SEC 13F Intelligence

FIRST TR EXCHANGE-TRADED ALP

CUSIP 33737M300

First Tr Exchange-Traded Alp has 153 institutional holders in Filings Flow’s 13F database, together reporting 6.44M shares worth $611M as of Q1 2026. The largest reported holders are Lpl Financial LLC, Raymond James Financial Inc, and Wells Fargo & Company/Mn.

Institutional Holders
153
Q1 2026
Reported Value
$611M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 56Q4 ’18Q1 ’19: 55Q2 ’19: 52Q2 ’19Q3 ’19: 53Q2 ’21: 73Q2 ’21Q4 ’21: 82Q4 ’22: 67Q4 ’22Q4 ’25: 137Q1 ’26: 153Q1 ’26Q2 ’26: 16filingsflow.com
Total reported value
Q4 ’18: $249MQ4 ’18Q1 ’19: $118MQ2 ’19: $123MQ2 ’19Q3 ’19: $107MQ2 ’21: $1.5BQ2 ’21Q4 ’21: $1.6BQ4 ’22: $75MQ4 ’22Q4 ’25: $516MQ1 ’26: $611MQ1 ’26Q2 ’26: $82Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Financial Management, Inc.$106M AUM4.38%$5M48.1KQ2 2026
NEW WAVE WEALTH ADVISORS LLC$288M AUM3.41%$10M101.5KQ1 2026OLDER
Paller Financial Services Inc$134M AUM2.88%$4M30.3KQ2 2026
Richmond Investment Services, LLC$619M AUM2.30%$14M146.9KQ1 2026OLDER
ECLECTIC ASSOCIATES INC /ADV$878M AUM2.29%$20M158.3KQ2 2026
Pursuit Wealth Management LLC$116M AUM1.98%$2M24.0KQ4 2025OLDER
HFG Advisors, Inc.$142M AUM1.58%$2M23.1KQ1 2026OLDER
StoryOne LLC$177M AUM1.27%$2M0Q1 2026OLDER
Integrity Advisory Solutions, LLC$757M AUM1.25%$9M97.7KQ1 2026OLDER
Warner Group LLC$153M AUM1.21%$2M19.1KQ1 2026OLDER
Bedel Financial Consulting, Inc.$888M AUM0.84%$7M77.2KQ1 2026OLDER
Nova Wealth Management, Inc.$154M AUM0.74%$1M11.7KQ1 2026OLDER
WILLNER & HELLER, LLC$160M AUM0.73%$1M9.1KQ2 2026
Clear Point Advisors Inc.$129M AUM0.58%$751,9047.8KQ1 2026OLDER
Quantum Portfolio Management LLC$230M AUM0.55%$1M13.1KQ1 2026OLDER
GREENUP STREET WEALTH MANAGEMENT LLC$710M AUM0.55%$4M40.5KQ1 2026OLDER
MONEYWISE, INC.$229M AUM0.51%$1M12.0KQ1 2026OLDER
Redhawk Wealth Advisors, Inc.$1.0B AUM0.50%$5M39.7KQ2 2026
MTM Investment Management, LLC$316M AUM0.48%$2M15.8KQ1 2026OLDER
RHODES INVESTMENT ADVISORS INC /ADV$116M AUM0.46%$532,9055.5KQ1 2026OLDER
Sylvest Advisors, LLC$188M AUM0.44%$825,3008.5KQ1 2026OLDER
Proactive Wealth Strategies LLC$532M AUM0.40%$2M21.8KQ1 2026OLDER
Empirical Asset Management, LLC$379M AUM0.39%$1M15.3KQ1 2026OLDER
Strategic Equity Management$266M AUM0.33%$875,4389.0KQ1 2026OLDER
Stonebridge Financial Group, LLC / MO$119M AUM0.31%$372,4033.8KQ1 2026OLDER
Ferguson Shapiro LLC$342M AUM0.28%$904,5729.4KQ4 2025OLDER
BAM Wealth Management, LLC$134M AUM0.21%$284,3452.9KQ1 2026OLDER
VISTA INVESTMENT PARTNERS II, LLC$223M AUM0.20%$441,3564.6KQ1 2026OLDER
BARNES PETTEY FINANCIAL ADVISORS, LLC$229M AUM0.20%$447,4664.6KQ1 2026OLDER
Echo Wealth Management, LLC$174M AUM0.19%$333,6113.4KQ1 2026OLDER
Fulcrum Equity Management$136M AUM0.18%$249,4592.0KQ2 2026
WORLD EQUITY GROUP, INC.$447M AUM0.18%$810,9446.4KQ2 2026
IFP Advisors, Inc$4.8B AUM0.17%$8M86.8KQ1 2026OLDER
Certified Advisory Corp$1.1B AUM0.17%$2M19.6KQ1 2026OLDER
Brookwood Investment Group LLC$810M AUM0.17%$1M13.9KQ1 2026OLDER
Dunhill Financial, LLC$424M AUM0.16%$684,2907.1KQ1 2026OLDER
Independent Wealth Network Inc.$337M AUM0.14%$474,8104.9KQ1 2026OLDER
MGB Wealth Management, LLC$350M AUM0.14%$485,3995.0KQ4 2025OLDER
M.E. ALLISON & CO., INC.$174M AUM0.13%$222,2581.7KQ2 2026
Plotkin Financial Advisors, LLC$199M AUM0.13%$250,4992.6KQ1 2026OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.11%$10M100.4KQ1 2026OLDER
PACIFIC SUN FINANCIAL CORP$206M AUM0.10%$215,2962.2KQ1 2026OLDER
Worth Asset Management, LLC$313M AUM0.10%$316,3122.5KQ2 2026
MONECO ADVISORS, LLC$1.3B AUM0.10%$1M13.4KQ1 2026OLDER
WEALTH EFFECTS LLC$282M AUM0.09%$248,2852.6KQ1 2026OLDER
Pinnacle Bancorp, Inc.$339M AUM0.08%$274,0652.8KQ1 2026OLDER
Private Advisory Group LLC$1.5B AUM0.07%$918,6059.6KQ4 2025OLDER
Advisor Resource Council$309M AUM0.07%$209,9622.2KQ1 2026OLDER
Gateway Wealth Partners, LLC$2.6B AUM0.07%$2M18.0KQ1 2026OLDER
TBH Global Asset Management, LLC$497M AUM0.07%$335,9473.5KQ1 2026OLDER
