SEC 13F Intelligence

Managers / Q3 2021 · view latest →

BENJAMIN F. EDWARDS & COMPANY, INC.

CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600

Reported Value
$2.0B
Q3 2021
Positions
1,715
Filings on Record
23
2019–present window
Filed
Nov 2, 2021
original filing

Summary

Benjamin F. Edwards & Company, Inc. reported $2.0B in U.S.-listed holdings across 1,715 positions for Q3 2021.

Its largest position, Spdr Index Shs Fds, represents 3.2% of the portfolio.

Compared with Q2 2021, the fund opened 117 new positions and exited 91.

Portfolio Metrics

Turnover
+7.3%
vs prior filed quarter
Top-10 Concentration
+20.6%
share of reported value
Largest Position
+3.2%
Spdr Index Shs Fds
New / Exited
117 / 91
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $964MQ4 ’18Q1 ’19: $1.1BQ2 ’19: $1.2BQ3 ’19: $1.3BQ3 ’19Q4 ’19: $1.4BQ1 ’20: $1.2BQ2 ’20: $1.4BQ2 ’20Q3 ’20: $1.5BQ4 ’20: $1.7BQ1 ’21: $1.9BQ1 ’21Q2 ’21: $2.0BQ3 ’21: $2.0BQ4 ’21: $2.2BQ4 ’21Q1 ’22: $2.2BQ2 ’22: $2.1BQ3 ’22: $2.0BQ3 ’22Q1 ’23: $2MQ2 ’23: $3MQ3 ’23: $3MQ3 ’23Q4 ’23: $5MQ1 ’24: $6MQ2 ’24: $6MQ2 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 59.9%Common Stock: 33.8%Other: 4.2%REIT: 0.9%Closed-End Fund: 0.8%Other: 0.5%
  • ETP · 59.9% · $1.2B
  • Common Stock · 33.8% · $672M
  • Other · 4.2% · $83M
  • REIT · 0.9% · $18M
  • Closed-End Fund · 0.8% · $15M
  • Other · 0.5% · $10M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ISHARES TRNEW+202.8K202.8K+$5M$5M
BILLBILL COM HLDGS INCNEW+7.7K7.7K+$2M$2M
DKSDICKS SPORTING GOODS INCNEW+15.6K15.6K+$2M$2M
UPSTUPSTART HLDGS INCNEW+5.0K5.0K+$2M$2M
PACER FDS TRNEW+38.9K38.9K+$1M$1M
ABERDEEN ASIA-PACIFIC INCOMENEW+227.9K227.9K+$946,000$946,000
NUVEEN TX ADV TOTAL RET STRGNEW+85.0K85.0K+$944,000$944,000
GILGILDAN ACTIVEWEAR INCNEW+25.5K25.5K+$930,000$930,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

28 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR SER TRPRTFLO S&P500 VL · S&P 600 SMCP VAL · PRTFLO S&P500 GW · S&P 600 SMCP GRW · S&P 400 MDCP VAL7.71%$153M2.62M
2IBDPISHARES TRCORE S&P US GWT · CORE S&P US VLU · IBONDS DEC24 ETF · IBONDS 22 TRM TS · CORE S&P500 ETF · IBONDS DEC22 ETF · IBONDS DEC23 ETF7.21%$143M3.14M
3VANGUARD INDEX FDSMCAP VL IDXVIP · SM CP VAL ETF · TOTAL STK MKT · SML CP GRW ETF · MCAP GR IDXVIP · MID CAP ETF4.20%$84M418.2K
4SPDR INDEX SHS FDSPORTFOLIO DEVLPD3.19%$63M1.75M
5SCHWAB STRATEGIC TRINTL EQTY ETF · US REIT ETF · EMRG MKTEQ ETF2.99%$59M1.56M
6VANGUARD SCOTTSDALE FDSINT-TERM CORP · SHRT TRM CORP BD2.65%$53M582.4K
7FIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · CAP STRENGTH ETF · TECH ALPHADEX2.21%$44M367.4K
8AAPLAPPLE INChistory →COM1.92%$38M270.0K
9IAU*ISHARES GOLD TRhistory →ISHARES NEW1.89%$38M1.13M
10XLFSELECT SECTOR SPDR TRFINANCIAL · SBI INT-INDS · SBI MATERIALS1.46%$29M492.2K
11FIRST TR VALUE LINE DIVID INSHS1.38%$28M702.1K
12MSFTMICROSOFT CORPhistory →COM1.19%$24M84.3K
13VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.91%$18M358.3K
14JNJJOHNSON & JOHNSONhistory →COM0.83%$17M102.3K
15AMZNAMAZON COM INChistory →COM0.80%$16M4.8K
16VANGUARD BD INDEX FDSTOTAL BND MRKT0.78%$16M181.5K
17ISHARES INCMSCI EMRG CHN0.78%$15M254.3K
18NEENEXTERA ENERGY INChistory →COM0.70%$14M176.2K
19GOOGALPHABET INChistory →CAP STK CL C0.69%$14M5.2K
20JPMJPMORGAN CHASE & COhistory →COM0.63%$12M76.3K
21FIRST TR NASDAQ 100 TECH INDSHS0.58%$12M73.4K
22DISDISNEY WALT COhistory →COM0.57%$11M66.9K
23PGPROCTER AND GAMBLE COhistory →COM0.56%$11M79.7K
24LOWLOWES COS INChistory →COM0.56%$11M54.5K
25INVESCO ACTIVLY MANGD ETC FDOPTIMUM YIELD0.54%$11M510.6K
26HDHOME DEPOT INChistory →COM0.51%$10M30.7K
27FIRST TR EXCHANGE-TRADED ALPSML CP GRW ALP0.49%$10M135.3K
28AVGOBROADCOM INCCOM0.48%$10M19.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$6M2,847Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$6M2,803Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$5M2,746Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$3M1,877Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$3M1,885Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$2M1,803Apr 27, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review1,878Feb 7, 202313F-HRchanges · EDGAR ↗
Q3 2022$2.0B1,843Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$2.1B1,832Aug 12, 202213F-HRchanges · EDGAR ↗
Q1 2022$2.2B1,779May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$2.2B1,718Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$2.0B1,715Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$2.0B1,689Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.9B1,683May 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$1.7B1,612Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.5B1,676Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$1.4B1,693Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.2B1,734May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$1.4B1,892Feb 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$1.3B1,850Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$1.2B1,927Aug 8, 201913F-HRchanges · EDGAR ↗
Q1 2019$1.1B1,723May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$964M1,715Jan 31, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 1 additional manager.

  • BENJAMIN EDWARDS INC028-19533

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.