SEC 13F Intelligence

Managers / Q1 2020 · view latest →

BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600

Reported Value
$1.2B
Q1 2020
Positions
1,734
Filings on Record
23
2019–present window
Filed
May 7, 2020
original filing

Summary

Benjamin F. Edwards & Company, Inc. reported $1.2B in U.S.-listed holdings across 1,734 positions for Q1 2020.

The portfolio is heavily concentrated: TLT alone accounts for 21.0% of reported value.

Compared with Q4 2019, the fund opened 85 new positions and exited 237.

Portfolio Metrics

Turnover
+7.8%
vs prior filed quarter
Top-10 Concentration
+47.4%
share of reported value
Largest Position
+21.0%
Ishares Tr
New / Exited
85 / 237
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $964MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.2BQ3 ’19: $1.3BQ3 ’19Q4 ’19: $1.4BQ1 ’20: $1.2BQ2 ’20: $1.4BQ2 ’20Q3 ’20: $1.5BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.1BQ3 ’22: $2.0BQ3 ’22Q1 ’23: $2.4BQ2 ’23: $2.6BQ3 ’23: $2.6BQ3 ’23Q4 ’23: $5.0BQ1 ’24: $5.5BQ2 ’24: $5.7BQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 55.0%Common Stock: 38.2%Other: 3.4%Closed-End Fund: 1.7%REIT: 0.9%Other: 0.7%
  • ETP · 55.0% · $644M
  • Common Stock · 38.2% · $447M
  • Other · 3.4% · $40M
  • Closed-End Fund · 1.7% · $20M
  • REIT · 0.9% · $11M
  • Other · 0.7% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IBDRISHARES TRNEW+168.8K168.8K+$4M$4M
IBDUISHARES TRNEW+167.0K167.0K+$4M$4M
GOVIINVESCO EXCHANGE-TRADEDNEW+25.2K25.2K+$991,000$991,000
DBX ETF TRNEW+32.8K32.8K+$901,000$901,000
TTTRANE TECHNOLOGIES PLCNEW+7.4K7.4K+$610,000$610,000
FLSWFRANKLIN TEMPLETON ETFNEW+11.2K11.2K+$273,000$273,000
FLGBFRANKLIN TEMPLETON ETFNEW+12.7K12.7K+$224,000$224,000
WTRGESSENTIAL UTILS INCNEW+5.0K5.0K+$202,000$202,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

