Managers / Q1 2021 · view latest →
BENJAMIN F. EDWARDS & COMPANY, INC.
CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600
Reported Value
$1.9B
Q1 2021
Positions
1,683
Filings on Record
23
2019–present window
Filed
May 14, 2021
original filing
Summary
Benjamin F. Edwards & Company, Inc. reported $1.9B in U.S.-listed holdings across 1,683 positions for Q1 2021.
Its largest position, IBDP, represents 11.2% of the portfolio.
Compared with Q4 2020, the fund opened 168 new positions and exited 99.
Portfolio Metrics
Turnover
+9.5%
vs prior filed quarter
Top-10 Concentration
+47.8%
share of reported value
Largest Position
+11.2%
Ishares Tr
New / Exited
168 / 99
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 56.9% · $1.1B
- Common Stock · 34.9% · $648M
- Other · 5.2% · $97M
- Closed-End Fund · 1.5% · $28M
- REIT · 1.0% · $18M
- Other · 0.6% · $11M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ISHARES TR | NEW | +465.8K | 465.8K | +$12M | $12M |
| ISHARES TR | NEW | +281.5K | 281.5K | +$7M | $7M |
| INVESCO EXCHANGE TRADED FD T | NEW | +61.3K | 61.3K | +$5M | $5M |
| INVESCO LTD | NEW | +120.0K | 120.0K | +$3M | $3M |
| FIRST TR EXCHANGE-TRADED FD | NEW | +178.9K | 178.9K | +$3M | $3M |
| FPAFIRST TR EXCH TRD ALPHDX FD | NEW | +59.9K | 59.9K | +$2M | $2M |
| ISHARES TR | NEW | +48.2K | 48.2K | +$1M | $1M |
| VKQINVESCO MUN TR | NEW | +91.7K | 91.7K | +$1M | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2021
340 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IBDPISHARES TR | CORE S&P US VLU · CORE S&P US GWT · IBONDS 22 TRM TS · IBONDS DEC22 ETF · IBONDS DEC23 ETF · MBS ETF · IBONDS DEC21 ETF · CORE S&P500 ETF · IBONDS 23 TRM TS · ISHS 1-5YR INVS · CORE S&P SCP ETF · IBONDS DEC24 ETF · ESG AWR MSCI USA · RUSSELL 2000 ETF · MSCI USA MIN VOL · DOW JONES US ETF · RUS MID CAP ETF · CORE S&P TTL STK · MSCI EAFE ETF · TRANS AVG ETF · NASDAQ BIOTECH · MSCI USA VALUE · SELECT DIVID ETF · EAFE GRWTH ETF · CORE S&P MCP ETF · EAFE VALUE ETF · IBONDS DEC25 ETF · JPMORGAN USD EMG · IBONDS DEC2022 · U.S. MED DVC ETF · IBONDS 25 TRM TS · IBONDS 26 TRM TS · INTL SEL DIV ETF · IBONDS 27 TRM TS · IBONDS 28 TRM TS · IBONDS 29 TRM TS · TIPS BD ETF · GLOBAL REIT ETF · S&P 500 GRWT ETF · NATIONAL MUN ETF · CORE MSCI INTL · US REGNL BKS ETF · MSCI EAFE MIN VL · EAFE SML CP ETF · CORE MSCI EAFE · PHLX SEMICND ETF · US HOME CONS ETF · RUS MDCP VAL ETF · USD INV GRDE ETF · MSCI INTL QUALTY · MSCI EMG MKT ETF · SHRT NAT MUN ETF · US AER DEF ETF · U.S. CNSM SV ETF · U.S. TECH ETF · EXPANDED TECH · MSCI USA MMENTM | 11.18% | $208M | 4.12M |
| 2 | SPDR SER TR | PRTFLO S&P500 VL · S&P 600 SMCP VAL · PRTFLO S&P500 GW · S&P 600 SMCP GRW · S&P 400 MDCP VAL · BLOOMBERG BRCLYS · S&P 400 MDCP GRW · S&P HOMEBUILD · SPDR BLOOMBERG · AEROSPACE DEF · S&P DIVID ETF · PORTFOLIO AGRGTE · S&P REGL BKG · S&P BIOTECH · S&P SEMICNDCTR · S&P CAP MKTS | 9.15% | $170M | 2.80M |
