISHARES 1-3 YR TREASURY BOND ETFETF1.58%$4M51.4K
10ISHARES TIPS BOND ETFETF1.47%$4M34.8K
11ISHARES MSCI EAFE ETFETF1.38%$4M58.6K
12LFUSLITTELFUSE INChistory →Stock1.23%$3M19.1K
13ADPAUTOMATIC DATA PROCESSING INC COMhistory →Stock1.22%$3M20.9K
14BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.21%$3M16.1K
15AMZNAMAZON.COM INChistory →Stock1.16%$3M1.9K
16EPDENTERPRISE PRODS PARTNERS L Phistory →Stock1.16%$3M111.7K
17GQ9SPDR GOLD ETFhistory →ETF1.15%$3M22.9K
18CSCOCISCO SYS INChistory →Stock1.09%$3M60.9K
19ISHARES RUSSELL 1000 GROWTH ETFETF1.08%$3M18.6K
20JNJJOHNSON & JOHNSON COMhistory →Stock1.04%$3M22.1K
21ISHARES AMT-FREE MUNI BOND ETFETF0.99%$3M24.0K
22ABTABBOTT LABS COMStock0.94%$3M31.1K
23ZTSZOETIS INC COM CL AStock0.93%$3M20.7K
24EXMOCEXXON MOBIL CORP COMStock0.92%$3M36.1K
25VVISA INCStock0.91%$3M14.6K
26UNHUNITEDHEALTH GROUPStock0.89%$2M11.3K
27SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFETF0.86%$2M45.3K
28VANGUARD SMALL CAP ETFETF0.83%$2M14.8K
29WEPMAGELLAN MIDSTREAM PARTNERS LPStock0.80%$2M33.4K
30ADBEADOBE SYS INCStock0.76%$2M7.6K
31HONGBPHONEYWELL INTL INCStock0.76%$2M12.3K
32PEPPEPSICO INC COMStock0.74%$2M14.9K
33VANGUARD FTSE ALL-WORLD EX-USETF0.73%$2M40.1K
34ISHARES RUSSELL 1000 VALUE ETFETF0.71%$2M15.3K
35MDYS & P MID CAP 400 DEP RCPTS MID CAPETF0.68%$2M5.3K
36SPDR SERIES TRUST KBW BK ETFETF0.65%$2M41.7K
37FISVFISERV INCStock0.65%$2M17.2K
38ISHARES IBONDS DEC 2021 TERM MUNI BOND ETFETF0.64%$2M68.7K
39MRKMERCK & CO INCStock0.63%$2M20.8K
40METAFACEBOOK INC CL AStock0.63%$2M9.8K
41IPATH DJ-UBS COMMODITY TOTAL RETURN ETNETF0.62%$2M78.4K
42ISHARES IBONDS SEP 2020 TERM MUNI BOND ETFETF0.60%$2M65.0K
43ITWILLINOIS TOOL WKS INC COMStock0.60%$2M10.6K
44VANGUARD REIT INDEX ETFETF0.59%$2M17.4K
45ISHARES IBONDS DEC 2022 TERM MUNI BOND ETFETF0.59%$2M61.9K
46ISHARES RUSSELL 2000 GROWTH INDEXETF0.58%$2M8.3K
47QCOMQUALCOMM INCStock0.57%$2M20.6K
48ISHARES AGGREGATE BOND ETFETF0.55%$2M13.3K
49MEDTRONIC PLC SHSStock0.54%$2M13.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.