351 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TLTISHARES TR20 YR TR BD ETF · S&P 500 VAL ETF · S&P 500 GRWT ETF · S&P MC 400VL ETF · CORE S&P US GWT · CORE S&P US VLU · LNG TR CRPRT BD · S&P MC 400GR ETF · IBONDS DEC21 ETF · IBONDS DEC20 ETF · IBONDS DEC22 ETF · IBOXX HI YD ETF · 10-20 YR TRS ETF · CORE S&P500 ETF · IBONDS DEC2026 · IBONDS DEC25 ETF · IBONDS DEC 29 · IBONDS DEC24 ETF · IBDS DEC28 ETF · IBONDS 27 ETF · MSCI MIN VOL ETF · IBOXX INV CP ETF · CORE S&P SCP ETF · MBS ETF · CORE US AGGBD ET · MSCI EAFE ETF · SH TR CRPORT ETF · RUS MID CAP ETF · NASDAQ BIOTECH · JPMORGAN USD EMG · IBONDS DEC23 ETF · TRANS AVG ETF · RUSSELL 2000 ETF · NATIONAL MUN ETF · SELECT DIVID ETF · GLOBAL REIT ETF · INTL SEL DIV ETF · 1 3 YR TREAS BD · S&P SML 600 GWT · U.S. MED DVC ETF · US AER DEF ETF · USA MOMENTUM FCT · MIN VOL EAFE ETF · TIPS BD ETF · SP SMCP600VL ETF · CORE MSCI EAFE · CORE DIV GRWTH · CORE S&P MCP ETF · MSCI EMG MKT ETF · EAFE SML CP ETF · EXPANDED TECH · MSCI CDA ETF · CUR HED MSCI GER · U.S. CNSM SV ETF21.01%$246M4.00M
2FDNFIRST TR EXCHANGE-TRADEDJ INTERNT IDX · MID CP GR ALPH · TECH ALPHADEX · HLTH CARE ALPH · CAP STRENGTH ETF · UTILITIES ALPH · NASDAQ CYB ETF · NO AMER ENERGY · SSI STRG ETF · CLOUD COMPUTING · FIRST TR ENH NEW · NY ARCA BIOTECH · FST LOW OPPT EFT · RISNG DIVD ACHIV · NASDQ ARTFCIAL · INDXX NEXTG ETF · MID CAP VAL FD · NASD TECH DIV · DORSEY WRT 5 ETF · US EQTY OPPT ETF · FINLS ALPHADEX · CONSUMR STAPLE · WTR ETF · RBA INDL ETF · SML CP GRW ALP · EMERG MKT ALPH · EUROPE ALPHADEX · INDLS PROD DUR · DJ GLBL DIVID6.51%$76M1.89M
3VTIVANGUARD INDEX FDSTOTAL STK MKT · REAL ESTATE ETF · MID CAP ETF · SMALL CP ETF · MCAP GR IDXVIP · SML CP GRW ETF · MCAP VL IDXVIP · SM CP VAL ETF · VALUE ETF · S&P 500 ETF SHS · GROWTH ETF5.34%$63M594.1K
4VCITVANGUARD SCOTTSDALE FDSINT-TERM CORP · SHRT TRM CORP BD · LG-TERM COR BD · MORTG-BACK SEC4.27%$50M580.0K
5ISHARES GOLD TRUSTISHARES2.31%$27M1.79M
6AAPLAPPLE INChistory →COM1.85%$22M85.3K
7XLVSELECT SECTOR SPDR TRSBI HEALTHCARE · TECHNOLOGY · COMMUNICATION · SBI CONS DISCR · SBI CONS STPLS · RL EST SEL SEC · SBI INT-INDS · SBI INT-UTILS · SBI INT-FINL · ENERGY1.79%$21M330.9K
8SPHQINVESCO EXCHANGE TRADEDS&P500 QUALITY · HIG YLD EQ DIV · S&P500 LOW VOL · S&P MDCP MOMNTUM · 1 30 LADER TRE · VRDO TAX FREE · S&P500 EQL WGT · S&P SMLCP LOW · DWA MOMENTUM · DYNMC SOFTWARE · DYNMC LRG GWTH · NASDAQ INTERNT · WATER RES ETF · INTL BUYBACK · DWA HEALTHCARE · DWA STAPLES · DYNMC LRG VALU1.50%$18M633.0K
9INVESCO EXCH TRD SLF IDBULSHS 2020 CB1.41%$16M784.7K
10BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM1.38%$16M190.9K
11MSFTMICROSOFT CORPhistory →COM1.21%$14M89.5K
12SCHFSCHWAB STRATEGIC TRINTL EQTY ETF · US REIT ETF · US MID-CAP ETF · US TIPS ETF · EMRG MKTEQ ETF · INTRM TRM TRES1.12%$13M435.9K
13JNJJOHNSON & JOHNSONhistory →COM1.09%$13M97.4K
14FVDFIRST TR VALUE LINE DIVhistory →SHS1.08%$13M455.1K
15AMZNAMAZON COM INChistory →COM1.05%$12M6.3K
16VEAVANGUARD TAX-MANAGED INhistory →FTSE DEV MKT ETF0.86%$10M300.4K
17GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.84%$10M8.4K
18NEENEXTERA ENERGY INCCOM0.81%$9M39.3K
19PGPROCTER & GAMBLE COCOM0.80%$9M85.2K
20FTCFIRST TR LARGE CAP GROWCOM SHS0.76%$9M147.7K
21RFDIFIRST TR EXCH TRADED FDPFD SECS INC ETF · RIVRFRNT DYN DEV · MANAGD MUN ETF · EME MRK BD ETF0.70%$8M337.7K
22QTECFIRST TR NASDAQ-100 TECSHS0.63%$7M87.4K
23JPMJPMORGAN CHASE & COCOM0.63%$7M82.0K
24XARSPDR SER TRBLOOMBERG BRCLYS · AEROSPACE DEF · BLMBRG BRC CNVRT · S&P DIVID ETF · S&P SEMICNDCTR0.58%$7M82.3K
25TAT&T INCCOM0.57%$7M229.4K
26WMTWALMART INCCOM0.57%$7M58.3K
27DISDISNEY WALT COCOM DISNEY0.56%$7M68.0K
28SPYSPDR S&P 500 ETF TRTR UNIT0.54%$6M24.5K
29LMTLOCKHEED MARTIN CORPCOM0.51%$6M17.6K
30INTCINTEL CORPCOM0.49%$6M105.1K
31VWOVANGUARD INTL EQUITY INFTSE EMR MKT ETF · FTSE SMCAP ETF0.47%$6M156.4K
32BNDXVANGUARD CHARLOTTE FDSINTL BD IDX ETF0.46%$5M94.7K
33MCDMCDONALDS CORPCOM0.45%$5M32.1K
34LOWLOWES COS INCCOM0.45%$5M61.6K
35HDHOME DEPOT INCCOM0.45%$5M28.0K
36VZVERIZON COMMUNICATIONSCOM0.44%$5M96.8K
37BRK/BBERKSHIRE HATHAWAY INCCL B NEW · CL A0.39%$5M17.6K
38AVGOBROADCOM INCCOM0.39%$5M19.2K
