SEC 13F Intelligence

Managers / Q3 2022 · view latest →

BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600

Reported Value
$2.0B
Q3 2022
Positions
1,843
Filings on Record
23
2019–present window
Filed
Oct 28, 2022
original filing

Summary

Benjamin F. Edwards & Company, Inc. reported $2.0B in U.S.-listed holdings across 1,843 positions for Q3 2022.

Its largest position, AAPL, represents 2.3% of the portfolio.

Compared with Q2 2022, the fund opened 114 new positions and exited 104.

Portfolio Metrics

Turnover
+8.6%
vs prior filed quarter
Top-10 Concentration
+19.2%
share of reported value
Largest Position
+2.3%
Apple
New / Exited
114 / 104
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $964MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.2BQ3 ’19: $1.3BQ3 ’19Q4 ’19: $1.4BQ1 ’20: $1.2BQ2 ’20: $1.4BQ2 ’20Q3 ’20: $1.5BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.1BQ3 ’22: $2.0BQ3 ’22Q1 ’23: $2MQ2 ’23: $3MQ3 ’23: $3MQ3 ’23Q4 ’23: $5MQ1 ’24: $6MQ2 ’24: $6MQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 61.9%Common Stock: 34.1%Other: 1.8%REIT: 0.8%Closed-End Fund: 0.8%Other: 0.5%
  • ETP · 61.9% · $1.2B
  • Common Stock · 34.1% · $680M
  • Other · 1.8% · $36M
  • REIT · 0.8% · $17M
  • Closed-End Fund · 0.8% · $15M
  • Other · 0.5% · $11M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INVESCO EXCH TRD SLF IDX FDNEW+74.6K74.6K+$2M$2M
INNOVATOR ETFS TRNEW+32.3K32.3K+$833,000$833,000
BSCOINVESCO EXCH TRD SLF IDX FDNEW+33.7K33.7K+$687,000$687,000
BSCPINVESCO EXCH TRD SLF IDX FDNEW+31.9K31.9K+$636,000$636,000
INVESCO EXCH TRD SLF IDX FDNEW+29.8K29.8K+$621,000$621,000
FIRST TR EXCH TRADED FD IIINEW+19.0K19.0K+$326,000$326,000
FIRST TR EXCHANGE-TRADED FDNEW+13.2K13.2K+$316,000$316,000
FIRST TR EXCHANGE TRADED FDNEW+9.3K9.3K+$285,000$285,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

26 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1HYBBISHARES TRBB RAT CORP BD · IBOND DEC 2030 · CORE S&P US VLU · CORE S&P US GWT · IBONDS DEC24 ETF · IBONDS DEC 29 · CORE S&P500 ETF · IBONDS 26 TRM TS · IBONDS DEC23 ETF11.66%$232M6.88M
2SPDR SER TRS&P 600 SMCP VAL · PRTFLO S&P500 VL · S&P 600 SMCP GRW · PRTFLO S&P500 GW · PORTFLI INTRMDIT · S&P 400 MDCP VAL7.25%$145M3.10M
3VANGUARD INDEX FDSMCAP VL IDXVIP · TOTAL STK MKT · SM CP VAL ETF · MCAP GR IDXVIP · SML CP GRW ETF3.10%$62M399.3K
4SCHWAB STRATEGIC TRINTL EQTY ETF · US REIT ETF · EMRG MKTEQ ETF3.10%$62M2.52M
5FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · ENERGY ALPHADX · NASDQ OIL GAS · MATERIALS ALPH · INDLS PROD DUR3.08%$61M2.02M
6VANGUARD SCOTTSDALE FDSINT-TERM CORP · SHRT TRM CORP BD2.80%$56M743.1K
7AAPLAPPLE INChistory →COM2.29%$46M330.6K
8INVESCO ACTVELY MNGD ETC FDOPTIMUM YIELD1.53%$31M1.89M
9MSFTMICROSOFT CORPhistory →COM1.37%$27M117.6K
10WISDOMTREE TRJAPN HEDGE EQT1.32%$26M428.1K
11IAU*ISHARES GOLD TRhistory →ISHARES NEW1.14%$23M721.2K
12FIRST TR VALUE LINE DIVID INSHS0.91%$18M508.2K
13VANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.88%$17M480.9K
14AMZNAMAZON COM INChistory →COM0.85%$17M149.7K
15JNJJOHNSON & JOHNSONhistory →COM0.82%$16M99.7K
16UNHUNITEDHEALTH GROUP INChistory →COM0.78%$16M31.0K
17NEENEXTERA ENERGY INChistory →COM0.71%$14M179.9K
18LOWLOWES COS INChistory →COM0.70%$14M74.7K
19VANGUARD BD INDEX FDSTOTAL BND MRKT0.67%$13M187.3K
20AVGOBROADCOM INChistory →COM0.64%$13M28.7K
21HDHOME DEPOT INChistory →COM0.58%$11M41.6K
22PGPROCTER AND GAMBLE COhistory →COM0.57%$11M89.8K
23GOOGALPHABET INChistory →CAP STK CL C0.53%$11M109.4K
24JPMJPMORGAN CHASE & COhistory →COM0.52%$10M99.8K
25FIRST TR EXCHANGE TRAD FD VIFST TR GLB FD0.51%$10M399.2K
26ABBVABBVIE INCCOM0.49%$10M72.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$6M2,847Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$6M2,803Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$5M2,746Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M1,877Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$3M1,885Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$2M1,803Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,878Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.0B1,843Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.1B1,832Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,779May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B1,718Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B1,715Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B1,689Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B1,683May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B1,612Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B1,676Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,693Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,734May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B1,892Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B1,850Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B1,927Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,723May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$964M1,715Jan 31, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • BENJAMIN EDWARDS INC028-19533

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.