SEC 13F Intelligence

Managers / Q2 2020 · view latest →

BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600

Reported Value
$1.4B
Q2 2020
Positions
1,693
Filings on Record
23
2019–present window
Filed
Aug 14, 2020
original filing

Summary

Benjamin F. Edwards & Company, Inc. reported $1.4B in U.S.-listed holdings across 1,693 positions for Q2 2020.

Its largest position, Spdr, represents 2.7% of the portfolio.

Compared with Q1 2020, the fund opened 138 new positions and exited 181.

Portfolio Metrics

Turnover
+16.1%
vs prior filed quarter
Top-10 Concentration
+18.6%
share of reported value
Largest Position
+2.7%
Spdr
New / Exited
138 / 181
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $964MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.2BQ3 ’19: $1.3BQ3 ’19Q4 ’19: $1.4BQ1 ’20: $1.2BQ2 ’20: $1.4BQ2 ’20Q3 ’20: $1.5BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.1BQ3 ’22: $2.0BQ3 ’22Q1 ’23: $2MQ2 ’23: $3MQ3 ’23: $3MQ3 ’23Q4 ’23: $5MQ1 ’24: $6MQ2 ’24: $6MQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 54.7%Common Stock: 37.3%Other: 4.7%Closed-End Fund: 1.7%REIT: 1.0%Other: 0.6%
  • ETP · 54.7% · $753M
  • Common Stock · 37.3% · $514M
  • Other · 4.7% · $65M
  • Closed-End Fund · 1.7% · $23M
  • REIT · 1.0% · $13M
  • Other · 0.6% · $9M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SPDR SER TRNEW+841.4K841.4K+$38M$38M
SPDR SER TRNEW+779.0K779.0K+$23M$23M
SPDR SER TRNEW+457.0K457.0K+$19M$19M
SPDR SER TRNEW+168.1K168.1K+$10M$10M
VGSHVANGUARD SCOTTSDALE FDSNEW+75.2K75.2K+$5M$5M
ISHARES TRNEW+81.1K81.1K+$2M$2M
ISHARES TRNEW+80.9K80.9K+$2M$2M
ISHARES TRNEW+81.6K81.6K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

30 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR SER TRPRTFLO S&P500 GW · S&P 400 MDCP GRW · PRTFLO S&P500 VL · S&P 400 MDCP VAL · S&P 600 SMCP GRW8.69%$120M2.81M
2ISHARES TRCORE S&P US GWT · CORE S&P US VLU · IBOXX INV CP ETF · IBONDS DEC21 ETF · IBONDS DEC22 ETF · IBONDS DEC20 ETF6.08%$84M1.82M
3VANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · REAL ESTATE ETF · SML CP GRW ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · SMALL CP ETF · SM CP VAL ETF5.53%$76M591.6K
4VANGUARD SCOTTSDALE FDSINT-TERM CORP · SHRT TRM CORP BD2.89%$40M433.8K
5AAPLAPPLE INChistory →COM2.19%$30M82.7K
6IAUUSDISHARES GOLD TRUSThistory →ISHARES1.87%$26M1.52M
7XLCSELECT SECTOR SPDR TRSBI CONS DISCR · TECHNOLOGY · COMMUNICATION1.80%$25M281.4K
8FIRST TR NASDAQ-100 TECH INDDJ INTERNT IDX · CAP STRENGTH ETF1.61%$22M217.7K
9MSFTMICROSOFT CORPhistory →COM1.31%$18M88.4K
10INVESCO EXCH TRD SLF IDX FDBULSHS 2020 CB1.20%$17M779.8K
11AMZNAMAZON COM INChistory →COM1.14%$16M5.7K
12FIRST TR VALUE LINE DIVID INSHS1.11%$15M505.3K
13INVESCO EXCHANGE TRADED FD TS&P500 QUALITY1.00%$14M388.2K
14JNJJOHNSON & JOHNSONhistory →COM0.97%$13M94.8K
15VANGUARD TAX-MANAGED FDSFTSE DEV MKT ETF0.90%$12M321.1K
16VANGUARD BD INDEX FDSTOTAL BND MRKT0.85%$12M132.2K
17FIRST TRUST LRGCP GWT ALPHADCOM SHS0.76%$10M136.9K
18FIRST TR EXCHANGE-TRADED ALPMID CP GR ALPH0.70%$10M202.7K
19PGPROCTER AND GAMBLE COCOM0.70%$10M80.1K
20NEENEXTERA ENERGY INCCOM0.68%$9M38.7K
21FIRST TRUST PORTFOLIOS LPSHS0.63%$9M79.6K
22SCHWAB STRATEGIC TRINTL EQTY ETF0.62%$9M287.9K
23GOOGALPHABET INCCAP STK CL C0.60%$8M5.8K
24LOWLOWES COS INCCOM0.59%$8M59.8K
25JPMJPMORGAN CHASE & COCOM0.58%$8M85.4K
26FIRST TR EXCHANGE TRADED FDTECH ALPHADEX0.57%$8M93.4K
27DISDISNEY WALT COCOM DISNEY0.55%$8M67.8K
28HDHOME DEPOT INCCOM0.53%$7M29.3K
29TAT&T INCCOM0.49%$7M223.8K
30WMTWALMART INCCOM0.49%$7M56.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$6M2,847Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$6M2,803Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$5M2,746Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M1,877Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$3M1,885Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$2M1,803Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,878Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.0B1,843Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.1B1,832Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,779May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B1,718Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B1,715Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B1,689Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B1,683May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B1,612Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B1,676Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,693Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,734May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B1,892Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B1,850Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B1,927Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,723May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$964M1,715Jan 31, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • BENJAMIN EDWARDS INC028-19533

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.