SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$342M
Q4 2019
Positions
829
Filings on Record
15
2019–present window
Filed
Feb 10, 2020
original filing

Summary

Fieldpoint Private Securities, LLC reported $342M in U.S.-listed holdings across 829 positions for Q4 2019.

Its largest position, SPGI, represents 2.9% of the portfolio.

Compared with Q3 2019, the fund opened 50 new positions and exited 113.

Portfolio Metrics

Turnover
+2.2%
vs prior filed quarter
Top-10 Concentration
+17.9%
share of reported value
Largest Position
+2.9%
S P Global Inc Com
New / Exited
50 / 113
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 57.5%ETP: 29.5%Other: 7.0%MLP: 2.1%ADR: 1.7%Other: 2.2%
  • Common Stock · 57.5% · $196M
  • ETP · 29.5% · $101M
  • Other · 7.0% · $24M
  • MLP · 2.1% · $7M
  • ADR · 1.7% · $6M
  • Other · 2.2% · $7M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LULULULULEMON ATHLETICA INCNEW+2.3K2.3K+$529,000$529,000
VANGUARD SHORT TERM BONDNEW+4.3K4.3K+$349,000$349,000
BRK/ABERKSHIRE HATHAWAY INC DEL CL ANEW+11+$340,000$340,000
TDYTELEDYNE TECHNOLOGIES INCNEW+584584+$202,000$202,000
NOVOCURE LTD ORD SHSNEW+1.8K1.8K+$148,000$148,000
BHCBAUSCH HEALTH COS INC COMNEW+3.5K3.5K+$104,000$104,000
UTGREAVES UTIL INCOME FD COM SH BEN INTNEW+2.7K2.7K+$99,000$99,000
CBS CORP CL BNEW+2.3K2.3K+$96,000$96,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

49 positions
#IssuerClass% PortfolioValueShares
1SPGIS&P GLOBAL INC COMhistory →Stock2.90%$10M36.3K
2AAPLAPPLE INChistory →Stock2.59%$9M30.1K
3ISHARES MSCI EMERGING MARKETS ETFETF2.27%$8M172.5K
4MSFTMICROSOFThistory →Stock1.91%$7M41.4K
5SPDR S&P 500 ETFETF1.79%$6M19.0K
6JPMJPMORGAN CHASE & CO COMhistory →Stock1.54%$5M37.8K
7ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF1.49%$5M100.2K
8ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDETF1.41%$5M73.5K
9ISHARES 1-3 YR TREASURY BOND ETFETF1.29%$4M52.1K
10VANGUARD S&P 500 ETFETF1.25%$4M14.4K
11ISHARES MSCI EAFE ETFETF1.21%$4M59.4K
12ISHARES TIPS BOND ETFETF1.19%$4M34.8K
13LFUSLITTELFUSE INChistory →Stock1.14%$4M20.4K
14ADPAUTOMATIC DATA PROCESSING INC COMhistory →Stock1.13%$4M22.6K
15BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.08%$4M16.3K
16AMZNAMAZON.COM INChistory →Stock1.03%$4M1.9K
17EPDENTERPRISE PRODS PARTNERS L Phistory →Stock1.01%$3M122.2K
18UNHUNITEDHEALTH GROUPhistory →Stock1.01%$3M11.7K
19ISHARES RUSSELL 1000 GROWTH ETFETF0.97%$3M18.8K
20JNJJOHNSON & JOHNSON COMStock0.96%$3M22.6K
21GQ9SPDR GOLD ETFETF0.96%$3M22.9K
22CSCOCISCO SYS INCStock0.90%$3M63.9K
23ABTABBOTT LABS COMStock0.87%$3M34.2K
24VVISA INCStock0.85%$3M15.4K
25ZTSZOETIS INC COM CL AStock0.84%$3M21.8K
26ISHARES AMT-FREE MUNI BOND ETFETF0.80%$3M24.0K
27ADBEADOBE SYS INCStock0.77%$3M7.9K
28EXMOCEXXON MOBIL CORP COMStock0.76%$3M37.2K
29VANGUARD SMALL CAP ETFETF0.73%$2M15.0K
30WEPMAGELLAN MIDSTREAM PARTNERS LPStock0.71%$2M38.7K
31SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFETF0.69%$2M42.4K
32HONGBPHONEYWELL INTL INCStock0.67%$2M13.0K
33ABBVABBVIE INC COMStock0.65%$2M25.2K
34VANGUARD FTSE ALL-WORLD EX-USETF0.63%$2M40.0K
35PEPPEPSICO INC COMStock0.62%$2M15.6K
36ISHARES RUSSELL 1000 VALUE ETFETF0.62%$2M15.5K
37METAFACEBOOK INC CL AStock0.59%$2M9.9K
38FISVFISERV INCStock0.58%$2M17.2K
39IPATH DJ-UBS COMMODITY TOTAL RETURN ETNETF0.58%$2M87.0K
40SPDR SERIES TRUST KBW BK ETFETF0.58%$2M41.9K
41ISHARES RUSSELL 2000 GROWTH INDEXETF0.58%$2M9.2K
42MDYS & P MID CAP 400 DEP RCPTS MID CAPETF0.56%$2M5.1K
43ITWILLINOIS TOOL WKS INC COMStock0.55%$2M10.6K
44MRKMERCK & CO INCStock0.55%$2M20.7K
45QCOMQUALCOMM INCStock0.53%$2M20.4K
46NDQPOWERSHARES QQQ TRETF0.52%$2M8.3K
47ISHARES IBONDS DEC 2021 TERM MUNI BOND ETFETF0.52%$2M68.7K
48SWKSTANLEY BLACK & DECKER INC COMStock0.51%$2M10.6K
49GOOGALPHABET INC CAP STK CL CStock0.51%$2M1.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.