SEC 13F Intelligence

Managers / Q4 2021 · view latest →

BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600

Reported Value
$2.2B
Q4 2021
Positions
1,718
Filings on Record
23
2019–present window
Filed
Feb 7, 2022
original filing

Summary

Benjamin F. Edwards & Company, Inc. reported $2.2B in U.S.-listed holdings across 1,718 positions for Q4 2021.

Its largest position, Spdr Index Shs Fds, represents 2.9% of the portfolio.

Compared with Q3 2021, the fund opened 106 new positions and exited 104.

Portfolio Metrics

Turnover
+4.8%
vs prior filed quarter
Top-10 Concentration
+20.4%
share of reported value
Largest Position
+2.9%
Spdr Index Shs Fds
New / Exited
106 / 104
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $964MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.2BQ3 ’19: $1.3BQ3 ’19Q4 ’19: $1.4BQ1 ’20: $1.2BQ2 ’20: $1.4BQ2 ’20Q3 ’20: $1.5BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.1BQ3 ’22: $2.0BQ3 ’22Q1 ’23: $2MQ2 ’23: $3MQ3 ’23: $3MQ3 ’23Q4 ’23: $5MQ1 ’24: $6MQ2 ’24: $6MQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 57.4%Common Stock: 36.6%Other: 3.8%REIT: 1.0%Closed-End Fund: 0.8%Other: 0.5%
  • ETP · 57.4% · $1.3B
  • Common Stock · 36.6% · $821M
  • Other · 3.8% · $86M
  • REIT · 1.0% · $21M
  • Closed-End Fund · 0.8% · $17M
  • Other · 0.5% · $12M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VANGUARD ADMIRAL FDS INCNEW+6.2K6.2K+$2M$2M
MPMP MATERIALS CORPNEW+38.4K38.4K+$2M$2M
OZKBANK OZKNEW+37.1K37.1K+$2M$2M
NMAINUVEEN MULTI ASSET INCOME FUNEW+59.4K59.4K+$1M$1M
SPDR SER TRNEW+10.4K10.4K+$955,000$955,000
FANGDIAMONDBACK ENERGY INCNEW+6.9K6.9K+$744,000$744,000
OBDCOWL ROCK CAPITAL CORPORATIONNEW+47.2K47.2K+$668,000$668,000
ISHARES TRNEW+12.5K12.5K+$431,000$431,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

29 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR SER TRPRTFLO S&P500 VL · S&P 600 SMCP VAL · PRTFLO S&P500 GW · S&P 600 SMCP GRW · S&P 400 MDCP VAL · S&P 400 MDCP GRW8.30%$186M2.92M
2IBDPISHARES TRCORE S&P US GWT · CORE S&P US VLU · IBONDS DEC24 ETF · IBONDS 22 TRM TS · CORE S&P500 ETF6.16%$138M2.48M
3VANGUARD INDEX FDSMCAP VL IDXVIP · SM CP VAL ETF · TOTAL STK MKT · SML CP GRW ETF · MCAP GR IDXVIP · MID CAP ETF4.16%$93M441.0K
4SCHWAB STRATEGIC TRINTL EQTY ETF · US REIT ETF · EMRG MKTEQ ETF2.96%$66M1.70M
5SPDR INDEX SHS FDSPORTFOLIO DEVLPD2.93%$66M1.80M
6VANGUARD SCOTTSDALE FDSINT-TERM CORP · SHRT TRM CORP BD2.47%$56M623.8K
7AAPLAPPLE INChistory →COM2.31%$52M292.6K
8FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · DJ INTERNT IDX · NASDQ OIL GAS2.18%$49M840.9K
9IAU*ISHARES GOLD TRhistory →ISHARES NEW1.84%$41M1.19M
10FIRST TR VALUE LINE DIVID INSHS1.40%$32M732.8K
11MSFTMICROSOFT CORPhistory →COM1.40%$32M93.7K
12XLFSELECT SECTOR SPDR TRFINANCIAL · SBI INT-INDS · SBI MATERIALS1.40%$31M481.7K
13AMZNAMAZON COM INChistory →COM0.84%$19M5.7K
14VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.82%$19M362.8K
15LOWLOWES COS INChistory →COM0.80%$18M69.8K
16JNJJOHNSON & JOHNSONhistory →COM0.80%$18M104.5K
17NEENEXTERA ENERGY INChistory →COM0.75%$17M180.9K
18AVGOBROADCOM INChistory →COM0.74%$17M25.0K
19HDHOME DEPOT INChistory →COM0.72%$16M38.8K
20VANGUARD BD INDEX FDSTOTAL BND MRKT0.70%$16M185.9K
21GOOGALPHABET INChistory →CAP STK CL C0.69%$15M5.3K
22UNHUNITEDHEALTH GROUP INChistory →COM0.63%$14M28.3K
23PGPROCTER AND GAMBLE COhistory →COM0.60%$13M82.4K
24JPMJPMORGAN CHASE & COhistory →COM0.56%$13M79.5K
25FIRST TR NASDAQ 100 TECH INDSHS0.55%$12M70.9K
26MCDMCDONALDS CORPhistory →COM0.55%$12M45.9K
27SPDR S&P 500 ETF TRTR UNIT0.50%$11M23.8K
28NVDANVIDIA CORPORATIONhistory →COM0.48%$11M36.6K
29DISDISNEY WALT COhistory →COM0.48%$11M69.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$6M2,847Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$6M2,803Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$5M2,746Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M1,877Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$3M1,885Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$2M1,803Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,878Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.0B1,843Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.1B1,832Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,779May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B1,718Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B1,715Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B1,689Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B1,683May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B1,612Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B1,676Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,693Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,734May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B1,892Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B1,850Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B1,927Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,723May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$964M1,715Jan 31, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • BENJAMIN EDWARDS INC028-19533

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.