SEC 13F Intelligence

FPAFIRST TR EXCH TRD ALPHDX FD

CUSIP 33737J109 · Yahoo Finance ↗ · Google Finance ↗

First Tr Exch Trd Alphdx Fd (FPA) has 14 institutional holders in Filings Flow’s 13F database, together reporting 508.6K shares worth $22M as of Q1 2026. The largest reported holders are London & Capital Asset Management Ltd, Waverton Investment Management Ltd, and Rathbones Group PLC.

Institutional Holders
14
Q1 2026
Reported Value
$22M
Ticker
FPA
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 19Q4 ’18Q1 ’19: 18Q2 ’19: 20Q2 ’19Q3 ’19: 19Q2 ’21: 17Q2 ’21Q4 ’21: 15Q4 ’22: 9Q4 ’22Q4 ’25: 12Q1 ’26: 14Q1 ’26Q2 ’26: 1filingsflow.com
Total reported value
Q4 ’18: $563MQ4 ’18Q1 ’19: $578MQ2 ’19: $545MQ2 ’19Q3 ’19: $500MQ2 ’21: $610MQ2 ’21Q4 ’21: $544MQ4 ’22: $7MQ4 ’22Q4 ’25: $17MQ1 ’26: $22MQ1 ’26Q2 ’26: $3Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Risk Paradigm Group, LLC$117M AUM0.68%$791,74118.2KQ1 2026OLDER
Dunhill Financial, LLC$424M AUM0.32%$1M31.1KQ1 2026OLDER
RPg Family Wealth Advisory, LLC$479M AUM0.17%$830,17219.1KQ1 2026OLDER
London & Capital Asset Management Ltd$9.2B AUM0.12%$11M255.4KQ1 2026OLDER
Synergy Asset Management, LLC$942M AUM0.10%$3M79.8KQ3 2025OLDER
Rathbones Group PLC$50.6B AUM0.01%$3M79.1KQ2 2026
Farther Finance Advisors, LLC$10.6B AUM0.01%$951,03521.7KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$2M53.4KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$149,8083.4KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$2M38.0KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$796,56718.3KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$237,9745.5KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$4,347100Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$72,4301.9KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$10,608244Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.