SEC 13F Intelligence

Managers / Q4 2023 · view latest →

BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600

Reported Value
$5M
Q4 2023
Positions
2,746
Filings on Record
23
2019–present window
Filed
Feb 6, 2024
original filing

Summary

Benjamin F. Edwards & Company, Inc. reported $5M in U.S.-listed holdings across 2,746 positions for Q4 2023.

Its largest position, Invesco Exchange Traded Fd T, represents 1.8% of the portfolio.

Compared with Q3 2023, the fund opened 433 new positions and exited 98.

Portfolio Metrics

Turnover
+5.3%
vs prior filed quarter
Top-10 Concentration
+12.7%
share of reported value
Largest Position
+1.8%
Invesco Exchange Traded Fd T
New / Exited
433 / 98
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $964MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.2BQ3 ’19: $1.3BQ3 ’19Q4 ’19: $1.4BQ1 ’20: $1.2BQ2 ’20: $1.4BQ2 ’20Q3 ’20: $1.5BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.1BQ3 ’22: $2.0BQ3 ’22Q1 ’23: $2MQ2 ’23: $3MQ3 ’23: $3MQ3 ’23Q4 ’23: $5MQ1 ’24: $6MQ2 ’24: $6MQ2 ’24filingsflow.com

Portfolio Composition

By security type
Common Stock: 54.4%ETP: 40.6%Other: 2.6%REIT: 1.6%Closed-End Fund: 0.5%Other: 0.5%
  • Common Stock · 54.4% · $3M
  • ETP · 40.6% · $2M
  • Other · 2.6% · $127,966
  • REIT · 1.6% · $79,210
  • Closed-End Fund · 0.5% · $23,325
  • Other · 0.5% · $23,071

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PRINCIPAL EXCHANGE TRADED FDNEW+579.1K579.1K+$10,140$10,140
WRBBERKLEY W R CORPNEW+98.8K98.8K+$6,990$6,990
MAINMAIN STR CAP CORPNEW+113.0K113.0K+$4,884$4,884
ANGEL OAK FUNDS TRUSTNEW+60.1K60.1K+$3,039$3,039
ETF SER SOLUTIONSNEW+30.2K30.2K+$3,026$3,026
INVESCO ACTIVELY MANAGED ETFNEW+120.1K120.1K+$3,001$3,001
ISHARES TRNEW+105.1K105.1K+$2,717$2,717
ISHARES TRNEW+125.9K125.9K+$2,614$2,614

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1HYBBISHARES TRBB RAT CORP BD · CORE S&P US GWT · CORE S&P US VLU · 10-20 YR TRS ETF · CORE S&P500 ETF4.81%$239,9642.85M
2SPDR SER TRS&P 400 MDCP GRW · S&P 400 MDCP VAL · S&P 600 SMCP GRW · PRTFLO S&P500 VL3.39%$169,1452.44M
3AAPLAPPLE INChistory →COM2.65%$132,217686.7K
4MSFTMICROSOFT CORPhistory →COM1.91%$94,973252.6K
5INVESCO EXCHANGE TRADED FD TS&P MDCP QUALITY1.84%$91,6411.03M
6SCHWAB STRATEGIC TRINTL EQTY ETF1.35%$67,3231.82M
7PACER FDS TRPACER US SMALL1.28%$63,6791.33M
8VGSHVANGUARD SCOTTSDALE FDSINT-TERM CORP · SHORT TERM TREAS1.10%$54,687804.9K
9HDHOME DEPOT INCCOM0.99%$49,486142.8K
10MCDMCDONALDS CORPCOM0.90%$44,769151.0K
11BONDBLOXX ETF TRUSTBLOOMBERG ONE YR0.87%$43,483873.5K
12WSOWATSCO INCCOM0.81%$40,30094.1K
13SNASNAP ON INCCOM0.80%$39,869138.0K
14ADPAUTOMATIC DATA PROCESSING INCOM0.72%$36,003154.5K
15APDAIR PRODS & CHEMS INCCOM0.71%$35,556129.9K
16WECWEC ENERGY GROUP INCCOM0.71%$35,514421.9K
17ITWILLINOIS TOOL WKS INCCOM0.71%$35,455135.4K
18EXMOCEXXON MOBIL CORPCOM0.70%$35,137351.4K
19AWCAMERICAN WTR WKS CO INC NEWCOM0.69%$34,421260.8K
20SHWSHERWIN WILLIAMS COCOM0.69%$34,233109.8K
21SYKSTRYKER CORPORATIONCOM0.68%$33,648112.4K
22RSGREPUBLIC SVCS INCCOM0.67%$33,296201.9K
23SPGIS&P GLOBAL INCCOM0.67%$33,25975.5K
24COSTCOSTCO WHSL CORP NEWCOM0.66%$32,98850.0K
25MAMASTERCARD INCORPORATEDCL A0.65%$32,42776.0K
26ACCENTURE PLC IRELANDSHS CLASS A0.65%$32,41792.4K
27ABBVABBVIE INCCOM0.64%$31,848205.5K
28BACVERIZON COMMUNICATIONS INCCOM0.63%$31,224828.2K
29WORLD GOLD TRSPDR GLD MINIS0.62%$30,663749.5K
30MRKMERCK & CO INCCOM0.60%$29,904274.3K
31CASYCASEYS GEN STORES INCCOM0.59%$29,618107.8K
32TSCOTRACTOR SUPPLY COCOM0.58%$29,145135.5K
33TXNTEXAS INSTRS INCCOM0.58%$28,945169.8K
34QCOMQUALCOMM INCCOM0.58%$28,700198.4K
35FASTFASTENAL COCOM0.57%$28,658442.5K
36INTUINTUITCOM0.56%$28,16045.1K
37VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.56%$27,725578.8K
38EOGEOG RES INCCOM0.54%$26,884222.3K
39ATOATMOS ENERGY CORPCOM0.53%$26,404227.8K
40CARRCARRIER GLOBAL CORPORATIONCOM0.53%$26,366458.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$6M2,847Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$6M2,803Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$5M2,746Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M1,877Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$3M1,885Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$2M1,803Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,878Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.0B1,843Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.1B1,832Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,779May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B1,718Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B1,715Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B1,689Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B1,683May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B1,612Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B1,676Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,693Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,734May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B1,892Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B1,850Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B1,927Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,723May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$964M1,715Jan 31, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • BENJAMIN EDWARDS INC028-19533

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.