FIRST TR EXCH TRADED FD III
CUSIP 33739P608
First Tr Exch Traded Fd III has 46 institutional holders in Filings Flow’s 13F database, together reporting 1.47M shares worth $121M as of Q1 2026. The largest reported holders are Morgan Stanley, Per Stirling Capital Management, LLC., and Cetera Investment Advisers.
Institutional Holders
46
Q1 2026
Reported Value
$121M
Ticker
unmapped
private placement or foreign
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Per Stirling Capital Management, LLC.$905M AUM | 1.67% | $15M | 184.2K | Q1 2026OLDER |
| Claris Financial LLC$183M AUM | 0.76% | $1M | 16.9K | Q1 2026OLDER |
| Prospera Financial Services Inc$6.2B AUM | 0.19% | $12M | 141.6K | Q1 2026OLDER |
| RiverFront Investment Group, LLC$6.5B AUM | 0.15% | $10M | 121.8K | Q1 2026OLDER |
| MONEYWISE, INC.$229M AUM | 0.12% | $283,940 | 3.5K | Q1 2026OLDER |
| Strategic Equity Management$266M AUM | 0.09% | $239,762 | 2.9K | Q1 2026OLDER |
| EWA, LLC$548M AUM | 0.09% | $488,699 | 5.6K | Q2 2026 |
| Walkner Condon Financial Advisors LLC$759M AUM | 0.07% | $507,195 | 6.2K | Q1 2026OLDER |
| EVOLUTION WEALTH MANAGEMENT INC.$137M AUM | 0.03% | $38,674 | 471 | Q1 2026OLDER |
| GTS SECURITIES LLC$2.8B AUM | 0.03% | $710,252 | 8.7K | Q1 2026OLDER |
| Spartan Wealth Advisory Services LLC$1.1B AUM | 0.02% | $230,402 | 2.8K | Q1 2026OLDER |
| Bison Wealth, LLC$1.1B AUM | 0.02% | $207,979 | 2.4K | Q2 2026 |
| Cetera Investment Advisers$94.0B AUM | 0.01% | $14M | 168.6K | Q1 2026OLDER |
| FULTON BREAKEFIELD BROENNIMAN LLC$1.5B AUM | 0.01% | $218,249 | 2.7K | Q1 2026OLDER |
| GAMMA Investing LLC$2.7B AUM | 0.01% | $302,259 | 3.5K | Q2 2026 |
| CENTRAL TRUST Co$5.1B AUM | 0.01% | $490,117 | 6.0K | Q1 2026OLDER |
| TRUIST FINANCIAL CORP$74.2B AUM | 0.01% | $7M | 85.5K | Q1 2026OLDER |
| Dana Investment Advisors, Inc.$3.4B AUM | 0.01% | $311,855 | 3.8K | Q1 2026OLDER |
| Elevated Capital Advisors, LLC$397M AUM | 0.01% | $34,240 | 417 | Q1 2026OLDER |
| Orion Porfolio Solutions, LLC$11.7B AUM | 0.01% | $799,918 | 9.7K | Q1 2026OLDER |
| DAVENPORT & Co LLC$20.4B AUM | 0.01% | $1M | 12.1K | Q2 2026 |
| NBC SECURITIES, INC.$1.3B AUM | 0.00% | $51,263 | 624 | Q1 2026OLDER |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $13M | 155.6K | Q1 2026OLDER |
| Cerity Partners LLC$70.8B AUM | 0.00% | $2M | 21.1K | Q1 2026OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $30,685 | 400 | Q3 2025OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $1M | 14.4K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $28M | 351.6K | Q1 2026OLDER |
| Golden State Wealth Management, LLC$915M AUM | 0.00% | $13,959 | 170 | Q1 2026OLDER |
| Western Wealth Management, LLC$2.6B AUM | 0.00% | $37,196 | 453 | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $77,682 | 946 | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $4M | 45.0K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $2M | 21.2K | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $2M | 30.4K | Q1 2026OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $64,950 | 791 | Q1 2026OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $1M | 13.2K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $326,848 | 4.0K | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $12,317 | 150 | Q1 2026OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $9,936 | 121 | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $187,516 | 2.3K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $2M | 24.8K | Q1 2026OLDER |
| FIRST TRUST ADVISORS LP$140.0B AUM | 0.00% | $209,463 | 2.6K | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $6,240 | 76 | Q1 2026OLDER |
| AE Wealth Management LLC$18.5B AUM | 0.00% | $15,190 | 185 | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $18,475 | 225 | Q2 2026 |
| Rockefeller Capital Management L.P.$56.4B AUM | 0.00% | $25,454 | 310 | Q1 2026OLDER |
| ASSETMARK, INC$49.0B AUM | 0.00% | $16,422 | 200 | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $105,376 | 1.3K | Q2 2026 |
| BANK OF MONTREAL /CAN/$268.5B AUM | 0.00% | $34,651 | 422 | Q1 2026OLDER |
| Qube Research & Technologies Ltd$89.9B AUM | 0.00% | $5,796 | 72 | Q4 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.