Managers / Q2 2019 · view latest →
BENJAMIN F. EDWARDS & COMPANY, INC.
CIK 0001445065 · ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO, 63105 · 314 726-1600
Reported Value
$1.2B
Q2 2019
Positions
1,927
Filings on Record
23
2019–present window
Filed
Aug 8, 2019
original filing
Summary
Benjamin F. Edwards & Company, Inc. reported $1.2B in U.S.-listed holdings across 1,927 positions for Q2 2019.
The portfolio is heavily concentrated: IBDQ alone accounts for 22.8% of reported value.
Compared with Q1 2019, the fund opened 315 new positions and exited 111.
Portfolio Metrics
Turnover
+7.5%
vs prior filed quarter
Top-10 Concentration
+45.2%
share of reported value
Largest Position
+22.8%
Ishares Tr
New / Exited
315 / 111
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 54.8% · $653M
- Common Stock · 37.0% · $441M
- Other · 4.5% · $54M
- Closed-End Fund · 1.9% · $23M
- REIT · 1.0% · $12M
- Other · 0.8% · $10M
Quarter-over-Quarter Changes full breakdown →
vs Q1 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SPDR SERIES TRUST | NEW | +34.5K | 34.5K | +$4M | $4M |
| DWDPEURDUPONT DE NEMOURS INC | NEW | +22.6K | 22.6K | +$2M | $2M |
| VICTORY PORTFOLIOS II | NEW | +51.1K | 51.1K | +$1M | $1M |
| DOWDOW INC | NEW | +19.0K | 19.0K | +$938,000 | $938,000 |
| VANGUARD INTL EQUITY INDEX F | NEW | +6.5K | 6.5K | +$681,000 | $681,000 |
| CTVACORTEVA INC | NEW | +21.7K | 21.7K | +$642,000 | $642,000 |
| DBX ETF TR | NEW | +21.1K | 21.1K | +$594,000 | $594,000 |
| PACER FDS TR | NEW | +16.0K | 16.0K | +$487,000 | $487,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2019
355 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IBDQISHARES TR | S&P 500 GRWT ETF · S&P 500 VAL ETF · S&P MC 400GR ETF · S&P MC 400VL ETF · SP SMCP600VL ETF · S&P SML 600 GWT · CORE S&P US GWT · CORE S&P US VLU · 20 YR TR BD ETF · LNG TR CRPRT BD · CORE S&P500 ETF · IBONDS DEC21 ETF · IBONDS DEC20 ETF · IBONDS DEC19 ETF · IBDS DEC28 ETF · IBONDS ETF · IBONDS DEC25 ETF · MSCI EAFE ETF · IBONDS DEC23 ETF · CORE S&P SCP ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · MIN VOL USA ETF · JPMORGAN USD EMG · 10-20 YR TRS ETF · SH TR CRPORT ETF · RUS MID CAP ETF · IBOXX INV CP ETF · GLOBAL REIT ETF · TRANS AVG ETF · SELECT DIVID ETF · NASDAQ BIOTECH · NATIONAL MUN ETF · CUR HED MSCI GER · MSCI CDA ETF · EAFE SML CP ETF · CORE MSCI EAFE · US AER DEF ETF · USA MOMENTUM FCT · EDGE MSCI USA VL · CORE S&P MCP ETF · CORE DIV GRWTH · US HOME CONS ETF · MSCI EMG MKT ETF · IBOXX HI YD ETF · MBS ETF | 22.82% | $272M | 3.08M |
| 2 | RDVYFIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX · TECH ALPHADEX · NY ARCA BIOTECH · UTILITIES ALPH · DORSEY WRT 5 ETF · PFD SECS INC ETF · FINLS ALPHADEX · FIRST TR ENH NEW · NO AMER ENERGY · RISNG DIVD ACHIV · FST LOW OPPT EFT · NASD TECH DIV · CAP STRENGTH ETF · NASDAQ CYB ETF · CONSUMR STAPLE · CONSUMR DISCRE · HLTH CARE ALPH · CLOUD COMPUTING · WTR ETF · RBA INDL ETF · US EQTY OPPT ETF · INDLS PROD DUR · LNG DUR OPRTUN · MATERIALS ALPH | 5.38% | $64M | 1.32M |