39AMGNAMGEN INCCOM0.39%$5M22.4K
40VVISA INCCOM CL A0.38%$4M27.9K
41QQQINVESCO QQQ TRUNIT SER 10.37%$4M22.8K
42PFEPFIZER INCCOM0.36%$4M128.9K
43VIGVANGUARD SPECIALIZED FUDIV APP ETF0.36%$4M40.6K
44CVXCHEVRON CORP NEWCOM0.35%$4M57.3K
45MDTMEDTRONIC PLCSHS0.33%$4M42.5K
46UNHUNITEDHEALTH GROUP INCCOM0.32%$4M15.0K
47ITWILLINOIS TOOL WKS INCCOM0.32%$4M26.0K
48IBMINTERNATIONAL BUSINESSCOM0.31%$4M33.1K
49MRKMERCK & CO. INCCOM0.31%$4M47.5K
50CSCOCISCO SYS INCCOM0.31%$4M92.2K
51PEPPEPSICO INCCOM0.31%$4M30.0K
52ETF SER SOLUTIONSPRMSE CP DIVRSFD0.31%$4M142.3K
53CVSCVS HEALTH CORPCOM0.29%$3M58.1K
54COSTCOSTCO WHSL CORP NEWCOM0.28%$3M11.5K
55BMYBRISTOL-MYERS SQUIBB COCOM0.27%$3M56.3K
56EXMOCEXXON MOBIL CORPCOM0.27%$3M82.5K
57ABTABBOTT LABSCOM0.27%$3M39.6K
58UPSUNITED PARCEL SERVICE ICL B0.26%$3M33.2K
59CLXCLOROX CO DELCOM0.26%$3M17.5K
60MAMASTERCARD INCCL A0.26%$3M12.4K
61METAFACEBOOK INCCL A0.25%$3M17.8K
62LUMINEX CORP DELCOM0.25%$3M105.4K
63DDOMINION ENERGY INCCOM0.25%$3M40.1K
64SYKSTRYKER CORPCOM0.24%$3M17.1K
65SOSOUTHERN COCOM0.24%$3M52.0K
66NOBLPROSHARES TRS&P 500 DV ARIST · S&P MDCP 400 DIV · RUSS 2000 DIVD0.24%$3M54.4K
67GLDSPDR GOLD TRUSTGOLD SHS0.23%$3M18.5K
68MMM3M COCOM0.23%$3M19.9K
69TMOTHERMO FISHER SCIENTIFICOM0.23%$3M9.4K
70ORCLORACLE CORPCOM0.23%$3M54.9K
71FLCOFRANKLIN TEMPLETON ETFLIBERTY INVT · FRANKLN SWZLND · FTSE UNTD KGDM0.23%$3M113.1K
72ABBVABBVIE INCCOM0.22%$3M34.1K
73AFLAFLAC INCCOM0.22%$3M75.7K
74UNITI GROUP INCCOM0.22%$3M428.7K
75CRMSALESFORCE COM INCCOM0.22%$3M17.9K
76GISGENERAL MLS INCCOM0.22%$3M48.8K
77CMICUMMINS INCCOM0.22%$3M18.9K
78ADPAUTOMATIC DATA PROCESSICOM0.22%$3M18.4K
79BABOEING COCOM0.21%$2M16.7K
80OREALTY INCOME CORPCOM0.21%$2M49.4K
81AXPAMERICAN EXPRESS COCOM0.21%$2M28.6K
82AMTAMERICAN TOWER CORP NEWCOM0.21%$2M11.1K
83GILDGILEAD SCIENCES INCCOM0.20%$2M31.6K
84TGTTARGET CORPCOM0.20%$2M25.0K
85SJMSMUCKER J M COCOM NEW0.20%$2M20.8K
86APDAIR PRODS & CHEMS INCCOM0.20%$2M11.5K
87HONHONEYWELL INTL INCCOM0.19%$2M16.8K
88OGSONE GAS INCCOM0.19%$2M26.3K
89SBUXSTARBUCKS CORPCOM0.19%$2M33.0K
90KMBKIMBERLY CLARK CORPCOM0.19%$2M16.9K
91NBHNEUBERGER BERMAN MUN FDCOM0.17%$2M137.2K
92FTAFIRST TR LRG CP VL ALPHCOM SHS0.17%$2M53.7K
93NFLXNETFLIX INCCOM0.17%$2M5.3K
94CATCATERPILLAR INC DELCOM0.17%$2M17.0K
95MOOVANECK VECTORS ETF TRAGRIBUSINESS ETF · AMT FREE LONG MU0.17%$2M65.0K
96RFFCALPS ETF TRRIVERFRNT FLEX · RIVERFRONT DYM · RIVERFRNT DYMC · SECTR DIV DOGS · RIVRFRNT STR INC0.17%$2M73.3K
97BDXBECTON DICKINSON & COCOM0.16%$2M8.2K
98QDFFLEXSHARES TRQUALT DIVD IDX0.16%$2M51.1K
99MUMICRON TECHNOLOGY INCCOM0.15%$2M41.7K
100WECWEC ENERGY GROUP INCCOM0.15%$2M19.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$5.7B2,847Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$5.5B2,803Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$5.0B2,746Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$2.6B1,877Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$2.6B1,885Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$2.4B1,803Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,878Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.0B1,843Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.1B1,832Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,779May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B1,718Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B1,715Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B1,689Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B1,683May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B1,612Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B1,676Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,693Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,734May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B1,892Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B1,850Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B1,927Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,723May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$964M1,715Jan 31, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • BENJAMIN EDWARDS INC028-19533

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.