SEC 13F Intelligence

Managers / Q1 2026

OPTIMA CAPITAL LLC

CIK 0002070972 · 500 SW 116TH AVE, BEAVERTON, OR, 97225 · 5032701314

Reported Value
$215M
Q1 2026
Positions
269
Filings on Record
6
2019–present window
Filed
May 5, 2026
original filing

Summary

Optima Capital LLC reported $215M in U.S.-listed holdings across 269 positions for Q1 2026.

Its largest position, Spdr Series, represents 3.7% of the portfolio.

Compared with Q4 2025, the fund opened 6 new positions and exited 1255.

Portfolio Metrics

Turnover
+11.3%
vs prior filed quarter
Top-10 Concentration
+28.6%
share of reported value
Largest Position
+3.7%
Spdr Series
New / Exited
6 / 1255
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’25: $186MQ2 ’25Q3 ’25: $206MQ3 ’25Q4 ’25: $231MQ4 ’25Q1 ’26: $215MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 85.8%Common Stock: 13.7%MLP: 0.3%ADR: 0.2%
  • ETP · 85.8% · $185M
  • Common Stock · 13.7% · $29M
  • MLP · 0.3% · $741,950
  • ADR · 0.2% · $488,803

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VUSBVANGUARD BD INDEX FDSNEW+24.8K24.8K+$1M$1M
CGDVUSDCAPITAL GROUP DIVIDEND VALUENEW+17.6K17.6K+$749,494$749,494
DIMENSIONAL ETF TRUSTNEW+4.7K4.7K+$277,758$277,758
ISHARES TRNEW+3.4K3.4K+$268,168$268,168
VANGUARD INTL EQUITY INDEX FNEW+3.1K3.1K+$254,995$254,995
BAXBAXTER INTL INCNEW+00+$0$0
BARCLAYS BANK PLCADDED+38.9K42.1K+$1M$2M
DBX ETF TRADDED+82.7K92.4K+$4M$5M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

31 positions
#IssuerClass% PortfolioValueShares
1GDEWISDOMTREE TRYIELD ENHANCD US · WISDOMTREE US VA · DYNAMIC INTL EQT · FLOATNG RAT TREA · EFFICIENT GLD PL · US SMALLCAP FUND7.47%$16M294.4K
2J P MORGAN EXCHANGE TRADED FINCOME ETF · ACTIVE BOND ETF · ULTRA SHRT ETF7.10%$15M307.5K
3VUGVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · SM CP VAL ETF · GROWTH ETF · MID CAP ETF6.34%$14M41.2K
4DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · INTL CORE EQT MK5.70%$12M315.6K
5ISHARES TRCORE S&P SCP ETF · MSCI USA QUALITY · ISHS 5-10YR INVT · RUSSELL 2000 ETF5.33%$11M137.2K
6SPDR SERIES TRUSTSTATE STREET SPD · BLOOMBERG INTL4.38%$9M150.8K
7INVESCO EXCH TRADED FD TR IIS&P 500 REVENUE · S&P INTL MOMNT3.48%$7M91.9K
8AIM ETF PRODUCTS TRUSTALLIANZIM BUF 153.18%$7M252.2K
9INNOVATOR ETFS TRUSTLADDERED ALC BFR · INTL DVLPD 10 BU · NASDAQ-100 10 BU2.83%$6M192.1K
10DOUBLELINE ETF TRUSTOPPORTUNISTIC CO2.71%$6M127.5K
11INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT2.64%$6M29.6K
12CAMBRIA ETF TRGLOBAL VALUE ETF2.61%$6M169.3K
13DBX ETF TRXTRACK MSCI EAFE2.12%$5M92.3K
14VANGUARD SPECIALIZED FUNDSDIV APP ETF1.87%$4M18.8K
15SPDR INDEX SHS FDSSTATE STREET SPD1.77%$4M83.4K
16NDQINVESCO QQQ TRhistory →UNIT SER 11.60%$3M6.0K
17STATE STR SPDR S&P 500 ETF TTR UNIT1.55%$3M5.1K
18EXMOCEXXON MOBIL CORPhistory →COM1.28%$3M16.3K
19BITBBITWISE BITCOIN ETF TRhistory →SHS BEN INT1.20%$3M70.5K
20SCHWAB STRATEGIC TRUS BRD MKT ETF1.20%$3M103.0K
21AAAUGOLDMAN SACHS PHYSICAL GOLDUNIT0.99%$2M46.2K
22PACER FDS TRSWAN SOS FD OF0.92%$2M62.1K
23GOOGLALPHABET INCCAP STK CL A0.88%$2M6.6K
24VANGUARD SCOTTSDALE FDSVNG RUS2000IDX0.80%$2M17.3K
25AMZNAMAZON COM INCCOM0.80%$2M8.3K
26BARCLAYS BANK PLCIPATH S&P 500 SH0.70%$2M42.1K
27ORCLORACLE CORPCOM0.66%$1M9.7K
28AAPLAPPLE INCCOM0.62%$1M5.2K
29PLTRPALANTIR TECHNOLOGIES INCCL A0.62%$1M9.1K
30VUSBVANGUARD BD INDEX FDSVANGUARD ULTRA0.57%$1M24.6K
31SSGA ACTIVE TRSTATE STREET US0.52%$1M36.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$215M269May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$231M1,937Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$206M264Oct 27, 202513F-HRchanges · EDGAR ↗
Q2 2025$186M254Jul 15, 202513F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.