| 3 | VTVVANGUARD INDEX FDS | TOTAL STK MKT · MID CAP ETF · SMALL CP ETF · MCAP VL IDXVIP · SM CP VAL ETF · MCAP GR IDXVIP · SML CP GRW ETF · VALUE ETF · REAL ESTATE ETF · GROWTH ETF · S&P 500 ETF SHS | 4.58% | $55M | 382.8K |
| 4 | VANGUARD SCOTTSDALE FDS | INT-TERM CORP · SHRT TRM CORP BD · INTER TERM TREAS · LG-TERM COR BD · MORTG-BACK SEC | 3.12% | $37M | 441.4K |
| 5 | XLBSELECT SECTOR SPDR TR | TECHNOLOGY · SBI INT-INDS · SBI MATERIALS · SBI CONS DISCR · SBI CONS STPLS · SBI HEALTHCARE · SBI INT-UTILS · ENERGY · SBI INT-FINL | 2.96% | $35M | 485.7K |
| 6 | AAPLAPPLE INChistory → | COM | 1.41% | $17M | 84.8K |
| 7 | FIRST TR EXCNGE TRD ALPHADEX | SML CP GRW ALP · MID CP GR ALPH · MID CAP VAL FD · SML CAP VAL AL · MEGA CAP ALPHA | 1.37% | $16M | 391.8K |
| 8 | VANGUARD BD INDEX FD INC | TOTAL BND MRKT · SHORT TRM BOND | 1.34% | $16M | 194.2K |
| 9 | JNJJOHNSON & JOHNSONhistory → | COM | 1.19% | $14M | 101.8K |
| 10 | VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 1.07% | $13M | 307.0K |
| 11 | SCHWAB STRATEGIC TR | INTL EQTY ETF · US MID-CAP ETF · US REIT ETF · US TIPS ETF · EMRG MKTEQ ETF · US DIVIDEND EQ · INTRM TRM TRES | 0.97% | $12M | 300.4K |
| 12 | FIRST TR EXCH TRD ALPHA FD I | DEV MRK EX US · SWITZLND ALPHA · BRAZIL ALPHADEX · GERMANY ALPHA · EMERG MKT ALPH · EUROPE ALPHADEX · EM SML CP ALPH | 0.94% | $11M | 349.7K |
| 13 | INVESCO EXCHANGE TRADED FD T | S&P500 PUR VAL · S&P500 EQL WGT · S&P MDCP MOMNTUM · DYNMC LRG GWTH · AEROSPACE DEFN · DWA MOMENTUM · HIG YLD EQ DIV · DYNMC SOFTWARE · NASDAQ INTERNT · S&P500 EQL HLT · GBL LISTED PVT · DYNMC LRG VALU · DYNMC NETWRNG | 0.93% | $11M | 195.7K |
| 14 | FIRST TR LRG CP GRWTH ALPHAD | COM SHS | 0.92% | $11M | 155.3K |
| 15 | AMZNAMAZON COM INChistory → | COM | 0.90% | $11M | 5.7K |
| 16 | FIRST TR NASDAQ100 TECH INDE | SHS | 0.86% | $10M | 120.3K |
| 17 | MSFTMICROSOFT CORPhistory → | COM | 0.86% | $10M | 76.3K |
| 18 | VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · FTSE SMCAP ETF | 0.81% | $10M | 216.2K |
| 19 | PGPROCTER AND GAMBLE CO | COM | 0.81% | $10M | 87.5K |
| 20 | IAUUSDISHARES GOLD TRUST | ISHARES | 0.78% | $9M | 690.5K |
| 21 | NEENEXTERA ENERGY INC | COM | 0.70% | $8M | 40.5K |
| 22 | GOOGALPHABET INC | CAP STK CL C · CAP STK CL A | 0.65% | $8M | 7.2K |
| 23 | JPMJPMORGAN CHASE & CO | COM | 0.62% | $7M | 65.9K |
| 24 | SPDR SERIES TRUST | BLOOMBERG BRCLYS · S&P DIVID ETF · AEROSPACE DEF · BLOMBERG BRC INV · S&P 400 MDCP GRW | 0.59% | $7M | 76.3K |
| 25 | EXMOCEXXON MOBIL CORP | COM | 0.55% | $7M | 85.3K |
| 26 | TAT&T INC | COM | 0.54% | $6M | 192.4K |
| 27 | DISDISNEY WALT CO | COM DISNEY | 0.52% | $6M | 44.0K |
| 28 | LOWLOWES COS INC | COM | 0.50% | $6M | 59.4K |
| 29 | SPDR S&P 500 ETF TR | TR UNIT | 0.47% | $6M | 19.0K |
| 30 | MCDMCDONALDS CORP | COM | 0.46% | $6M | 26.6K |
| 31 | LMTLOCKHEED MARTIN CORP | COM | 0.45% | $5M | 14.9K |
| 32 | INTCINTEL CORP | COM | 0.43% | $5M | 107.9K |
| 33 | CVXCHEVRON CORP NEW | COM | 0.43% | $5M | 40.8K |