| 3 | RDVYFIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX · CAP STRENGTH ETF · TECH ALPHADEX · INDLS PROD DUR · CONSUMR DISCRE · NASDAQ TRANSN · NASDAQ CYB ETF · CLOUD COMPUTING · DORSEY WRT 5 ETF · NASDQ ARTFCIAL · NY ARCA BIOTECH · RISNG DIVD ACHIV · INDXX NEXTG ETF · MATERIALS ALPH · ENERGY ALPHADX · FINLS ALPHADEX · US EQTY OPPT ETF · NO AMER ENERGY · FST LOW OPPT EFT · NASDQ OIL GAS · NAT GAS ETF · NASD TECH DIV · WTR ETF · CONSUMR STAPLE · SSI STRG ETF · RBA INDL ETF · HLTH CARE ALPH · NAS CLNEDG GREEN · NASDAQ BK ETF · FIRST TR TA HIYL · NASDQ CLN EDGE | 7.00% | $130M | 2.69M |
| 4 | VTVVANGUARD INDEX FDS | MCAP VL IDXVIP · TOTAL STK MKT · SM CP VAL ETF · REAL ESTATE ETF · SML CP GRW ETF · MCAP GR IDXVIP · MID CAP ETF · SMALL CP ETF · VALUE ETF · S&P 500 ETF SHS | 6.17% | $115M | 681.7K |
| 5 | VGSHVANGUARD SCOTTSDALE FDS | INT-TERM CORP · SHRT TRM CORP BD · SHORT TERM TREAS · INTER TERM TREAS · LG-TERM COR BD | 3.64% | $68M | 797.3K |
| 6 | SPDR INDEX SHS FDS | PORTFOLIO DEVLPD · PORTFOLIO EMG MK · ASIA PACIF ETF | 2.77% | $51M | 1.44M |
| 7 | XLFSELECT SECTOR SPDR TR | SBI INT-FINL · SBI INT-INDS · SBI MATERIALS · TECHNOLOGY · SBI CONS DISCR · SBI CONS STPLS · SBI HEALTHCARE · SBI INT-UTILS · ENERGY | 2.70% | $50M | 740.1K |
| 8 | AAPLAPPLE INChistory → | COM | 1.77% | $33M | 269.8K |
| 9 | SCHWAB STRATEGIC TR | INTL EQTY ETF · US REIT ETF · US MID-CAP ETF · EMRG MKTEQ ETF · US DIVIDEND EQ · US TIPS ETF · INTRM TRM TRES · US SML CAP ETF | 1.69% | $31M | 709.1K |
| 10 | IAUUSDISHARES GOLD TRhistory → | ISHARES | 1.67% | $31M | 1.91M |
| 11 | FIRST TR VALUE LINE DIVID IN | SHS | 1.34% | $25M | 654.2K |
| 12 | MSFTMICROSOFT CORPhistory → | COM | 1.13% | $21M | 89.1K |
| 13 | FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP · SML CAP VAL ALPH · MID CAP VAL FD · MID CP GR ALPH | 1.05% | $19M | 333.8K |
| 14 | VANGUARD BD INDEX FDS | TOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM | 0.89% | $16M | 195.1K |
| 15 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.87% | $16M | 7.8K |
| 16 | JNJJOHNSON & JOHNSONhistory → | COM | 0.87% | $16M | 98.2K |
| 17 | AMZNAMAZON COM INChistory → | COM | 0.84% | $16M | 5.0K |
| 18 | VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 0.81% | $15M | 306.1K |
| 19 | ISHARES INC | CORE MSCI EMKT | 0.77% | $14M | 221.0K |
| 20 | NEENEXTERA ENERGY INChistory → | COM | 0.70% | $13M | 173.2K |
| 21 | INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL · S&P MDCP MOMNTUM · S&P500 EQL WGT · DWA MOMENTUM · DYNMC SOFTWARE · NASDAQ INTERNT · DYNMC LRG GWTH · DWA STAPLES · DWA ENERGY MNT · DWA TECHNOLOGY · HIG YLD EQ DIV | 0.67% | $13M | 169.0K |
| 22 | DISDISNEY WALT COhistory → | COM | 0.67% | $12M | 67.6K |
| 23 | JPMJPMORGAN CHASE & COhistory → | COM | 0.65% | $12M | 78.9K |
| 24 | INVESCO ACTIVLY MANGD ETC FD | OPTIMUM YIELD | 0.62% | $12M | 669.9K |
| 25 | FIRST TR NASDAQ 100 TECH IND | SHS | 0.60% | $11M | 76.7K |
| 26 | LOWLOWES COS INChistory → | COM | 0.57% | $11M | 55.8K |
| 27 | PGPROCTER AND GAMBLE COhistory → | COM | 0.56% | $10M | 77.0K |
| 28 | AVGOBROADCOM INC | COM | 0.53% | $10M | 21.1K |
| 29 | FIRST TRUST LRGCP GWT ALPHAD | COM SHS | 0.49% | $9M | 92.6K |
| 30 | HDHOME DEPOT INC | COM | 0.46% | $9M | 28.2K |
