SEC 13F Intelligence

Managers / Q4 2018 · view latest →

BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600

Reported Value
$964M
Q4 2018
Positions
1,715
Filings on Record
23
2019–present window
Filed
Jan 31, 2019
original filing

Summary

Benjamin F. Edwards & Company, Inc. reported $964M in U.S.-listed holdings across 1,715 positions for Q4 2018.

Its largest position, Ishares Tr, represents 3.7% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+18.6%
share of reported value
Largest Position
+3.7%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $964MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.2BQ3 ’19: $1.3BQ3 ’19Q4 ’19: $1.4BQ1 ’20: $1.2BQ2 ’20: $1.4BQ2 ’20Q3 ’20: $1.5BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.1BQ3 ’22: $2.0BQ3 ’22Q1 ’23: $2MQ2 ’23: $3MQ3 ’23: $3MQ3 ’23Q4 ’23: $5MQ1 ’24: $6MQ2 ’24: $6MQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 55.6%Common Stock: 33.6%Other: 7.4%Closed-End Fund: 1.6%REIT: 1.0%Other: 0.9%
  • ETP · 55.6% · $536M
  • Common Stock · 33.6% · $324M
  • Other · 7.4% · $71M
  • Closed-End Fund · 1.6% · $15M
  • REIT · 1.0% · $9M
  • Other · 0.9% · $8M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+235.1K235.1K+$35M$35M
ISHARES TRNEW+135.3K135.3K+$22M$22M
ISHARES TRNEW+209.8K209.8K+$21M$21M
VANGUARD SCOTTSDALE FDSNEW+235.8K235.8K+$20M$20M
VANGUARD INDEX FDSNEW+118.8K118.8K+$15M$15M
ISHARES TRNEW+76.5K76.5K+$15M$15M
ISHARES TRNEW+108.1K108.1K+$14M$14M
INVESCO EXCH TRD SLF IDX FDNEW+601.8K601.8K+$13M$13M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

27 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TLHISHARES TRS&P 500 GRWT ETF · S&P SML 600 GWT · S&P 500 VAL ETF · S&P MC 400GR ETF · SP SMCP600VL ETF · IBONDS DEC21 ETF · S&P MC 400VL ETF · CORE S&P US GWT · CORE S&P US VLU · LNG TR CRPRT BD · 10-20 YR TRS ETF · IBDS DEC28 ETF · IBONDS ETF · IBONDS DEC23 ETF · IBONDS DEC25 ETF · CORE S&P500 ETF18.92%$182M2.66M
2FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX · HLTH CARE ALPH · NY ARCA BIOTECH · TECH ALPHADEX3.37%$32M382.7K
3VANGUARD SCOTTSDALE FDSINT-TERM CORP · SHRT TRM CORP BD · INTER TERM TREAS3.07%$30M377.7K
4VANGUARD INDEX FDSTOTAL STK MKT · MID CAP ETF · SMALL CP ETF2.93%$28M215.4K
5VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE EUROPE ETF1.86%$18M427.2K
6INVESCO EXCH TRD SLF IDX FDBULSHS 2019 CB1.31%$13M601.8K
7SPDR INDEX SHS FDSPORTFOLIO DEVLPD1.28%$12M465.3K
8JNJJOHNSON & JOHNSONhistory →COM1.23%$12M92.0K
9VANGUARD BD INDEX FD INCTOTAL BND MRKT1.20%$12M146.2K
10VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF1.14%$11M296.4K
11AAPLAPPLE INChistory →COM1.06%$10M64.9K
12FIRST TR LRG CP GRWTH ALPHADCOM SHS0.96%$9M161.7K
13FIRST TR NASDAQ100 TECH INDESHS0.92%$9M130.9K
14IAUUSDISHARES GOLD TRUSTISHARES0.90%$9M706.1K
15PGPROCTER AND GAMBLE COCOM0.85%$8M88.8K
16FIRST TR EXCNGE TRD ALPHADEXSML CP GRW ALP0.84%$8M201.0K
17SPDR S&P 500 ETF TRTR UNIT0.76%$7M29.3K
18NEENEXTERA ENERGY INCCOM0.74%$7M41.1K
19AMZNAMAZON COM INCCOM0.69%$7M4.4K
20MSFTMICROSOFT CORPCOM0.62%$6M59.2K
21FIRST TR EXCHNG TRADED FD VICEF INCM OPPTY0.59%$6M299.6K
22LOWLOWES COS INCCOM0.53%$5M55.0K
23GOOGALPHABET INCCAP STK CL C0.51%$5M4.7K
24INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT0.50%$5M52.3K
25EXMOCEXXON MOBIL CORPCOM0.49%$5M69.8K
26JP MORGAN EXCHANGE TRADED FDULTRA SHRT INC0.49%$5M94.5K
27TAT&T INCCOM0.46%$4M154.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$6M2,847Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$6M2,803Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$5M2,746Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M1,877Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$3M1,885Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$2M1,803Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,878Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.0B1,843Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.1B1,832Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,779May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B1,718Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B1,715Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B1,689Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B1,683May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B1,612Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B1,676Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,693Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,734May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B1,892Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B1,850Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B1,927Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,723May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$964M1,715Jan 31, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.