| 34 | COSTCOSTCO WHSL CORP NEW | COM | 0.41% | $5M | 18.7K |
| 35 | ETF SER SOLUTIONS | PRMSE CP FRNT | 0.40% | $5M | 156.2K |
| 36 | GQ9SPDR GOLD TRUST | GOLD SHS | 0.40% | $5M | 35.9K |
| 37 | VANGUARD GROUP | DIV APP ETF | 0.40% | $5M | 41.4K |
| 38 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW · CL A | 0.40% | $5M | 14.7K |
| 39 | HDHOME DEPOT INC | COM | 0.39% | $5M | 22.3K |
| 40 | VVISA INC | COM CL A | 0.38% | $5M | 26.2K |
| 41 | PFEPFIZER INC | COM | 0.38% | $5M | 104.8K |
| 42 | FRANKLIN ETF TR | LIBERTY SHRT ETF | 0.38% | $5M | 47.7K |
| 43 | BACVERIZON COMMUNICATIONS INC | COM | 0.38% | $5M | 78.8K |
| 44 | WMTWALMART INC | COM | 0.37% | $4M | 40.4K |
| 45 | BABOEING CO | COM | 0.37% | $4M | 12.1K |
| 46 | FIRST TR LRG CP VL ALPHADEX | COM SHS | 0.36% | $4M | 82.2K |
| 47 | MEDTRONIC PLC | SHS | 0.35% | $4M | 42.5K |
| 48 | FIRST TR VALUE LINE DIVID IN | SHS | 0.35% | $4M | 122.4K |
| 49 | PEPPEPSICO INC | COM | 0.35% | $4M | 31.5K |
| 50 | CSCOCISCO SYS INC | COM | 0.34% | $4M | 75.0K |
| 51 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.34% | $4M | 29.2K |
| 52 | AMGNAMGEN INC | COM | 0.33% | $4M | 21.2K |
| 53 | OKEONEOK INC NEW | COM | 0.33% | $4M | 56.3K |
| 54 | INVESCO EXCHNG TRADED FD TR | S&P500 LOW VOL · INTL BUYBACK · S&P SMLCP LOW · PFD ETF · EMRNG MKT SVRG · S&P MIDCP LOW | 0.31% | $4M | 100.6K |
| 55 | OREALTY INCOME CORP | COM | 0.31% | $4M | 53.8K |
| 56 | WISDOMTREE TR | INTL SMCAP DIV · EUROPE HEDGED EQ · US MIDCAP DIVID · EMER MKT HIGH FD | 0.31% | $4M | 71.6K |
| 57 | MAMASTERCARD INC | CL A | 0.30% | $4M | 13.4K |
| 58 | ITWILLINOIS TOOL WKS INC | COM | 0.30% | $4M | 23.4K |
| 59 | AFLAFLAC INC | COM | 0.29% | $3M | 63.1K |
| 60 | SBUXSTARBUCKS CORP | COM | 0.28% | $3M | 40.5K |
| 61 | MMM3M CO | COM | 0.28% | $3M | 19.6K |
| 62 | METAFACEBOOK INC | CL A | 0.28% | $3M | 17.5K |
| 63 | MRKMERCK & CO INC | COM | 0.28% | $3M | 39.8K |
| 64 | ABTABBOTT LABS | COM | 0.27% | $3M | 38.6K |
| 65 | UTXZUNITED TECHNOLOGIES CORP | COM | 0.27% | $3M | 24.5K |
| 66 | SYKSTRYKER CORP | COM | 0.24% | $3M | 13.9K |
| 67 | ADPAUTOMATIC DATA PROCESSING IN | COM | 0.24% | $3M | 17.3K |
| 68 | UNITI GROUP INC | COM | 0.24% | $3M | 298.6K |
| 69 | FIRST TR EXCH TRADED FD III | RIVRFRNT DYN DEV · RIVR FRNT DYN | 0.24% | $3M | 48.7K |
| 70 | ABBVABBVIE INC | COM | 0.24% | $3M | 38.9K |
| 71 | GISGENERAL MLS INC | COM | 0.23% | $3M | 52.2K |
| 72 | UPSUNITED PARCEL SERVICE INC | CL B | 0.23% | $3M | 26.3K |
| 73 | GENERAL ELECTRIC CO | COM | 0.23% | $3M | 257.5K |
| 74 | DYHTARGET CORP | COM | 0.22% | $3M | 30.8K |
| 75 | NDQINVESCO QQQ TR | UNIT SER 1 | 0.22% | $3M | 14.3K |
| 76 | TMOTHERMO FISHER SCIENTIFIC INC | COM | 0.22% | $3M | 9.0K |
| 77 | AXPAMERICAN EXPRESS CO | COM | 0.22% | $3M | 21.2K |
| 78 | AVGOBROADCOM INC | COM | 0.22% | $3M | 9.1K |
| 79 | ORCLORACLE CORP | COM | 0.22% | $3M | 45.6K |
| 80 | DDOMINION ENERGY INC | COM | 0.21% | $3M | 32.7K |
| 81 | AMTAMERICAN TOWER CORP NEW | COM | 0.21% | $3M | 12.2K |
| 82 | BACBANK AMER CORP | COM | 0.21% | $2M | 84.4K |