Waterfront Wealth Inc.$545M AUM0.07%$364,1603.8KQ1 2026OLDER
Kingsview Wealth Management, LLC$7.3B AUM0.06%$4M43.5KQ1 2026OLDER
FOUNDERS FINANCIAL SECURITIES LLC$1.8B AUM0.06%$1M9.8KQ1 2026OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.06%$2M18.6KQ1 2026OLDER
Wagner Wealth Management, LLC$495M AUM0.05%$263,6792.7KQ1 2026OLDER
LexAurum Advisors, LLC$771M AUM0.05%$386,6594.0KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.05%$2M20.5KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.04%$1M11.5KQ2 2026
Gladstone Institutional Advisory LLC$2.7B AUM0.04%$1M11.7KQ1 2026OLDER
Stratos Wealth Advisors, LLC$1.6B AUM0.04%$656,1676.8KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.04%$2M25.7KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.04%$5M49.5KQ1 2026OLDER
Founders Financial Alliance, LLC$555M AUM0.04%$201,7502.1KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.04%$6M57.5KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.04%$132M1.36MQ1 2026OLDER
Financial Partners Group, Inc$836M AUM0.03%$256,2212.6KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.03%$28M289.7KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.03%$302,8693.1KQ1 2026OLDER
Wedmont Private Capital$3.1B AUM0.03%$781,0227.6KQ1 2026OLDER
Keating Financial Advisory Services, Inc.$619M AUM0.02%$149,1551.5KQ1 2026OLDER
49 WEALTH MANAGEMENT, LLC$1.3B AUM0.02%$251,3752.8KQ3 2025OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.02%$9M87.7KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.02%$812,5958.4KQ1 2026OLDER
XML Financial, LLC$1.2B AUM0.02%$232,7522.4KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.02%$4M37.3KQ1 2026OLDER
First Heartland Consultants, Inc.$1.5B AUM0.02%$278,6752.2KQ2 2026
Ashton Thomas Private Wealth, LLC$4.2B AUM0.02%$742,8677.7KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.02%$19M196.6KQ1 2026OLDER
&PARTNERS$20.2B AUM0.02%$3M35.9KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.02%$53M545.0KQ1 2026OLDER
PFG Advisors$2.1B AUM0.02%$324,2043.3KQ1 2026OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.02%$311,4443.2KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.02%$1M12.6KQ1 2026OLDER
Barnes Dennig Private Wealth Management LLC$101M AUM0.02%$15,614161Q1 2026OLDER
FIRST TRUST ADVISORS LP$140.0B AUM0.02%$21M216.4KQ4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$10M102.5KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.01%$396,7454.1KQ1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.01%$728,3855.7KQ2 2026
Key FInancial Inc$562M AUM0.01%$76,129785Q1 2026OLDER
Tidemark, LLC$393M AUM0.01%$52,215538Q1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$3M27.1KQ1 2026OLDER
OPPENHEIMER & CO INC$8.2B AUM0.01%$1M10.4KQ1 2026OLDER
Private Wealth Asset Management, LLC$935M AUM0.01%$105,1261.1KQ1 2026OLDER
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM0.01%$30,433239Q2 2026
Baird Financial Group, Inc.$64.0B AUM0.01%$7M72.9KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.01%$189,5461.9KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$233,8472.4KQ1 2026OLDER
Glass Jacobson Investment Advisors llc$290M AUM0.01%$25,043258Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.01%$43M443.6KQ2 2026
Prospera Financial Services Inc$6.2B AUM0.01%$467,0474.8KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$657,1396.8KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.01%$2M20.1KQ1 2026OLDER
Mutual Advisors, LLC$4.7B AUM0.01%$330,5673.4KQ4 2025OLDER
Independent Advisor Alliance$9.3B AUM0.01%$589,3516.1KQ1 2026OLDER
D.A. DAVIDSON & CO.$16.5B AUM0.01%$1M10.7KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.01%$4M46.1KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.01%$234,6922.4KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.01%$7M67.7KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.01%$9M92.5KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.01%$220,6312.3KQ1 2026OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.01%$511,1335.2KQ1 2026OLDER