| 31 | FPAFIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US · ASIA EX JAPAN · EMERG MKT ALPH · EUROPE ALPHADEX | 0.45% | $8M | 202.6K |
| 32 | CSCOCISCO SYS INC | COM | 0.44% | $8M | 159.6K |
| 33 | VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · FTSE SMCAP ETF | 0.44% | $8M | 150.3K |
| 34 | UNHUNITEDHEALTH GROUP INC | COM | 0.43% | $8M | 21.3K |
| 35 | WMTWALMART INC | COM | 0.42% | $8M | 57.6K |
| 36 | TAT&T INC | COM | 0.39% | $7M | 240.6K |
| 37 | VVISA INC | COM CL A | 0.39% | $7M | 34.2K |
| 38 | SPDR S&P 500 ETF TR | TR UNIT | 0.38% | $7M | 17.8K |
| 39 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW · CL A | 0.38% | $7M | 20.0K |
| 40 | MCDMCDONALDS CORP | COM | 0.36% | $7M | 29.9K |
| 41 | NDQINVESCO QQQ TR | UNIT SER 1 | 0.34% | $6M | 19.8K |
| 42 | VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 0.32% | $6M | 40.7K |
| 43 | LMTLOCKHEED MARTIN CORP | COM | 0.32% | $6M | 16.0K |
| 44 | FIRST TR EXCH TRADED FD III | PFD SECS INC ETF · RIVRFRNT DYN DEV | 0.31% | $6M | 211.7K |
| 45 | CMICUMMINS INC | COM | 0.29% | $5M | 20.9K |
| 46 | BMYBRISTOL-MYERS SQUIBB CO | COM | 0.29% | $5M | 84.9K |
| 47 | ETF SER SOLUTIONS | PRMSE CP DIVRSFD | 0.29% | $5M | 170.9K |
| 48 | LUMINEX CORP DEL | COM | 0.29% | $5M | 166.4K |
| 49 | CVSCVS HEALTH CORP | COM | 0.27% | $5M | 67.6K |
| 50 | PFEPFIZER INC | COM | 0.27% | $5M | 137.7K |
| 51 | ITWILLINOIS TOOL WKS INC | COM | 0.27% | $5M | 22.4K |
| 52 | COSTCOSTCO WHSL CORP NEW | COM | 0.26% | $5M | 13.5K |
| 53 | METAFACEBOOK INC | CL A | 0.25% | $5M | 16.0K |
| 54 | INTCINTEL CORP | COM | 0.25% | $5M | 73.2K |
| 55 | SBUXSTARBUCKS CORP | COM | 0.25% | $5M | 42.8K |
| 56 | ABBVABBVIE INC | COM | 0.25% | $5M | 42.6K |
| 57 | CATCATERPILLAR INC | COM | 0.25% | $5M | 19.8K |
| 58 | EXMOCEXXON MOBIL CORP | COM | 0.25% | $5M | 82.2K |
| 59 | CRMSALESFORCE COM INC | COM | 0.24% | $5M | 21.3K |
| 60 | PEPPEPSICO INC | COM | 0.24% | $4M | 31.6K |
| 61 | UPSUNITED PARCEL SERVICE INC | CL B | 0.24% | $4M | 26.3K |
| 62 | FCXFREEPORT-MCMORAN INC | CL B | 0.24% | $4M | 133.6K |
| 63 | AMGNAMGEN INC | COM | 0.24% | $4M | 17.7K |
| 64 | ABTABBOTT LABS | COM | 0.23% | $4M | 35.4K |
| 65 | MEDTRONIC PLC | SHS | 0.23% | $4M | 35.9K |
| 66 | BACVERIZON COMMUNICATIONS INC | COM | 0.22% | $4M | 71.3K |
| 67 | PROSHARES TR | S&P 500 DV ARIST · S&P MDCP 400 DIV · RUSS 2000 DIVD | 0.22% | $4M | 53.0K |
| 68 | DYHTARGET CORP | COM | 0.22% | $4M | 20.3K |
| 69 | MMM3M CO | COM | 0.22% | $4M | 20.8K |
| 70 | MAMASTERCARD INCORPORATED | CL A | 0.21% | $4M | 11.2K |
| 71 | BABOEING CO | COM | 0.21% | $4M | 15.2K |
| 72 | MRKMERCK & CO. INC | COM | 0.21% | $4M | 50.2K |
| 73 | FIRST TR LRG CP VL ALPHADEX | COM SHS | 0.21% | $4M | 60.7K |
| 74 | MUMICRON TECHNOLOGY INC | COM | 0.21% | $4M | 43.4K |
| 75 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.20% | $4M | 28.6K |
| 76 | AFLAFLAC INC | COM | 0.20% | $4M | 73.3K |
| 77 | GISGENERAL MLS INC | COM | 0.20% | $4M | 59.8K |
| 78 | CHVCHEVRON CORP NEW | COM | 0.20% | $4M | 34.6K |
| 79 | LBEURL BRANDS INC | COM | 0.19% | $4M | 58.5K |
| 80 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.19% | $4M | 7.9K |