| 83 | SOSOUTHERN CO | COM | 0.20% | $2M | 43.2K |
| 84 | SLBSCHLUMBERGER LTD | COM | 0.20% | $2M | 59.7K |
| 85 | CATCATERPILLAR INC DEL | COM | 0.20% | $2M | 17.4K |
| 86 | QCOMQUALCOMM INC | COM | 0.20% | $2M | 31.0K |
| 87 | OGSONE GAS INC | COM | 0.20% | $2M | 26.1K |
| 88 | FIRST TR BICK INDEX FD | COM SHS | 0.20% | $2M | 87.5K |
| 89 | SDOGALPS ETF TR | SECTR DIV DOGS · RIVERFRNT FLEX · RIVERFRNT DYMC · RIVRFRNT STR INC · RIVERFRONT DYM | 0.19% | $2M | 70.1K |
| 90 | CVSCVS HEALTH CORP | COM | 0.19% | $2M | 42.2K |
| 91 | BRBROADRIDGE FINL SOLUTIONS IN | COM | 0.19% | $2M | 17.6K |
| 92 | KMBKIMBERLY CLARK CORP | COM | 0.19% | $2M | 16.7K |
| 93 | SJMSMUCKER J M CO | COM NEW | 0.19% | $2M | 19.2K |
| 94 | GILDGILEAD SCIENCES INC | COM | 0.18% | $2M | 32.1K |
| 95 | CLXCLOROX CO DEL | COM | 0.18% | $2M | 14.1K |
| 96 | APDAIR PRODS & CHEMS INC | COM | 0.18% | $2M | 9.3K |
| 97 | HONGBPHONEYWELL INTL INC | COM | 0.18% | $2M | 12.0K |
| 98 | CMICUMMINS INC | COM | 0.18% | $2M | 12.2K |
| 99 | USBUS BANCORP DEL | COM NEW | 0.18% | $2M | 39.8K |
| 100 | PSXPHILLIPS 66 | COM | 0.18% | $2M | 22.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2024 | $6M | 2,847 | Aug 12, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $6M | 2,803 | Apr 29, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $5M | 2,746 | Feb 6, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $3M | 1,877 | Nov 13, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $3M | 1,885 | Aug 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $2M | 1,803 | Apr 27, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | Under review | 1,878 | Feb 7, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $2.0B | 1,843 | Oct 28, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $2.1B | 1,832 | Aug 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $2.2B | 1,779 | May 4, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $2.2B | 1,718 | Feb 7, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $2.0B | 1,715 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $2.0B | 1,689 | Aug 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $1.9B | 1,683 | May 14, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $1.7B | 1,612 | Feb 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $1.5B | 1,676 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $1.4B | 1,693 | Aug 14, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $1.2B | 1,734 | May 7, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $1.4B | 1,892 | Feb 6, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $1.3B | 1,850 | Nov 5, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $1.2B | 1,927 | Aug 8, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $1.1B | 1,723 | May 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $964M | 1,715 | Jan 31, 2019 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 1 additional manager.
- BENJAMIN EDWARDS INC028-19533
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.