SEC 13F Intelligence

Managers / Q4 2018 · view latest →

Fieldpoint Private Securities, LLC

CIK 0001706170 · 100 FIELD POINT ROAD, GREENWICH, CT, 06830 · 2034139300

Reported Value
$225M
Q4 2018
Positions
395
Filings on Record
15
2019–present window
Filed
Feb 11, 2019
original filing

Summary

Fieldpoint Private Securities, LLC reported $225M in U.S.-listed holdings across 395 positions for Q4 2018.

Its largest position, Ishares Msci Floating Rate Not E Funding Etf, represents 2.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+20.2%
share of reported value
Largest Position
+2.8%
Ishares Msci Floating Rate Not E Funding Etf

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $225MQ4 ’18Q1 ’19: $242MQ2 ’19: $319MQ2 ’19Q3 ’19: $276MQ4 ’19: $342MQ4 ’19Q1 ’20: $259MQ2 ’20: $296MQ2 ’20Q3 ’20: $339MQ4 ’20: $440MQ4 ’20Q1 ’21: $428MQ2 ’21: $457MQ2 ’21Q3 ’21: $452MQ4 ’21: $510MQ4 ’21Q1 ’22: $485MQ2 ’22: $344MQ2 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 47.4%ETP: 39.1%Other: 6.9%MLP: 3.2%REIT: 1.6%Other: 1.8%
  • Common Stock · 47.4% · $107M
  • ETP · 39.1% · $88M
  • Other · 6.9% · $15M
  • MLP · 3.2% · $7M
  • REIT · 1.6% · $4M
  • Other · 1.8% · $4M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES MSCI FLOATING RATE NOT E FUNDING ETFNEW+125.3K125.3K+$6M$6M
SPGIS&P GLOBAL INC COMNEW+35.6K35.6K+$6M$6M
AAPLAPPLE INCNEW+33.1K33.1K+$5M$5M
ISHARES TIPS BOND ETFNEW+46.9K46.9K+$5M$5M
VANGUARD EUROPEANNEW+85.1K85.1K+$4M$4M
JPMJPMORGAN CHASE & CO COMNEW+40.1K40.1K+$4M$4M
MSFTMICROSOFTNEW+37.8K37.8K+$4M$4M
BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWNEW+18.4K18.4K+$4M$4M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES MSCI FLOATING RATE NOT E FUNDING ETFETF2.80%$6M125.3K
2SPGIS&P GLOBAL INC COMhistory →Stock2.68%$6M35.6K
3AAPLAPPLE INChistory →Stock2.32%$5M33.1K
4ISHARES TIPS BOND ETFETF2.28%$5M46.9K
5VANGUARD EUROPEANETF1.83%$4M85.1K
6JPMJPMORGAN CHASE & CO COMhistory →Stock1.74%$4M40.1K
7MSFTMICROSOFThistory →Stock1.70%$4M37.8K
8BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEWhistory →Stock1.66%$4M18.4K
9ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FDETF1.62%$4M69.7K
10ISHARES MSCI EAFE ETFETF1.59%$4M60.9K
11AMZNAMAZON.COM INChistory →Stock1.52%$3M2.3K
12LFUSLITTELFUSE INChistory →Stock1.47%$3M19.3K
13SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFETF1.40%$3M67.6K
14ISHARES AMT-FREE MUNI BOND ETFETF1.40%$3M29.0K
15EPDENTERPRISE PRODS PARTNERS L Phistory →Stock1.38%$3M126.1K
16GQ9SPDR GOLD ETFhistory →ETF1.34%$3M24.8K
17JNJJOHNSON & JOHNSON COMhistory →Stock1.31%$3M22.8K
18EXMOCEXXON MOBIL CORP COMhistory →Stock1.23%$3M40.7K
19ISHARES 3-7 YR TREASURY BOND ETFETF1.23%$3M22.8K
20CSCOCISCO SYS INChistory →Stock1.20%$3M62.3K
21ISHARES MSCI EMERGING MARKETS ETFETF1.12%$3M64.7K
22ISHARES 1-3 YR TREASURY BOND ETFETF1.09%$2M29.3K
23ISHARES S&P 500 INDEXETF1.07%$2M9.6K
24WEPMAGELLAN MIDSTREAM PARTNERS LPhistory →Stock1.05%$2M41.5K
25VANGUARD SMALL CAP ETFETF1.01%$2M17.2K
26ABTABBOTT LABS COMhistory →Stock1.01%$2M31.4K
27ISHARES RUSSELL 1000 VALUE ETFETF0.96%$2M19.5K
28ISHARES RUSSELL 1000 GROWTH ETFETF0.93%$2M16.0K
29ADPAUTOMATIC DATA PROCESSING INC COMStock0.89%$2M15.4K
30VANGUARD FTSE ALL-WORLD EX-USETF0.87%$2M42.9K
31VVISA INCStock0.81%$2M13.9K
32UNHUNITEDHEALTH GROUPStock0.80%$2M7.2K
33IPATH DJ-UBS COMMODITY TOTAL RETURN ETNETF0.79%$2M84.2K
34ISHARES 0-5 YEAR TIPS BOND ETFETF0.79%$2M18.2K
35HONGBPHONEYWELL INTL INCStock0.77%$2M13.2K
36SPDR SERIES TRUST KBW BK ETFETF0.76%$2M45.7K
37ISHARES IBONDS SEP 2020 TERM MUNI BOND ETFETF0.73%$2M65.0K
38PEPPEPSICO INC COMStock0.71%$2M14.6K
39ISHARES IBONDS DEC 2021 TERM MUNI BOND ETFETF0.70%$2M61.7K
40ADBEADOBE SYS INCStock0.70%$2M6.9K
41ABBVABBVIE INC COMStock0.69%$2M17.0K
42VANGUARD S&P 500 ETFETF0.66%$1M6.4K
43ISHARES RUSSELL 2000 GROWTH INDEXETF0.64%$1M8.6K
44ISHARES IBONDS DEC 2022 TERM MUNI BOND ETFETF0.62%$1M54.9K
45ITWILLINOIS TOOL WKS INC COMStock0.62%$1M11.1K
46ZTSZOETIS INC COM CL AStock0.60%$1M15.8K
47ISHARES IBONDS SEP 2019 TERM MUNI BOND ETFETF0.60%$1M53.3K
48MDYS & P MID CAP 400 DEP RCPTS MID CAPETF0.60%$1M4.5K
49BECTON DICKINSON & CO PFD SHS CONV AConvertible Preferred0.58%$1M22.8K
50ISHARES AGGREGATE BOND ETFETF0.58%$1M12.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2022$344M1,592Aug 5, 202213F-HRchanges · EDGAR ↗
Q1 2022$485M1,700Apr 7, 202213F-HRchanges · EDGAR ↗
Q4 2021$510M1,683Jan 24, 202213F-HRchanges · EDGAR ↗
Q3 2021$452M1,698Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$457M1,614Aug 12, 202113F-HRchanges · EDGAR ↗
Q1 2021$428M1,627Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$440M1,581Jan 28, 202113F-HRchanges · EDGAR ↗
Q3 2020$339M275Oct 23, 202013F-HRchanges · EDGAR ↗
Q2 2020$296M250Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$259M353May 11, 202013F-HRchanges · EDGAR ↗
Q4 2019$342M829Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$276M765Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$319M783Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$242M378May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$225M395Feb 11, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.