SEC 13F Intelligence

Managers / Q4 2022 · view latest →

BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600

Reported Value
Under review
reported total failed a data-quality check
Positions
1,878
Filings on Record
23
2019–present window
Filed
Feb 7, 2023
original filing

Summary

Compared with Q3 2022, the fund opened 109 new positions and exited 71.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $964MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.2BQ3 ’19: $1.3BQ3 ’19Q4 ’19: $1.4BQ1 ’20: $1.2BQ2 ’20: $1.4BQ2 ’20Q3 ’20: $1.5BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.1BQ3 ’22: $2.0BQ3 ’22Q1 ’23: $2MQ2 ’23: $3MQ3 ’23: $3MQ3 ’23Q4 ’23: $5MQ1 ’24: $6MQ2 ’24: $6MQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 62.7%Common Stock: 33.3%Other: 1.9%REIT: 0.8%Closed-End Fund: 0.8%Other: 0.5%
  • ETP · 62.7% · $1M
  • Common Stock · 33.3% · $740,530
  • Other · 1.9% · $42,839
  • REIT · 0.8% · $18,836
  • Closed-End Fund · 0.8% · $16,769
  • Other · 0.5% · $11,245

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PIMCO ETF TRNEW+172.4K172.4K+$15,057$15,057
DIMENSIONAL ETF TRUSTNEW+555.0K555.0K+$12,183$12,183
DFARDIMENSIONAL ETF TRUSTNEW+524.6K524.6K+$11,096$11,096
SPDR SER TRNEW+225.4K225.4K+$5,036$5,036
FIRST TR EXCH TRD ALPHDX FDNEW+44.8K44.8K+$2,457$2,457
FIRST TR EXCH TRD ALPHDX FDNEW+225.0K225.0K+$2,355$2,355
FIRST TR EXCH TRD ALPHDX FDNEW+52.8K52.8K+$2,308$2,308
CAPITAL GROUP FIXED INCOME ENEW+37.2K37.2K+$973$973

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

26 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1HYBBISHARES TRBB RAT CORP BD · 1 3 YR TREAS BD · CORE S&P US VLU · CORE S&P US GWT · ISHS 1-5YR INVS · CORE S&P500 ETF · ISHS 5-10YR INVT · IBONDS DEC24 ETF · IBONDS 24 TRM TS15.51%$345,1936.31M
2SPDR SER TRS&P 400 MDCP VAL · S&P 600 SMCP VAL · S&P 400 MDCP GRW · PRTFLO S&P500 VL · S&P 600 SMCP GRW · PRTFLO S&P500 GW8.80%$195,8223.21M
3VANGUARD INDEX FDSMCAP VL IDXVIP · TOTAL STK MKT · SM CP VAL ETF · MCAP GR IDXVIP · SML CP GRW ETF · MID CAP ETF3.45%$76,726449.6K
4RDVYFIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · RISNG DIVD ACHIV · INDLS PROD DUR · ENERGY ALPHADX · MATERIALS ALPH · NASDQ OIL GAS3.38%$75,2052.01M
5SCHWAB STRATEGIC TRINTL EQTY ETF2.00%$44,5321.38M
6AAPLAPPLE INChistory →COM1.92%$42,720328.8K
7MSFTMICROSOFT CORPhistory →COM1.14%$25,410106.0K
8DFARDIMENSIONAL ETF TRUSTEMGR CRE EQT MNG · US REAL ESTATE E1.05%$23,2791.08M
9FIRST TR VALUE LINE DIVID INSHS0.89%$19,834497.0K
10VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.85%$18,872449.6K
11VANGUARD SCOTTSDALE FDSINT-TERM CORP0.81%$18,035232.7K
12JNJJOHNSON & JOHNSONCOM0.81%$17,998101.9K
13UNHUNITEDHEALTH GROUP INCCOM0.76%$16,81031.7K
14AVGOBROADCOM INCCOM0.72%$16,01528.6K
15PIMCO ETF TR25YR+ ZERO U S0.68%$15,057172.4K
16NEENEXTERA ENERGY INCCOM0.68%$15,041179.9K
17PGPROCTER AND GAMBLE COCOM0.61%$13,63490.0K
18JPMJPMORGAN CHASE & COCOM0.60%$13,25198.8K
19VANGUARD BD INDEX FDSTOTAL BND MRKT0.59%$13,232184.2K
20HDHOME DEPOT INCCOM0.59%$13,18641.7K
21INVESCO ACTVELY MNGD ETC FDOPTIMUM YIELD0.58%$12,892872.3K
22LOWLOWES COS INCCOM0.53%$11,76059.0K
23ABBVABBVIE INCCOM0.53%$11,74572.7K
24IAU*ISHARES GOLD TRISHARES NEW0.53%$11,741339.4K
25SELECT SECTOR SPDR TRSBI HEALTHCARE0.48%$10,69078.7K
26AMZNAMAZON COM INCCOM0.47%$10,453124.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$6M2,847Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$6M2,803Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$5M2,746Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M1,877Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$3M1,885Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$2M1,803Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,878Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.0B1,843Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.1B1,832Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,779May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B1,718Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B1,715Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B1,689Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B1,683May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B1,612Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B1,676Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,693Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,734May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B1,892Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B1,850Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B1,927Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,723May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$964M1,715Jan 31, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • BENJAMIN EDWARDS INC028-19533

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.