| 81 | SOSOUTHERN CO | COM | 0.18% | $3M | 54.1K |
| 82 | OREALTY INCOME CORP | COM | 0.18% | $3M | 51.4K |
| 83 | AMTAMERICAN TOWER CORP NEW | COM | 0.17% | $3M | 13.5K |
| 84 | APDAIR PRODS & CHEMS INC | COM | 0.17% | $3M | 11.4K |
| 85 | AXPAMERICAN EXPRESS CO | COM | 0.17% | $3M | 22.3K |
| 86 | NVDANVIDIA CORPORATION | COM | 0.17% | $3M | 5.8K |
| 87 | ORCLORACLE CORP | COM | 0.17% | $3M | 44.2K |
| 88 | INVESCO LTD | SHS | 0.16% | $3M | 120.0K |
| 89 | HONGBPHONEYWELL INTL INC | COM | 0.16% | $3M | 13.4K |
| 90 | TPRTAPESTRY INC | COM | 0.16% | $3M | 70.2K |
| 91 | RHPRYMAN HOSPITALITY PPTYS INC | COM | 0.15% | $3M | 37.1K |
| 92 | GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 0.15% | $3M | 36.3K |
| 93 | KOCOCA COLA CO | COM | 0.15% | $3M | 54.4K |
| 94 | FLEXSHARES TR | QUALT DIVD IDX | 0.15% | $3M | 53.6K |
| 95 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.15% | $3M | 15.1K |
| 96 | ARK ETF TR | INNOVATION ETF · AUTNMUS TECHNLGY | 0.15% | $3M | 25.5K |
| 97 | FLCOFRANKLIN TEMPLETON ETF TR | LIBERTY INVT | 0.15% | $3M | 110.2K |
| 98 | SYKSTRYKER CORPORATION | COM | 0.15% | $3M | 11.5K |
| 99 | DDOMINION ENERGY INC | COM | 0.15% | $3M | 36.3K |
| 100 | SIVBEURSVB FINANCIAL GROUP | COM | 0.15% | $3M | 5.5K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2024 | $6M | 2,847 | Aug 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $6M | 2,803 | Apr 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $5M | 2,746 | Feb 6, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $3M | 1,877 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $3M | 1,885 | Aug 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $2M | 1,803 | Apr 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | Under review | 1,878 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $2.0B | 1,843 | Oct 28, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $2.1B | 1,832 | Aug 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $2.2B | 1,779 | May 4, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $2.2B | 1,718 | Feb 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $2.0B | 1,715 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $2.0B | 1,689 | Aug 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $1.9B | 1,683 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $1.7B | 1,612 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $1.5B | 1,676 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $1.4B | 1,693 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $1.2B | 1,734 | May 7, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $1.4B | 1,892 | Feb 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $1.3B | 1,850 | Nov 5, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $1.2B | 1,927 | Aug 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $1.1B | 1,723 | May 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $964M | 1,715 | Jan 31, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 1 additional manager.
- BENJAMIN EDWARDS INC028-19533
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.