SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$259M
Q1 2020
Positions
353
Filings on Record
15
2019–present window
Filed
May 11, 2020
original filing

Summary

Fieldpoint Private Securities, LLC reported $259M in U.S.-listed holdings across 353 positions for Q1 2020.

Its largest position, SPGI, represents 3.4% of the portfolio.

Compared with Q4 2019, the fund opened 7 new positions and exited 395.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+20.8%
share of reported value
Largest Position
+3.4%
S P Global Inc Com
New / Exited
7 / 395
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 56.3%ETP: 32.0%Other: 7.4%MLP: 1.3%ADR: 1.3%Other: 1.7%
  • Common Stock · 56.3% · $146M
  • ETP · 32.0% · $83M
  • Other · 7.4% · $19M
  • MLP · 1.3% · $3M
  • ADR · 1.3% · $3M
  • Other · 1.7% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
RTXRAYTHEON TECHNOLOGIES CORP COMNEW+6.9K6.9K+$653,000$653,000
VIRTVIRTU FINL INC CL ANEW+16.0K16.0K+$333,000$333,000
ISHARES TR RUSSELL MIDCAP INDEX FDNEW+7.3K7.3K+$314,000$314,000
ISHARES MSCI EAFE VALUE INDEX ETFNEW+5.6K5.6K+$201,000$201,000
AWMSKYWORKS SOLUTIONS INC COMNEW+00+$0$0
MMACYS INC COMNEW+00+$0$0
BDXBECTON DICKINSON & CO COMNEW+00+$0$0
MLB1MERCADOLIBRE INCADDED+1.1K1.2K+$546,000$568,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPGIS&P GLOBAL INC COMhistory →Stock3.43%$9M36.3K
2AAPLAPPLE INChistory →Stock2.87%$7M29.2K
3MSFTMICROSOFThistory →Stock2.68%$7M44.0K
4VANGUARD S&P 500 ETFETF2.02%$5M22.2K
5SPDR S&P 500 ETFETF1.97%$5M19.8K
6ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF1.88%$5M100.2K
7ISHARES 1-3 YR TREASURY BOND ETFETF1.78%$5M53.4K
8ISHARES TIPS BOND ETFETF1.59%$4M35.1K
9AMZNAMAZON.COM INChistory →Stock1.54%$4M2.1K
10GQ9SPDR GOLD ETFhistory →ETF1.51%$4M26.4K
11ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDETF1.49%$4M71.7K
12ISHARES MSCI EMERGING MARKETS ETFETF1.44%$4M109.4K
13JPMJPMORGAN CHASE & CO COMhistory →Stock1.30%$3M37.5K
14ADPAUTOMATIC DATA PROCESSING INC COMhistory →Stock1.22%$3M23.2K
15ISHARES MSCI EAFE ETFETF1.21%$3M58.6K
16UNHUNITEDHEALTH GROUPhistory →Stock1.18%$3M12.3K
17JNJJOHNSON & JOHNSON COMhistory →Stock1.17%$3M23.2K
18BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.13%$3M16.0K
19ABTABBOTT LABS COMhistory →Stock1.12%$3M36.8K
20ISHARES RUSSELL 1000 GROWTH ETFETF1.09%$3M18.8K
21VANGUARD FTSE EMERGING MARKETS ETFETF1.09%$3M84.5K
22LFUSLITTELFUSE INChistory →Stock1.06%$3M20.6K
23ISHARES AMT-FREE MUNI BOND ETFETF1.05%$3M24.0K
24ADBEADOBE SYS INChistory →Stock1.01%$3M8.2K
25ZTSZOETIS INC COM CL Ahistory →Stock1.00%$3M22.1K
26VVISA INCStock0.98%$3M15.8K
27CSCOCISCO SYS INCStock0.98%$3M64.4K
28ABBVABBVIE INC COMStock0.76%$2M26.0K
29PEPPEPSICO INC COMStock0.74%$2M16.0K
30METAFACEBOOK INC CL AStock0.72%$2M11.2K
31VANGUARD SMALL CAP ETFETF0.69%$2M15.6K
32ISHARES IBONDS DEC 2021 TERM MUNI BOND ETFETF0.68%$2M69.2K
33EPDENTERPRISE PRODS PARTNERS L PStock0.66%$2M120.0K
34NDQPOWERSHARES QQQ TRETF0.66%$2M8.9K
35FISVFISERV INCStock0.64%$2M17.6K
36ISHARES IBONDS SEP 2020 TERM MUNI BOND ETFETF0.64%$2M65.5K
37HONGBPHONEYWELL INTL INCStock0.64%$2M12.4K
38VANGUARD FTSE ALL-WORLD EX-USETF0.63%$2M40.0K
39MRKMERCK & CO INCStock0.63%$2M21.3K
40SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFETF0.63%$2M34.1K
41ISHARES IBONDS DEC 2022 TERM MUNI BOND ETFETF0.62%$2M61.9K
42GOOGALPHABET INC CAP STK CL CStock0.61%$2M1.4K
43ISHARES AGGREGATE BOND ETFETF0.60%$2M13.5K
44ITWILLINOIS TOOL WKS INC COMStock0.58%$1M10.5K
45MDYS & P MID CAP 400 DEP RCPTS MID CAPETF0.56%$1M5.6K
46ISHARES RUSSELL 2000 GROWTH INDEXETF0.55%$1M9.1K
47ISHARES 0-5 YEAR TIPS BOND ETFETF0.54%$1M14.1K
48QCOMQUALCOMM INCStock0.54%$1M20.8K
49ISHARES RUSSELL 1000 VALUE ETFETF0.54%$1M14.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.