OPTIMA CAPITAL LLC$215M AUM0.01%$11,726122Q4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$18M185.4KQ1 2026OLDER
STEPHENS INC /AR/$8.0B AUM0.00%$382,6493.9KQ1 2026OLDER
TWIN PEAKS WEALTH ADVISORS, LLC$397M AUM0.00%$18,814194Q1 2026OLDER
GREAT VALLEY ADVISOR GROUP, INC.$5.5B AUM0.00%$251,3092.6KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$347,9983.6KQ1 2026OLDER
Arkadios Wealth Advisors$6.1B AUM0.00%$253,1162.6KQ1 2026OLDER
Archer Investment Corp$469M AUM0.00%$17,941185Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$6M60.9KQ1 2026OLDER
OneDigital Investment Advisors LLC$10.2B AUM0.00%$363,7723.8KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.00%$31,325323Q1 2026OLDER
SYNOVUS FINANCIAL CORP$8.7B AUM0.00%$279,5963.1KQ3 2025OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.00%$402,1604.2KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$17M171.1KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$205,7922.1KQ1 2026OLDER
CITY HOLDING CO$800M AUM0.00%$20,462211Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$17M174.6KQ1 2026OLDER
Colonial Trust Co / SC$735M AUM0.00%$18,207196Q1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$5M51.2KQ1 2026OLDER
Hilltop National Bank$468M AUM0.00%$9,42098Q4 2025OLDER
COMERICA BANK$25.1B AUM0.00%$569,2975.9KQ4 2025OLDER
TRUIST FINANCIAL CORP$74.2B AUM0.00%$2M17.2KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$114,1261.2KQ4 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$956,4409.7KQ1 2026OLDER
Advisors Preferred, LLC$679M AUM0.00%$12,998143Q3 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$2M15.9KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$24M244.3KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$28M293.3KQ1 2026OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$205,3092.1KQ4 2025OLDER
CoreCap Advisors, LLC$3.4B AUM0.00%$47,370372Q2 2026
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$12,880134Q4 2025OLDER
MARSHALL INVESTMENT MANAGEMENT, LLC$208M AUM0.00%$2,37625Q1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$18,620192Q1 2026OLDER
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$20.1B AUM0.00%$223,2482.3KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$596,1226.1KQ1 2026OLDER
KEYBANK NATIONAL ASSOCIATION/OH$27.4B AUM0.00%$242,1592.5KQ1 2026OLDER
Transamerica Financial Advisors, LLC$1.2B AUM0.00%$6,59868Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$56,863580Q1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$24,583271Q3 2025OLDER
Mariner, LLC$85.7B AUM0.00%$295,3233.0KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$229,6872.4KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$3M27.5KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$101,0531.0KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$68,585707Q2 2026
CITADEL ADVISORS LLC$618.5B AUM0.00%$1M12.7KQ1 2026OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$67,886700Q1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$459,0064.7KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$1M15.0KQ1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$4,29644Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$49,266508Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$640,5536.6KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$261,2642.7KQ1 2026OLDER
Hilton Head Capital Partners, LLC$177M AUM0.00%$971Q1 2026OLDER
Global Wealth Strategies & Associates$528M AUM0.00%$961Q4 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$1,16412Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$12,607130Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$76,652825Q1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$12,413128Q1 2026OLDER
FMR LLC$1.90T AUM0.00%$62,422644Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$6,30465Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.